S.W Voter Registration Educ. v. Shelley

• Citation: 344 F.3d 914
• Decision Date: 23 September 2003
• Docket Number: No. 03-56498.,03-56498.
• Parties: SOUTHWEST VOTER REGISTRATION EDUCATION PROJECT; Southern Christian Leadership Conference of Greater Los Angeles; National Association for the Advancement of Colored People; California State Conference of Branches, Plaintiffs-Appellants, v. Kevin SHELLEY, in his official capacity as California Secretary of State, Defendant-Appellee, Ted Costa, Intervenor-Appellee.
• Court: U.S. Court of Appeals — Ninth Circuit

344 F.3d 914

SOUTHWEST VOTER REGISTRATION EDUCATION PROJECT; Southern Christian Leadership Conference of Greater Los Angeles; National Association for the Advancement of Colored People; California State Conference of Branches, Plaintiffs-Appellants, v. Kevin SHELLEY, in his official capacity as California Secretary of State, Defendant-Appellee Ted Costa, Intervenor-Appellee.

No. 03-56498.

United States Court of Appeals, Ninth Circuit.

Argued and Submitted En Banc September 22, 2003 — San Francisco, California.

Filed September 23, 2003.

Mark D. Rosenbaum (argued), Peter J. Eliasberg, Ben Wizner, Catherine Lhamon, Ranjana Natarajan, Danile P. Tokaji: ACLU Foundation of Southern California, Los Angeles, CA; Erwin Chemerinsky: University of Southern California Law School, Los Angeles, CA; Laurence Tribe (argued), Cambridge, Massachusetts, MA; Jordan Budd, ACLU of San Diego & Imperial Counties, San Diego, CA; Alan L. Schlosser and Margaret C. Crosby: ACLU Foundation of Northern California, San Francisco, CA; John C. Ulin and Jilana L. Miller, Heller Ehrman White & McAuliffe, LLP, Los Angeles, CA; Neal Katyal, Washington, DC; Thomas C. Goldstein, Goldstein & Howe, P.C., Washington, DC; attorneys for Plaintiffs-Appellants.

Bill Lockyer, Andrea L. Hoch, Louise R. Mauro, Kenneth R. Williams, Douglas J. Woods (argued), Susan R. Oie, Office of the Attorney General of California, Sacramento, CA; attorneys for Defendant-Appellee.

Charles P. Diamond (argued), Robert M. Schwartz, Robert C. Welsh, Victor H. Jih, Los Angeles, CA; Charles H. Bell, Thomas W. Hitachk: Bellow, McAndrews, Hitachk & Davidian LLP, Sacramento, CA; attorneys for Intervenor-Appellee.

Appeal from the United States District Court for the Central District of California; Stephen V. Wilson, District Judge, Presiding. D.C. No. CV-03-05715-SVW.

Before: SCHROEDER, Chief Judge, KOZINSKI, O'SCANNLAIN, KLEINFELD, TASHIMA, SILVERMAN, GRABER, McKEOWN, GOULD, TALLMAN, and RAWLINSON, Circuit Judges.

OPINION

PER CURIAM.

This matter has been reheard by the United States Court of Appeals for the Ninth Circuit, sitting en banc, upon the vote of a majority of the non-recused active judges pursuant to 28 U.S.C. § 46(c) and Federal Rule of Appellate Procedure 35. We thank all the parties and their counsel, as well as the amici, for the prompt and professional presentations to this court on an expedited basis.

BACKGROUND

The following summary is largely adopted from the district court's order denying a preliminary injunction.

On October 7, 2003, California voters are scheduled to decide whether Governor Gray Davis should be recalled and, if so, who should replace him. Also on the ballot are two statewide initiatives: Proposition 53, a proposed constitutional amendment sponsored by the state legislature that would require a portion of the state's budget be set aside for infrastructure spending; and, Proposition 54, a measure that would ban government agencies from collecting certain racial information. The state was to begin mailing absentee ballots 29 days before the election. See Cal. Elec. Code § 3001. Absentee voters must return the ballots prior to the close of the polls on election day. Cal. Elec.Code § 3020.

Plaintiffs, Southwest Voter Registration Education Project, Southern Christian Leadership Conference of Greater Los Angeles, National Association for the Advancement of Colored People, and California State Conference of Branches, filed this lawsuit alleging that the planned use of "punch-card" balloting machines in the election violates the Equal Protection Clause of the U.S. Constitution and Section 2 of the Voting Rights Act (codified at 42 U.S.C. § 1973).

Under the California Constitution, the Lieutenant Governor is charged with setting the date of a gubernatorial recall. See Cal. Const. art. II, § 17. The state constitution requires that the election be held not less than 60 days and not more than 80 days from the date of the certification by the Secretary of State that there were sufficient signatures to initiate a recall, which in this case was July 23, 2003. Cal. Const. art. II, § 15(a). The only exception to this time frame applies where a regular election is already scheduled to be held within 180 days of the date of certification. See Cal. Const. art. II, § 15(b). In that circumstance, the recall election may be consolidated with the regularly scheduled election. Id.

Because the next regularly scheduled election is to be held in March of 2004 — more than seven months from the date of certification — the 60 to 80 day time frame applies. Accordingly, Lieutenant Governor Cruz Bustamante signed a proclamation on July 24, 2003, ordering that the recall election take place on October 7, 2003 (the last Tuesday within the allotted period).

Under the California Constitution, the Secretary of State is charged with setting the date for an initiative election. See Cal. Const. art. II, § 8(c). The constitution requires that a vote on an initiative be scheduled "at the next general election held at least 131 days after it qualifies or at any special statewide election held prior to the general election." See id. Initially, in 2002, the Secretary of State scheduled the election on the initiatives for the 2004 election. On July 25, 2003, the Secretary of State rescheduled the initiative election to the same date as the recall election.

Plaintiffs filed this lawsuit on August 7, 2003, to delay the election until it could be conducted without use of pre-scored punch-card balloting machines. Plaintiffs allege that punch-card machines result in an average combined "residual vote rate" of 2.23%. Residual votes consist of "overvotes" (ballots disqualified because they are read by the machine as containing more than one vote on a single candidate contest or initiative issue) and "undervotes" (ballots read by the machine as not containing a vote). While residual votes may be caused by factors other than machine error — including a voter's affirmative choice not to vote on any particular candidate or initiative — plaintiffs allege that the residual vote rate of punch-card machines is, on average, twice that experienced when other voting technologies are used. The California Secretary of State decertified punch-card machine use in elections after January 1, 2006. Later, in a consent decree, the Secretary agreed to accelerate the effective date of the decertification to March 2004.

Plaintiffs claim that their right to equal protection is violated because voters in counties that use punch-card machines will have a comparatively lesser chance of having their votes counted than voters in counties that use other technologies. Further, plaintiffs allege that the counties employing punch-card systems have greater minority populations than counties using other voting systems, so that punch-card use denies the right to vote on the basis of race, in violation of Section 2 of the Voting Rights Act (codified at 42 U.S.C. § 1973).

The district court denied the injunction on August 20, 2003. Plaintiffs' appeal to this court was argued on an expedited basis, pursuant to Circuit Rule 3-3(a), to a three-judge motions panel on September 11, 2003. On September 15, 2003, the panel granted an injunction that postponed the election. The panel stayed its order to enable this en banc reconsideration or Supreme Court review.

The three-judge panel analyzed the merits of the equal protection claim and concluded plaintiffs had shown a substantial likelihood of success. The panel applied the Supreme Court's decision in Bush v. Gore, 531 U.S. 98, 121 S.Ct. 525, 148 L.Ed.2d 388 (2000) (per curiam). In accordance with our standard for reviewing a denial of a preliminary injunction, the panel considered the harm to each party and the public interest. See Johnson v. Cal. State Bd. of Accountancy, 72 F.3d 1427, 1430 (9th Cir.1995). The panel reversed the district court's denial of an injunction. That opinion was withdrawn upon our vote to rehear the case en banc. 2003 WL 22119858 (9th Cir. Sept.15, 2003).

STANDARD OF REVIEW

The standard of review is important to our resolution of this case. A preliminary injunction is appropriate where plaintiffs demonstrate "either: (1) a likelihood of success on the merits and the possibility of irreparable injury; or (2) that serious questions going to the merits were raised and the balance of hardships tips sharply in [their] favor." Clear Channel Outdoor Inc. v. City of Los Angeles, 340 F.3d 810, 813 (9th Cir.2003) (quoting Walczak v. EPL Prolong, Inc., 198 F.3d 725, 731 (9th Cir.1999)). The district court must also consider whether the public interest favors issuance of the injunction. Fund for Animals, Inc. v. Lujan, 962 F.2d 1391, 1400 (9th Cir.1992); see also Chisom v. Roemer, 853 F.2d 1186, 1189 (5th Cir.1988). This alternative test for injunctive relief has also been formulated as follows: a plaintiff is required to establish "(1) a strong likelihood of success on the merits, (2) the possibility of irreparable injury to plaintiff[s] if preliminary relief is not granted, (3) a balance of hardships favoring the plaintiff[s], and (4) advancement of the public interest (in certain cases)." Johnson v. Cal. State Bd. of Accountancy, 72 F.3d 1427, 1430 (9th Cir.1995) (internal quotation marks omitted). This analysis creates a continuum: the less certain the district court is of the likelihood of success on the merits, the more plaintiffs must convince the district court that the public interest and balance of hardships tip in their favor. Fund for Animals, Inc., 962 F.2d at 1400.

We review the district court's decision to grant or deny a preliminary injunction for abuse of discretion. Walczak v. EPL Prolong, Inc., 198 F.3d 725, 730 (9th Cir.1999). Our review is limited and deferential. The district court's interpretation of the underlying legal principles, however, is subject to de novo review and a district court abuses its discretion when it makes...