Scales v. Estelle, Civ. A. No. 73-H-729.

Decision Date10 July 1974
Docket NumberCiv. A. No. 73-H-729.
PartiesJames Arthur SCALES v. W. J. ESTELLE, Jr., Director, Texas Department of Corrections.
CourtU.S. District Court — Southern District of Texas

James Arthur Scales, pro se, Harry H. Walsh, Huntsville, Tex., for petitioner.

Calvin Botley, Asst. Atty. Gen., Austin, Tex., for respondent.

SINGLETON, District Judge.

Memorandum and Order:

This petition for writ of habeas corpus is brought by a state prisoner pursuant to 28 U.S.C. § 2254. Petitioner is in state custody by virtue of a final conviction and sentence entered in Cause No. 9428 by the 23rd Judicial District Court of Fort Bend County, Texas. The conviction was for the offense of robbery by firearms. Punishment was assessed by a jury at thirty years.

The primary question presented is whether petitioner was denied his right to appeal his conviction to the Texas Court of Criminal Appeals.

FACTS

Petitioner was tried before a jury on May 22, 1972, upon a plea of not guilty. On May 23, 1972, the jury returned a verdict of guilty. On the same day at a separate hearing the jury assessed punishment at thirty years. Petitioner had been represented by an appointed attorney at trial and, as will be seen, for a short time after trial. Although not clear from the record when, petitioner gave timely notice of appeal. On May 30, 1972, petitioner filed a motion for new trial. Then on the 9th of June 1972 petitioner signed and filed in open court an instrument which withdrew his notice of appeal.1 Although represented by counsel and executed in open court, this proceeding was not recorded.

He accepted sentence on the same day and was sent to the Texas Department of Corrections. Four days later, after arriving at the Diagnostic Unit of the Texas Department of Corrections, he wrote the inmate attorney's office at Huntsville requesting assistance in appealing his conviction.2 Although not entirely clear when, the trial court was informed of petitioner's renewed desire to appeal, and the court informed petitioner that his time for notice of appeal had expired.3

Thereafter, petitioner filed a pro se application for writ of habeas corpus in the trial court on August 29, 1972, and again on March 14, 1973, raising as one of his contentions a denial of his right to appeal. The applications were denied by the trial court and eventually by the Court of Criminal Appeals on March 28, 1973.

It is petitioner's contention that he did not intelligently and knowingly withdraw his notice of appeal, that he thought the withdrawal of notice of appeal was only an instrument necessary to allow his appointed attorney to withdraw from the case so that he could acquire new counsel. It is the State's position that petitioner's withdrawal of notice of appeal was knowing and his application for writ of habeas corpus is an intentional and deliberate attempt to bypass the orderly state procedure requiring a timely notice of appeal.

At the habeas corpus hearing petitioner's appointed counsel at trial testified that subsequent to his filing a motion for new trial petitioner informed him that he did not want to pursue an appeal. The attorney said he strongly urged petitioner to follow through with the appeal but that petitioner persisted, stating that if he decided to appeal he would get a "writ up there in Huntsville." The attorney explained to petitioner that it would be too late to appeal his case after he got to Huntsville and that he thought certain grounds of error would be waived if not presented in a motion for new trial. Although the proceeding in court in which petitioner executed his withdrawal of notice of appeal was not transcribed, the trial judge stated by affidavit that petitioner appeared in open court with his attorney and presented a written request to withdraw his appeal; that the matter was again explained to petitioner; that petitioner asserted that he understood the nature of the request; and that petitioner intelligently executed the waiver.4

There is not presented the question whether petitioner knew that he had a right to appeal. Petitioner testified that he knew, without having to be told, that he had a right to appeal his conviction. Compare Swenson v. Bosler, 386 U.S. 258, 87 S.Ct. 996, 18 L.Ed.2d 33 (1967); Harris v. Estelle, 487 F.2d 1293 (5th Cir. 1973); Daniels v. Alabama, 487 F.2d 887 (5th Cir. 1973); Ex parte Breen, 420 S.W.2d 932 (Tex.Cr.App. 1967) (dissenting opinion). And, of course, he did at first give notice of appeal. There is also no question whether he physically withdrew his notice of appeal, this is sufficiently demonstrated by his signature on the request to withdraw his appeal. The question is whether he knew, at the time he executed his request to withdraw his notice of appeal, that that act was a waiver of his right to appeal. That is, was the execution of the request "an intentional relinquishment or abandonment of a known right to appeal"? Johnson v. Zerbst, 304 U.S. 458, 464, 58 S.Ct. 1019, 1023, 82 L. Ed. 1461 (1938). With due deference to the fact that petitioner presumably either changed his mind after arriving at the penitentiary or set in motion the second act of a scheme to bypass state procedure, this court finds that at the time he executed his withdrawal of notice of appeal he had full knowledge of the probable consequences of his act. This being the factual finding, it follows that the state did not deny him his right to appeal.

Of course in either of these presumptive situations, this court "may . . . deny relief to an applicant who has deliberately bypassed the orderly procedure of the state courts and in so doing has forfeited his state court remedies." Fay v. Noia, 372 U.S. 391, 438, 83 S.Ct. 822, 849, 9 L.Ed.2d 837 (1963). However, concerned with the "arguable illogicality of turning a rule of timing into a doctrine of forfeitures," Id. at 426, 83 S.Ct. at 842, this court will consider each federal claim raised in the petition, but on the other hand, refuse to order the state to entertain an appeal which, under the circumstances of this case, is deemed by the Court of Criminal Appeals to have been forfeited. A strict compliance with its procedural rules is not blindly required by the Court of Criminal Appeals but is rather based upon what it has philosophically determined to be essential to the "fair and equal administration of justice."5

Petitioner contends that he was denied a fair trial because he was interrogated without being informed of his right to counsel. Assuming without deciding that he was interrogated without being informed of his right to counsel, it is noted that no statements that may have been made during this interrogation were admitted in evidence and petitioner did not allege that any tangible materials or verbal evidence used against him were derived from this alleged lawless activity. Therefore, neither the exclusionary rule, Mapp v. Ohio, 367 U.S. 643, 81 S.Ct. 1684, 6 L.Ed.2d 1081 (1961), nor its attendant "poisonous tree doctrine," Wong Sun v. United States, 371 U.S. 471, 83 S.Ct. 407, 9 L. Ed.2d 441 (1963), have been violated. It follows then, there being no evidence the alleged police activity was such as to threaten the integrity of our adversary system,6 that petitioner's right to a fair trial was not abridged.

Petitioner next contends that he was denied due process of law in that he was not afforded an examining...

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