Shah v. RBC Capital Markets LLC

• Decision Date: 06 March 2014
• Citation: 2014 N.Y. Slip Op. 01516,981 N.Y.S.2d 524,115 A.D.3d 444
• Parties: Bhavya SHAH, Plaintiff–Appellant, v. RBC CAPITAL MARKETS LLC, Defendant–Respondent. Bhavya Shah, Plaintiff–Appellant, v. RBC Capital Markets LLC, et al., Defendants–Respondents.
• Court: New York Supreme Court — Appellate Division

115 A.D.3d 444

981 N.Y.S.2d 524

2014 N.Y. Slip Op. 01516

Bhavya SHAH, Plaintiff–Appellant,

v.RBC CAPITAL MARKETS LLC, Defendant–Respondent.

Bhavya Shah, Plaintiff–Appellant,

v.RBC Capital Markets LLC, et al., Defendants–Respondents.

Supreme Court, Appellate Division, First Department, New York.

March 6, 2014.

Law Office of Michael G. O'Neill, New York (Michael G. O'Neill of counsel), for appellant.

McElroy, Deutsch, Mulvaney & Carpenter, LLP, New York (Margaret L. Watson of counsel), for respondents.

Order, Supreme Court, New York County (Eileen A. Rakower, J.), entered May 9, 2013, which, to the extent appealed from, denied plaintiff's motion to compel defendant to respond to certain discovery requests, and order, same court (Joan M. Kenney, J.), entered June 17, 2013, which granted defendant's motion to dismiss the complaint pursuant to CPLR 3211, unanimously affirmed, without costs.

Supreme Court providently exercised its discretion in denying plaintiff's motion to compel in the 2011 action. For one and a half years after the commencement of that action plaintiff failed to raise the issue of interrogatories or document demands, despite a number of chances to do so at compliance conferences, and despite the IAS court's rules requiring all outstanding discovery matters to be raised at compliance conferences ( see Macias v. City of Yonkers, 65 A.D.3d 1298, 885 N.Y.S.2d 613 [2nd Dept.2009];see also22 NYCRR 9.1). Plaintiff also failed to raise this issue at the final compliance conference in November 2012, which took place one month before plaintiff was to file the note of issue.

Plaintiff misplaces reliance on inapposite cases in which local rules denied litigants a right to make a motion and were held to be invalid ( see e.g. Barrett v. Toroyan, 35 A.D.3d 278, 826 N.Y.S.2d 566 [1st Dept.2006] ).

Supreme Court properly exercised its discretion in dismissing the 2013 action. The court has broad discretion to dismiss an action on the ground that another action is pending between the same parties arising out of the same subject matter or series of alleged wrongs, and it is inconsequential that different legal theories or claims were set forth in the two actions ( Whitney v. Whitney, 57 N.Y.2d 731, 454 N.Y.S.2d 977, 440 N.E.2d 1324 [1982];see also Syncora Guar. Inc. v. J.P. Morgan Sec. LLC, 110 A.D.3d 87, 96, 970 N.Y.S.2d 526 [1st Dept.2013] ). Nor was there good reason for the two actions to proceed separately.

Moreover, we note that plain...