Shepherd Properties Co. v. Int'l Union of Painters
| Decision Date | 02 June 2011 |
| Docket Number | No. 49A04–1010–PL–676.,49A04–1010–PL–676. |
| Parties | SHEPHERD PROPERTIES CO., d/b/a ShepCo Commercial Finishes, Appellant,v.INTERNATIONAL UNION OF PAINTERS and Allied Trades, District Council 91, Appellee. |
| Court | Indiana Appellate Court |
OPINION TEXT STARTS HERE
Michael L. Einterz, Michael L. Einterz, Jr., Einterz & Einterz, Zionsville, IN, Attorneys for Appellant.William R. Groth, Fillenwarth Dennerline Groth & Towe, LLP, Indianapolis, IN, Attorney for Appellee.
Intervenor Shepherd Properties Co. d/b/a ShepCo Commercial Finishes (“ShepCo”) appeals the denial of its motion to correct error, which challenged an order awarding attorney's fees to Plaintiff International Union of Painters and Allied Trades, District Council 91 (“the Union”) as the prevailing party in an action under the Indiana Access to Public Records Act (“APRA”).1 We reverse and remand for an attorney's fees order consistent with this opinion.
ShepCo presents three issues for review, one of which we find dispositive: whether the trial court erroneously applied APRA in imposing joint and several liability for attorney's fees upon ShepCo as well as a public agency.
ShepCo was a subcontractor for a public works project, construction at Stonybrook Middle School, in the Metropolitan School District of Warren Township in Marion County (“Warren Township”). In May of 2008, the Union requested that Warren Township permit it to inspect and copy the certified payroll records submitted by ShepCo, records which Warren Township and ShepCo alleged to be confidential and containing trade secrets.2 ShepCo's counsel made an informal inquiry of the Indiana Public Access Counselor (“the PAC”); in reliance thereon, Warren Township refused the Union's request. 3
The Union filed a formal complaint with the PAC and requested an advisory opinion in accordance with Indiana Code Section 5–14–4–10(6). On August 8, 2008, the PAC issued an advisory opinion that Warren Township had not violated APRA because the requested records were exempt from disclosure under the “trade secrets” and “confidential financial information” exceptions to disclosure found in Indiana Code Section 5–14–3–4(a)(4) and (5).
On October 24, 2008, the Union filed a complaint to compel compliance with APRA, naming Warren Township as the sole defendant. Warren Township moved to join ShepCo as a necessary party; that motion was denied. On June 11, 2009, ShepCo moved to intervene, which motion was granted.4
The Union unsuccessfully moved for judgment on the pleadings. Subsequently, on October 30, 2009, the Union moved for summary judgment. After a hearing, the trial court granted the Union's motion for summary judgment and scheduled a separate hearing to determine attorney's fees. On July 21, 2010, argument was heard. On August 11, 2010, the trial court issued its “Ruling on Request for Attorney's Fees and Final Judgment” awarding fees and costs in favor of the Union and against ShepCo and Warren Township, jointly and severally, in the amount of $20,234.
On August 19, 2010, the Union filed a motion to amend the final judgment, seeking additional attorney's fees expended in preparing the petition for fees and attending the July 21, 2010 hearing on attorney's fees. On September 2, 2010, ShepCo filed a motion to correct error. On September 16, 2010, the trial court denied ShepCo's motion to correct error. On the following day, the trial court entered an amended judgment increasing the fees to $22,659. ShepCo now appeals.5
ShepCo contends that it could not properly be subjected to joint and several liability for attorney's fees under APRA, because it is not a public agency refusing access. According to ShepCo, its role is that of a property owner (of recorded information) having an interest in the APRA litigation outcome but not directly responsible for public records release.
The public policy underlying APRA is set forth in the first section of the Act: A fundamental philosophy of the American constitutional form of representative government is that government is the servant of the people and not their master. Accordingly, it is the public policy of the state that all persons are entitled to full and complete information regarding the affairs of government and the official acts of those who represent them as public officials and employees. Providing persons with the information is an essential function of a representative government and an integral part of the routine duties of public officials and employees, whose duty it is to provide the information. This chapter shall be liberally construed to implement this policy and place the burden of proof for the nondisclosure of a public record on the public agency that would deny access to the record and not on the person seeking to inspect and copy the record.
Ind.Code § 5–14–3–1. The expressly stated objective of APRA is liberal disclosure to requesting members of the public. The duty to provide information lies with the public agency.
APRA defines a “public agency” to include:
(1) Any board, commission, department, division, bureau, committee, agency, office, instrumentality, or authority, by whatever name designated, exercising any part of the executive, administrative, judicial, or legislative power of the state.
(2) Any:
(A) county, township, school corporation, city, or town, or any board, commission, department, division, bureau, committee, office, instrumentality, or authority of any county, township, school corporation, city, or town;
(B) political subdivision (as defined by IC 36–1–2–13); or
(C) other entity, or any office thereof, by whatever name designated, exercising in a limited geographical area the executive, administrative, judicial, or legislative power of the state or a delegated local governmental power.
(3) Any entity or office that is subject to:
(A) budget review by either the department of local government finance or the governing body of a county, city, town, township, or school corporation; or
(B) an audit by the state board of accounts that is required by statute, rule, or regulation.
(4) Any building corporation of a political subdivision that issues bonds for the purpose of constructing public facilities.
(5) Any advisory commission, committee, or body created by statute, ordinance, or executive order to advise the governing body of a public agency, except medical staffs or the committees of any such staff.
(6) Any law enforcement agency, which means an agency or a department of any level of government that engages in the investigation, apprehension, arrest, or prosecution of alleged criminal offenders, such as the state police department, the police or sheriff's department of a political subdivision, prosecuting attorneys, members of the excise police division of the alcohol and tobacco commission, conservation officers of the department of natural resources, gaming agents of the Indiana gaming commission, gaming control officers of the Indiana gaming commission, and the security division of the state lottery commission.
(7) Any license branch staffed by employees of the bureau of motor vehicles commission under IC 9–16.
(8) The state lottery commission established by IC 4–30–3–1, including any department, division, or office of the commission.
(9) The Indiana gaming commission established under IC 4–33, including any department, division, or office of the commission.
(10) The Indiana horse racing commission established by IC 4–31, including any department, division, or office of the commission.
In furtherance of the objective of dissemination of information, attorney's fees may be awarded if APRA is violated by the...
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Shepherd Props. Co. v. Int'l Union of Painters & Allied Trades, Dist. Council 91
...liable for attorney's fees under the APRA and that Township, the public agency, was solely liable. Shepherd Props. Co. v. Int'l Union of Painters, 950 N.E.2d 321, 325 (Ind.Ct.App.2011). On rehearing, the Court of Appeals acknowledged two prior Court of Appeals cases that stated that a priva......