Simmerer v. Dabbas

• Decision Date: 06 September 2000
• Docket Number: No. 99-1570.,99-1570.
• Citation: 89 Ohio St.3d 586,733 NE 2d 1169
• Parties: SIMMERER ET AL., APPELLANTS, v. DABBAS, APPELLEE, ET AL.
• Court: Ohio Supreme Court

89 Ohio St.3d 586

733 NE 2d 1169

SIMMERER ET AL., APPELLANTS, v. DABBAS, APPELLEE, ET AL.

No. 99-1570.

Supreme Court of Ohio.

Submitted May 10, 2000.

Decided September 6, 2000.

Perantinides & Nolan Co., L.P.A., Paul G. Perantinides and Christopher L. Parker, for appellants.

Weston Hurd Fallon Paisley & Howley L.L.P., Mark O'Neill and Gary A. Vick, for appellee.

COOK, J.

The question raised by this case is whether damages associated with parenting a child born with a birth defect are recoverable in a wrongful pregnancy action stemming from a negligently performed sterilization procedure, when the doctor who performed the unsuccessful sterilization procedure could not have reasonably foreseen the birth defect. We hold that they are not.

I. Classification of This Action

To put this case in context, we first categorize the typical birth-based medical malpractice actions. In a wrongful pregnancy action, one or both parents of a child born following a negligently performed sterilization procedure bring suit for the costs of having an unplanned child. Johnson v. Univ. Hosp. of Cleveland (1989), 44 Ohio St.3d 49, 51, 540 N.E.2d 1370, 1372. Most United States jurisdictions recognize this cause of action. Smith-Groff, Wrongful Conception: When an Unplanned Child Has a Birth Defect, Who Should Pay the Cost? (1996), 61 Mo.L.Rev. 135, 138. In a wrongful birth action, the parents of an unhealthy child born following negligent genetic counseling or negligent failure to diagnose a fetal defect or disease bring suit for the costs of having to raise and care for an impaired child, arguing that they were wrongfully deprived of the ability to avoid or terminate a pregnancy to prevent the birth of a child with the defect or disease. Johnson, 44 Ohio St.3d at 51, 540 N.E.2d at 1372. The legitimacy of this cause of action has not yet been addressed by this court, but has been recognized by Ohio's Fourth District Court of Appeals in Flanagan v. Williams (1993), 87 Ohio App.3d 768, 623 N.E.2d 185. Finally, in a wrongful life action, an unhealthy child born following either a negligently performed sterilization of one of his or her parents¹ or negligent genetic counseling or testing² argues that he or she has been damaged by being born at all. This court has rejected this cause of action,³ as have most other jurisdictions.⁴ The parties here seem to agree in the briefing to this court, and we concur, that this case is an action sounding in wrongful pregnancy only, based on the definitions outlined above. The only negligence alleged is that Dabbas failed to sterilize Theresa though he attempted to perform a sterilization procedure. The fact that Steven was not born healthy does not convert this action into one for wrongful birth, as we have defined that (consistent with the weight of authority) as involving negligent genetic counseling or negligent failure to diagnose a fetal defect.

II. Law and Discussion

Across the United States, courts have recognized four general theories of recovery in wrongful pregnancy cases. They are (1) full recovery, which includes pregnancy-related damages as well as reasonable child-rearing costs, (2) limited damages, in which only damages related to the failed sterilization, pregnancy, and birth are recoverable, (3) the benefits rule, which allows full recovery offset by the benefits to the parent(s) of having and raising the child, and (4) no recovery. Johnson, supra, 44 Ohio St.3d at 52-57, 540 N.E.2d at 1372-1377; Simmons, Zehr v. Haugen and the Oregon Approach to Wrongful Conception: An Occasion for Celebration or Litigation? (1995), 31 Willamette L.Rev. 121, 127-135.

In Johnson, where we considered the birth of a healthy child following a negligent sterilization, this court adopted a limited-damages rule for wrongful pregnancy actions in Ohio. Johnson, supra, at paragraph two of the syllabus. We held that the plaintiffs could recover the medical costs of the pregnancy and delivery, damages for emotional distress due to pregnancy, lost wages due to pregnancy, damages for the husband's loss of consortium during pregnancy, and damages for the mother's pain and suffering during pregnancy and delivery. Id. at 58-59, 540 N.E.2d at 1378, fn. 8. Our decision foreclosed recovery of the costs of raising the child, however, given "Ohio's public policy that the birth of a normal, healthy child cannot be an injury to her parents." Id. at paragraph two of the syllabus.

The Simmerers invite this court to expand the damages recoverable in a wrongful pregnancy action when the resulting child is born with birth defects, as Steven was. They argue that, even if, under Johnson, normal child-rearing costs are not recoverable, they are entitled to recover the extraordinary costs and damages associated with Steven's heart defect. Dabbas, on the other hand, argues that this court should follow the reasoning in Simmons v. Hertzman (1994), 99 Ohio App.3d 453, 651 N.E.2d 13, in which the First District Court of Appeals held that the plaintiffs, who had given birth to a child with severe abnormalities, could not recover the extraordinary costs associated with raising that child because (1) child-rearing costs are not recoverable regardless of whether a child is "healthy" or "abnormal," because everyone has some kind of abnormality and, hence, the distinction is too difficult to draw, and (2) the negligent sterilization did not proximately cause the child's abnormalities. Id. at 458-459, 651 N.E.2d at 17.

The majority rule favors Dabbas's position. It is axiomatic that a medical negligence claim requires a showing of duty, breach of that duty, and damages proximately caused by the breach. See Hester v. Dwivedi (2000), 89 Ohio St.3d 575, 578, 733 N.E.2d 1161, 1164. Courts deciding cases like this one have generally held that, although a negligently performed sterilization is a proximate cause of a subsequent birth, it is not a proximate cause of the birth defect and, therefore, the negligent doctor cannot be held liable for the costs associated with that defect. See, e.g., Williams v. Univ. of Chicago Hosps. (1997), 179 Ill.2d 80, 227 Ill.Dec. 793, 688 N.E.2d 130; Williams v. Van Biber (Mo.App.1994), 886 S.W.2d 10; Pitre v. Opelousas Gen. Hosp. (La.1988), 530 So.2d 1151, 1158; Garrison v. Foy (Ind.App.1985), 486 N.E.2d 5, 10; LaPoint v. Shirley (W.D.Tex. 1976), 409 F.Supp. 118.⁵

The Supreme Court of Illinois decided a case in 1997 that is directly on point. That court, in a well-reasoned opinion, held that the parents of a child born with attention deficit hyperactivity disorder could not recover for the extraordinary expenses of raising a child with that affliction because any negligence in the performance of the failed sterilization procedure was not a proximate cause of the disorder. See Williams v. Univ. of Chicago Hosps., supra, 179 Ill.2d 80, 227 Ill.Dec. 793, 688 N.E.2d 130. That court noted that the case before it did not involve an allegation that the defendants "knew that [the mother] sought sterilization as a means of avoiding the conception of a child with the particular defect involved here," and left for another day the question of whether, given such knowledge by the defendants, the parents would be able to recover the expenses they sought. Id. at 87, 227 Ill.Dec. at 797, 688 N.E.2d at 134. The Williams court then concluded that "proximate cause [cannot] be established in the absence of allegations forging a closer link between the defendant's negligence and the eventual birth of the defective child." Id. The court went on to discuss the concept of proximate cause and its application to the case before it:

"In Neering v. Illinois Central R.R. Co., 383 Ill. 366, 380, 50 N.E.2d 497 (1943), this court stated:

"What constitutes proximate cause has been defined in numerous decisions, and there is practically no difference of opinion as to what the rule is. The injury must be the natural and probable result of the negligent act or omission and be of such a character as an ordinarily prudent person ought to have foreseen as likely to occur as a result of the negligence, although it is not essential that the person charged with negligence should have foreseen the precise injury which resulted from his act. [Citations.]'

"Thus, `[i]f the result is one that an ordinarily prudent person would have foreseen as likely to occur, then the party will be held responsible, even if the precise injury which resulted is not foreseen.' Scott & Fetzer Co. v. Montgomery Ward & Co., 112 Ill.2d 378, 393, 98 Ill.Dec. 1, 493 N.E.2d 1022 (1986).

"We do not believe that the plaintiffs can establish that the defendant's conduct was a proximate cause of their injury, for under the allegations in this case the plaintiffs' injury cannot be said to be of such a character that an ordinarily prudent person should have foreseen it as a likely consequence of the alleged negligence. The plaintiffs do not allege that any act or omission by the defendants caused the child's condition, that the defendants knew of the possibility that a child conceived in the wake of a failed operation would suffer from a particular defect, or even that the parents were seeking to avoid a specific risk and that the defendants were aware of that, assuming that allegations of that nature would be a sufficient basis for liability." Williams v. Univ. of Chicago Hosps., 179 Ill.2d at 87-88, 227 Ill.Dec. at 797, 688 N.E.2d at 134.

We find the reasoning in Williams persuasive, and, accordingly, reject the Simmerers' assertion that Steven's heart condition was a reasonably foreseeable result of Dabbas's negligence. Even accepting as true their statement that a negligently performed sterilization may lead to the conception and birth of an unhealthy child, it would not establish proximate cause, as "proximate cause" contemplates a "probable" or "likely" result, not merely a "possible" one. Furthermore, the Simmerers' "but for" argument—that Steven's heart defect...