Smith v. Office and Professional Employees Intern. Union

Decision Date22 June 1987
Docket NumberNo. 86-1301,86-1301
Citation821 F.2d 355
Parties125 L.R.R.M. (BNA) 3294, 106 Lab.Cas. P 12,428 John SMITH, Mitchell Griggs, and Addie Steward, Plaintiffs-Appellants, v. OFFICE AND PROFESSIONAL EMPLOYEES INTERNATIONAL UNION; John Kelly, and George Porcaro, Defendants-Appellees.
CourtU.S. Court of Appeals — Sixth Circuit

Barbara Harvey (argued), Detroit, Mich., for plaintiffs-appellants.

Eugene Bolanowski, Warren, Mich., Douglas A. Keast (argued), for defendants-appellees.

Before JONES and GUY, Circuit Judges, and EDWARDS, Senior Circuit Judge.

GEORGE CLIFTON EDWARDS, Jr., Senior Circuit Judge.

Plaintiffs in this case filed an action under the Labor-Management Reporting and Disclosure Act, 29 U.S.C. Sec. 401 et seq. and the District Judge dismissed the case under that Act for lack of subject matter jurisdiction.

The problem arises out of the imposition by the Office and Professional Employees International Union of a trusteeship on its Local 512. Local 512 represents only supervisors employed by the State of Michigan. Plaintiffs alleged that the trusteeship violates Secs. 302 and 304(c) of the LMRDA, 29 U.S.C. Secs. 462 and 464(c), and predicated jurisdiction on Sec. 304(a) of Act, 29 U.S.C. Sec. 464(a). The District Court granted defendants' motion to dismiss on the ground of lack of subject matter jurisdiction and then dismissed plaintiffs' pendant state law claims. Plaintiffs appeal.

The question at this point is purely a legal one; namely whether the LMRDA provides subject matter jurisdiction over a trusteeship imposed by a parent union subject to the LMRDA on a local subordinate body which is not subject to the LMRDA? The Act in fact states that the term "[e]mployer" does not include the United States or any corporation wholly owned by the Government of the United States or any State or political subdivision thereof. 29 U.S.C. Sec. 402(e). The Act's definitions of "employee" and "labor organization" rely on the definition of "employer," so that unions representing only public sector workers are not "labor organizations." See 29 U.S.C. Secs. 402(f) and (i). Thus it is clear that for purposes of the LMRDA the trusteed Local 512 is not a "labor organization" because it represents only State of Michigan workers.

The LMRDA has six titles; public employee unions are clearly excluded from the coverage of Titles I, II, IV, V, and VI. Title III, Secs. 301 through 304 of the Act, 29 U.S.C. Secs. 461-64, concerns trusteeships. Plaintiffs allege violations of Sec. 302, 29 U.S.C. Sec. 462, which defines the proper purposes of trusteeships over a "subordinate body," and Sec. 304(c), 29 U.S.C. Sec. 464(c), which establiishes a presumption that trusteeships are invalid after 18 months. Plaintiffs claim jurisdiction under Sec. 304(a), 29 U.S.C. Sec. 464(a), which allows a member of a "subordinate body of a labor organization" to bring a civil action in federal District Court for a violation of, among other provisions, Sec. 302. Plaintiffs contend that even though Local 512 is not a labor organization as defined by the Act, by the terms of Secs. 302 and 304 the trusteed entity need only be a "subordinate body" of a labor organization to create jurisdiction. Plaintiffs argue that a "subordinate body" need not be a "labor organization" as defined by the Act. Jurisdiction, under plaintiffs' analysis, depends on whether the parent union is a labor organization as defined by Act; if so, then the status of the local is irrelevant.

Congress in Title III, however, clearly used the term "subordinate body" interchangeably with the terms "labor organization" and "subordinate labor organization." Thus, Sec. 301, 29 U.S.C. Sec. 461, which establishes reporting requirements for trusteeships, uses the term "subordinate labor organization;" Sec. 303, 29 U.S.C. Sec. 463, uses the terms "subordinate body" and "labor organization" to refer to the same entity. We agree with the Third, Fourth, and Tenth Circuit's unanimous conclusions that, given the exclusion of public employee unions from the coverage of the rest of the Act, the interchangeable use of terms in Title III of the Act, and the lack of any legislative history suggesting that trusteed public employee locals are covered, the most reasonable conclusion is that public employee unions are not covered by the phrase "subordinate body" in Secs. 302 and 304 of the Act. See New Jersey County and Municipal Council # 61 v. American Federation of State, County and Municipal Employees, 478 F.2d 1156 (3rd Cir.), cert. denied, 414 U.S. 975, 94 S.Ct. 290, 38 L.Ed.2d 218 (1973); Kanawha Valley Labor Council, AFL-CIO v. American Federation of Labor, 667 F.2d 436 (4th Cir.198...

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7 cases
  • Reed v. Sturdivant
    • United States
    • U.S. Court of Appeals — Eighth Circuit
    • May 7, 1999
    ...481 F.2d 396 (10th Cir.1973); Kanawha Valley Labor Council v. AFL-CIO, 667 F.2d 436 (4th Cir.1981); Smith v. Office & Prof'l Employees Int'l Union, 821 F.2d 355 (6th Cir.1987). Two of those cases, AFSCME and Smith, considered the question before us and expressly held that Title III did not ......
  • Troman v. Am. Fed'n of State
    • United States
    • U.S. District Court — Southern District of New York
    • July 6, 2017
    ...within the meaning of the Act to benefit from Title III's protections on trusteeships. See, e.g., Smith v. Office & Prof'l Emps. Int'l Union, 821 F.2d 355, 356 (6th Cir. 1987) (analyzing the Act's structure and legislative history and finding that "Congress in Title III . . . clearly used t......
  • CHEVALIER v. CIVIL Serv. EMPLOYEES Ass'n INC.
    • United States
    • U.S. District Court — Northern District of New York
    • March 31, 2011
    ...national union on a local that represent[s] only government employees." Id. (citing cases); see also Smith v. Office & Prof'l Emps. Int'l Union, 821 F.2d 355, 356 (6th Cir. 1987) (citations omitted). As such, the Court lacks subject matter jurisdiction if the trusteed local union is compris......
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    • United States
    • U.S. District Court — Southern District of New York
    • July 10, 1990
    ...entities are as well for the purposes of choosing delegates to the international convention. See Smith v. Office and Professional Employees International Union, 821 F.2d 355 (6th Cir.1987). Accordingly, the IBT's challenge is hereby III. Enforcement Concerns The Court remains concerned abou......
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