Smith v. United States

Decision Date16 August 1963
Docket NumberNo. 18151.,18151.
PartiesLouis SMITH, Appellant, v. UNITED STATES of America, Appellee.
CourtU.S. Court of Appeals — Ninth Circuit

Pillsbury, Madison & Sutro and Frank L. Mallare, San Francisco, Cal., for appellant.

Warren C. Colver, U. S. Atty., and James R. Clouse, Jr., Asst. U. S. Atty., Anchorage, Alaska, for appellee.

Before BARNES, HAMLIN and JERTBERG, Circuit Judges.

HAMLIN, Circuit Judge.

This is an appeal by Louis Smith, appellant herein, from an order of the United States District Court for the District of Alaska denying appellant's petition under 28 U.S.C. § 2255 for an order setting aside his sentence. The facts in the main are undisputed, but are somewhat complicated.

On November 10, 1960, appellant was indicted in the United States District Court for the District of Hawaii, the indictment containing two counts. The first count charged appellant and two others with the crime of conspiracy to violate 21 U.S.C. § 174 by arranging for appellant to procure narcotics in the Orient and to mail or import such narcotic drugs into the United States. The second count charged that on or about October 10, 1960, appellant imported into the United States heroin in violation of 21 U.S.C. § 174.

From about September 14, 1960, until November 24 or 25, 1960, appellant was in Korea. On approximately the latter date, he bought an airplane ticket to go from Korea to Tokyo, Japan. When his plane stopped in Tokyo, appellant was refused admittance into Japan (for some reason unexplained in the record). The Japanese authorities told him that he had to stay out of the country one year and for that reason would have to leave on the same plane that he had arrived upon. That plane was going to Alaska, and he was permitted to stay on the plane for a free ride from Tokyo to Alaska.

When he arrived in Alaska on November 25, 1960, the authorities there arrested him upon the warrant that had been issued for his arrest by reason of the indictment in Hawaii. After his arrest for this charge, he was searched and found to have approximately eleven grains of heroin on his person, which he stated were for his own use. Shortly thereafter, he was indicted in Alaska upon the charge of importing narcotics into Alaska.

We think that it would serve no purpose to set out in detail the proceedings in the District Court of Alaska from the time of appellant's arrival in Alaska on November 25, 1960, to March 31, 1961. It will suffice to say that during that time appellant first entered guilty pleas to counts 1 and 2 of the Hawaii indictment, then withdrew his guilty plea to count 2 of that indictment and pleaded not guilty to count 2. Still later, he withdrew this latter not guilty plea and pleaded guilty to count 2. Also, he first pleaded guilty to the Alaska charge, then changed his mind and pleaded not guilty to that charge, and later again changed his mind and pleaded guilty.

At no time during the proceedings in the Alaska district court was the appellant represented by an attorney. While at some times he was asked if he thought he needed an attorney and replied "No", at other times he was told that if he was going to plead guilty, an attorney's advice would not help him.

On March 1, 1961, he changed his plea to guilty on the Alaska charge and received a sentence of five years imprisonment. After he had received this sentence, he was told that if he pleaded guilty to the Hawaii charge, he would get the same sentence on that charge as he had received on the Alaska charge, and that such sentence would run concurrently with the sentence on the Alaska indictment. Thereafter, on March 31, 1961, he changed his plea upon the Hawaii indictment from not guilty to guilty on each count.

In accordance with the representations that had been made to appellant the court thereupon sentenced him to five years on each count of the Hawaii indictment to run concurrently with each other and with the Alaska indictment sentence. However, about one and a half hours later, he was brought back into court and told that a grievous error...

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  • United States v. Gilligan
    • United States
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    • June 13, 1966
    ...is a doctrine that a plea of guilty based upon a judicial promise is invalid if the promise is not kept. Accord, Smith v. United States, 321 F.2d 954, 955-956 (9th Cir. 1963); People v. Farina, 2 N.Y.2d 454, 161 N.Y. S.2d 88, 141 N.E.2d 589 (1957), affirming 2 A.D.2d 776, 154 N.Y.S.2d 501 (......
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    ...Johnson v. State, 40 Md.App. 591, 392 A.2d 1157 (1978); United States v. Hammerman, 528 F.2d 326 (4th Cir. 1975); Smith v. United States, 321 F.2d 954 (9th Cir. 1963); State v. Burkhart, 566 S.W.2d 871 (Tenn.1978). So too should the State have a mutual remedy of rescission when it cannot en......
  • Mosher v. LaVallee
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    ...subject to being set aside as involuntary, Santobello v. New York, 404 U.S. 257, 92 S.Ct. 495, 30 L.Ed.2d 427 (1971); Smith v. United States, 321 F.2d 954 (9th Cir. 1963); United States ex rel. McGrath v. LaVallee, 319 F.2d 308 (2d Cir. 1963); United States ex rel. Elksnis v. Gilligan, 256 ......
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