State ex rel. Brooks v. Worrell, 13209

• Decision Date: 11 July 1972
• Docket Number: No. 13209,13209
• Citation: 156 W.Va. 8,190 S.E.2d 474
• Court: West Virginia Supreme Court
• Parties: STATE ex rel. Edwin Robert BROOKS v. Robert M. WORRELL, Judge, etc., et al.

Page 474

190 S.E.2d 474

156 W.Va. 8

STATE ex rel. Edwin Robert BROOKS v. Robert M. WORRELL, Judge, etc., et al.

No. 13209.

Supreme Court of Appeals of West Virginia.

Submitted June 6, 1972.

Decided July 11, 1972.

Syllabus by the Court

1. 'The 'manifest necessity' in a criminal case permitting the discharge of a jury without rendering a verdict may arise from various circumstances. Whatever the circumstances, they must be forceful to meet the statutory prescription.' Pt. 2, syllabus, State v. Little, 120 W.Va. 213 (197 S.E. 626).

2. 'The power of a court in a criminal case to discharge a jury without rendering a verdict is discretionary; but the power 'is a delicate and highly important trust' and must be exercised soundly, else the discharge will become in effect an acquittal of the accused under the Constitution, Article 3, Section 5, which inhibits second jeopardy.' Pt. 3, syllabus, State v. Little, 120 W.Va. 213 (197 S.E. 626).

3. Before a manifest necessity exists which would warrant the declaring of a mistrial and the discharging of the jury and ordering a new trial, the circumstances must be prejudicial, or appear to be prejudicial, to the accused or the state.

Katz, Katz & Kantor, Norris Kantor, Bluefield, for relator.

Chauncey H. Browning, Jr., Atty. Gen., Willard A. Sullivan, Richard E. Hardison, Asst. Attys. Gen., Charleston, D. Grove Moler, Pros. Atty., Mullens, for respondents.

BERRY, Judge:

This is a proceeding in prohibition instituted under the original jurisdiction of this Court by Edwin Robert Brooks to prohibit the Honorable Robert M. Worrell, Judge of the Circuit Court of Wyoming County, and D. Grove Moler, Prosecuting Attorney of Wyoming County, from proceeding further to try the petitioner on an indictment for 'breaking and entering.' The petitioner contends that the respondent judge improperly declared a mistrial during the trial of the case, and that the Court should have sustained the petitioner's plea of former jeopardy and should not have set the case for trial again on May 15, 1972. A rule to show cause was issued on May 2, 1972, returnable on May 16, 1972, and was continued until June 6, 1972, at which time the respondent filed a demurrer to the petition and the case was submitted on arguments and briefs.

The facts in the case leading up to the mistrial are undisputed. On the second day of the trial while the petitioner, his counsel, the prosecuting attorney and the judge were in conference in the judge's chambers, Deputy Sheriff McKinney, a state witness who had been left on the witness stand, remarked to the bailiff in the presence of the jury which had remained in the jury box that counsel for the petitioner had kept him in the preliminary hearing before a justice of the peace for seven hours, and that they might be 'here' for two or three weeks. The bailiff testified that he was only five or six feet away from the jury box at the time the remarks were made, but that he did not know whether or not the members of the jury heard the remarks because they had been talking among themselves. The bailiff also stated that McKinney said that Mr. Kantor, an attorney for the petitioner, was 'wound up'. However, the bailiff stated that he could not say whether the comments were made in a derogatory manner and that he did not feel the remarks were made to influence the jury in any way.

One of the accused who had been indicted with the petitioner for the same crime but who had been granted a separate trial had informed petitioner's counsel that these remarks had been made, which led to the court's inquiry. He testified that after McKinney made the remarks the jury 'laughed and giggled'. The jurors were not questioned as to whether or not they heard McKinney's remarks.

After this matter had been brought to the attention of the court and the individuals involved questioned, the prosecuting attorney asked Mr. Kantor, counsel for the petitioner, if he were moving for a mistrial and Kantor replied, 'We are not moving either way. We are simply presenting it to the Court, putting it in the lap of the Court for the Court to use its sound discretion.' The Court then stated it felt that if any information was volunteered by a witness on the witness stand before the jury out of the presence of the accused, it would automatically result in a mistrial; that a mistrial would be declared and the case would be continued until the next term of court. Mr. Kantor then replied that the petitioner would enter a plea of former jeopardy if the state elected to try the petitioner again, since the conduct that caused the mistrial was a result of the actions of the state, namely, one of the arresting officers. The judge then returned to the courtroom and declared a mistrial and dismissed the jury.

The petitioner contends McKinney's remarks were not sufficient to create a 'manifest necessity' for the trial court to declare a mistrial on its own initiative and consequently he should not have to stand trial again.

The only issue involved in this case is whether or not the remarks made by the deputy sheriff in the presence of the jury constituted a manifest necessity warranting the court to declare a mistrial. The pertinent part of the statute, Code, 62--3--7, governing such matter, reads as follows:

'* * * And in any criminal case the court may discharge the jury, when it appears that they cannot agree in a verdict, or that there is manifest necessity for such discharge.'

The term 'manifest necessity' has not been clearly defined and may arise from various circumstances, but the circumstances in any instance must be forceful to warrant a mistrial. In the case of State v. Little, 120 W.Va. 213, 197 S.E. 626, a mistrial was declared by the trial court on motion of the state because several witnesses failed to return to court promptly after recessing for lunch. They were excused until 1:30 p.m. and the mistrial was declared at 2 o'clock p.m. and it was held by this Court that the mistrial was not justified. This principle is stated in the second point of the syllabus of the Little case in the following language: 'The 'manifest necessity' in a criminal case permitting the discharge of a jury without rendering a verdict may arise from various circumstances. Whatever the circumstances, they must be forceful to meet the statutory prescription.' It was also held in the same case that the power to declare a mistrial is a 'delicate and highly important trust' and must be exercised with extreme care. This principle is stated in point three of the syllabus of the Little case, as follows: 'The power of a court in a criminal case to discharge a jury without rendering a verdict is discretionary; but the power 'is a delicate and highly important trust' and must be exercised soundly, else the discharge will become in effect an acquittal of the accused under the Constitution, Article 3, Section 5, which inhibits second jeopardy.'

Under the provisions of the Code and decided cases, it has been held that where unforeseeable circumstances arise during the trial of a case, such as, illness or death of a juror, the accused, the judge or counsel, making the completion of the trial impossible, a manifest necessity to discharge the jury will exist and the declaration of a mistrial will be justified. Code, 62--3--7; State ex rel. Dandy v. Thompson, 148 W.Va. 263, 134 S.E.2d 730. It has also been held that where there is an improper separation of the jury in cases where they are required to be kept together, and a verdict of guilty could not be upheld on appeal, a manifest necessity exists to discharge the jury and double jeopardy will not attach on the second trial. State v. Shelton, 116 W.Va. 75, 178 S.E. 633; State v. Burford, 136 W.Va. 472, 67 S.E.2d 855; State of West Virginia v. Cartright, 20 W.Va. 32.

The trial court in declaring a mistrial in this case based its ruling on the grounds that the accused was not present at the time the remarks were made to the bailiff by the witness on the witness stand in the presence of the jury. It is true that the accused must be present during all of the stages of his trial, from the inception of the trial to the final judgment, when anything is done affecting him, and the record must show his presence. State v. Vance, 146 W.Va. 925, 124 S.E.2d 252; State v. Howerton, 100 W.Va. 501, 130 S.E. 655. However, the record in this case shows that the accused was present, with his attorney, the attorney for the state and the judge in the...