State ex rel. Clarke v. Carballo

Decision Date02 May 1978
Docket NumberNo. 76-326,76-326
Citation265 N.W.2d 285,83 Wis.2d 349
PartiesSTATE of Wisconsin ex rel. Charles CLARKE, Petitioner-Appellant, v. Manuel CARBALLO, Secretary, Department of Health & Social Services, State of Wisconsin, Respondent.
CourtWisconsin Supreme Court

Howard B. Eisenberg, State Public Defender, and Jack E. Schairer, Asst. State Public Defender (argued), on brief, for petitioner-appellant.

Maryann S. Calef, Asst. Atty. Gen. (argued), Bronson C. La Follette, Atty. Gen., on brief, for respondent.

DAY, Justice.

This is an appeal from a judgment of the Milwaukee County Circuit Court. The petitioner-appellant, Charles Clarke (hereafter petitioner) sought certiorari review of his parole board hearing. The petitioner claimed that the parole board (hereafter board) denied him procedural due process in the manner in which his hearing was conducted. The trial court order affirmed the board's decision.

There are two questions on appeal. First, was the petitioner denied a proper hearing because of the board's failure to follow the procedures outlined in its own Manual Of Policy And Procedures? Second, is the petitioner's claim of denial of a proper hearing moot because any defects in the first hearing were in effect "cured" by a subsequent parole hearing given to the petitioner?

The petitioner claims that the procedures followed denied him due process under the Fourteenth Amendment of the United States Constitution because he was not provided with copies of materials that were considered by the board in making its decision to deny him parole. We do not reach the due process issue because the petitioner did not receive a proper hearing due to the board's failure to comply with its own rules. However, a majority of the court holds that the issue is moot because there is no effective remedy that this court could supply. The petitioner has already been given a subsequent hearing by the board in January of 1977.

At the time this issue arose the defendant was incarcerated in Waupun State Prison. On December 18th, the petitioner received a "Notice of Parole Board Interview." The notice listed general factors to be considered by the parole board. A parole information packet dated December 1, 1975 listed various materials that would be used by the board in reaching its decision. 1

On January 7, 1976, the petitioner's parole hearing was held at the Wisconsin State Prison in Waupun. The petitioner acknowledged receipt of the notice of interview and the information packet. The petitioner made no objection to any of the material in the packet, but went to see his social worker because of confusion concerning the packet. He also contacted the records office at the prison about the packet. Both the records office and the social worker told the petitioner that they had no control over the packet or its contents.

At the time of the hearing the board was aware of the documents that the petitioner did and did not receive. Nonetheless, the board went on to consider conduct reports and the petitioner's prior record on parole in making its decision, although neither the conduct reports nor the prior parole record were part of the information packet.

The board denied parole and deferred further consideration of parole for one year.

The petitioner sought review by writ of certiorari and on June 25, 1975, a hearing was held before the circuit court for Milwaukee County on the writ to review the board's hearing. The writ was denied.

A previous appeal was dismissed without prejudice by stipulation of the parties. The petitioner then appealed from a November 9, 1976 circuit court judgment that affirmed the board's decision.

On certiorari review of parole board hearings before the circuit court,

"The well-settled rule in Wisconsin is that . . . the reviewing court is limited to determining: (1) Whether the board kept within its jurisdiction; (2) whether it acted according to law; (3) whether its action was arbitrary, oppressive or unreasonable and represented its will and not its judgment; and (4) whether the evidence was such that it might reasonably make the order or determination in question." State v. Goulette, 65 Wis.2d 207, 215, 222 N.W.2d 622, 626 (1974).

The board contends that the question on appeal is whether the board's present parole procedures provide adequate due process protection. This court has frequently stated that it will, ". . . never . . . anticipate a question of constitutional law in advance of the necessity of deciding it . . ." State ex rel. Ellenburg v. Gagnon, 76 Wis. 2d 532, 536, 251 N.W.2d 773, 775 (1977); Cohen v. Towne Realty, Inc., 54 Wis.2d 1, 4, 5, 194 N.W.2d 298 (1972). Before the constitutional sufficiency of the board's procedure is determined it must first be determined whether the board even followed the procedures contained in their own manual.

The significance of the board's procedures have been highlighted by two previous cases. In Goulette this court stated that

". . . a hearing with minimal due process or fair play standards should be provided at a parole hearing . . ." 65 Wis.2d at 216, 222 N.W.2d at 627.

But rather than expounding on the requirements of such a hearing this court stated,

"We do not deem it advisable for further comment upon the manner of conducting the hearing nor the adequacy of the standards which apply because we are informed that the department is now in the process of formulating, in written form, the procedures and standards to be used by the Parole Board in parole hearings. Our review of the necessary procedures and standards should await the department's determination of these questions, provided, of course that they are forthcoming and effective within a reasonably short period of time." 65 Wis.2d at page 216, 222 N.W.2d at page 627.

In State ex rel. Tyznik v. H&SS Dept., 71 Wis.2d 169, 170-174, 238 N.W.2d 66 (1976) the petitioner claimed that he was denied due process because prior to his parole hearing he was not informed of the standards to be used by the board in reaching its decision. The record in Tyznik reflected the lack of such criteria and the case was remanded for the development and promulgation of parole standards within sixty days of the date of remand.

In this case the board or the Department of Health and Social Services has promulgated procedures and this court has taken judicial notice of the board's manual. 2

Sec. 3.1.2(b) of the board's manual 3 provides that the Division of Corrections is responsible for the timely preparation of a Parole Information Packet (hereafter packet) for each parole applicant. The packet should include, among other things, conviction records, program reviews, a parole planning sheet, misconduct reports resulting in a finding of guilty in the last twelve months, violation reports on the most recent probation or parole supervision and the sentencing portion of the court transcript. The packet is to be forwarded to the institution for service on the parole applicant no later than fifteen days prior to the parole interview date.

In this case the petitioner did not receive copies of prior misconduct reports or violation reports from his most recent probation or parole supervision. The board knew what the packet should have contained and what it actually did contain. Nonetheless, the board went on to consider the misconduct reports and parole violation reports in refusing to grant the petitioner's parole.

The board's disregard of its own manual of procedure makes their actions arbitrary and unreasonable. In this case the board should have provided the petitioner with copies of the material they considered. 4 Had later parole hearings not been held prior to the hearing of this appeal, a new hearing held in conformity to the board's manual would be required.

Because the board's action was arbitrary and unreasonable, we do not reach the question of whether or not the procedures followed violated the due process clause of the Fourteenth Amendment.

The board contends that this appeal should be dismissed as moot because even if the January 7, 1976 parole hearing was defective, the petitioner received a later parole hearing on January 24, 1977. 5

"A case is moot when a determination is sought 'upon some matter which, when rendered, for any reason, cannot have any practical legal effect upon a then existing controversy.' " State ex rel. Hernandez v. McConahey, 42 Wis.2d 468, 471, 167 N.W.2d 412, 413 (1969) and cases cited therein.

In State ex rel. Renner v. H&SS Dept., 71 Wis.2d 112, 237 N.W.2d 699 (1976), the petitioner challenged his parole revocation, but by the time the appeal from the circuit court order was heard by this court, the petitioner had again been released on parole. In determining that the petitioner's challenge to his parole revocation was moot this court stated that,

"The question of mootness must turn upon a determination as to whether this court, by ruling in favor of the appellant on the issues raised, might afford him some relief which he has not already achieved by his re-release on parole." State ex rel. Renner, at 71 Wis.2d 116, 237 N.W.2d 701.

In Weinstein v. Bradford, 423 U.S. 147, 96 S.Ct. 347, 46 L.Ed.2d 350 (1975), a North Carolina prisoner-petitioner brought an action against the parole board, claiming that the board was required to give him certain procedural rights in considering his parole eligibility. The petitioner was paroled and then completely released before the appeal was decided. In determining that the case was moot the court stated that,

". . . in the absence of a class action, the 'capable of repetition, yet evading review' doctrine was limited to the situation where two elements combined: (1) the challenged action was in its duration too short to be fully litigated prior to its cessation or expiration, and (2) there was a reasonable expectation that the same complaining party would be subjected to...

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