State v. Anderson, 03-553.

• Decision Date: 27 January 2005
• Docket Number: No. 03-553.,03-553.
• Citation: 868 A.2d 716
• Parties: STATE of Vermont v. James A. ANDERSON.
• Court: Vermont Supreme Court

868 A.2d 716

STATE of Vermont v. James A. ANDERSON.

No. 03-553.

Supreme Court of Vermont.

January 27, 2005.

Present: DOOLEY, JOHNSON, SKOGLUND, REIBER, JJ., and ALLEN, C.J. (Ret.), Specially Assigned.

ENTRY ORDER

¶ 1. Defendant James Anderson was convicted of one count of sexual assault on a minor in violation of 13 V.S.A. § 3252(a)(3). He now appeals, contending that the district court erred in admitting evidence of uncharged sexual misconduct pursuant to Vermont Rule of Evidence 404(b). We conclude that the court properly admitted the evidence for the purpose of demonstrating a common plan or scheme in defendant's actions towards his victim, and we therefore affirm the district court.

¶ 2. In October of 2000, defendant's minor niece, R.D., wrote a letter to one of her teachers indicating that defendant had sexually abused her the previous spring. The teacher and other school personnel then met with R.D. and submitted a report to the Department of Social and Rehabilitation Services (SRS). The following day SRS social worker Ronnie Cohen and State Trooper Greg Campbell interviewed R.D., who told them that, before March of 2002, she frequently babysat for her cousins at defendant's house. She went on to describe an incident in March when defendant came home while she was babysitting and joined in when she began wrestling with her cousins. R.D. said that during the horseplay defendant grabbed her buttocks inappropriately for several seconds. After they stopped wrestling she left to put the children to bed and then returned to lie on the couch and watch television. She said that defendant later joined her on the couch where, despite her efforts to stop him, he unhooked her bra and fondled her breasts, placed her hand on his penis, asked her to engage in oral sex, and then pulled down her shorts and digitally penetrated her vagina.

¶ 3. R.D. said that she did not report this incident immediately because defendant had threatened to kill her, and she was afraid that nobody would believe her. She said she no longer wanted to be alone at defendant's house, and only babysat there one more time. Further, she said that when she did see defendant in the months following the incident he would take advantage of any momentary privacy to grab her breasts and buttocks, and would then flash her a smile. Following the interview, Trooper Campbell sought and obtained a wire warrant to monitor and record a telephone conversation between R.D. and defendant. During that conversation, defendant made several incriminating statements in response to R.D.'s questions, and Trooper Campbell decided to interview him the next day. In the interview, defendant denied all of R.D.'s allegations other than the wrestling incident, and claimed that, if he had digitally penetrated her vagina, it was unintentional. Trooper Campbell then arrested defendant, who was later arraigned on one count of sexual assault on a minor in violation of 13 V.S.A. § 3252(a)(3).

¶ 4. In July 2003, the State filed notice that it intended to introduce evidence of other bad acts at trial. The notice indicated that R.D. would testify about defendant's conduct in the months following the charged incident, particularly his attempts to grab and fondle her in passing moments of privacy. The State further claimed that R.D. would recount a specific incident when defendant attempted to touch her vagina under the table during a card game. In the notice, the State argued that the evidence was admissible to help explain R.D.'s delay in reporting the assault.

¶ 5. Defendant filed a motion in limine objecting to the State's intentions, and the court held a hearing to address the issue. After the State withdrew its effort to introduce evidence about the incident during the card game, the court ruled the remaining testimony admissible for the purpose of demonstrating a common plan or scheme in defendant's conduct towards R.D. The court further observed that the evidence could be relevant to counter defendant's initial claim that any inappropriate touching was accidental or inadvertent. The court was not persuaded, however, by the State's argument that the uncharged conduct helped explain R.D.'s delay in reporting the sexual assault.

¶ 6. At trial, R.D. testified, over defense objection, about the occasions when defendant would touch her breasts or buttocks in passing. Before deliberations, the court instructed the jury to only consider this testimony for the limited purposes of determining whether defendant had engaged in a common plan or scheme of sexualized conduct towards R.D., or whether the charged conduct was accidental or inadvertent. The jury returned a guilty verdict, and the court entered judgment against defendant. This appeal followed.

¶ 7. We review a trial court's decision to admit evidence of uncharged conduct pursuant to V.R.E. 404(b) to determine whether the evidence "was relevant and material to the cause of action, and if so, whether its admission was so prejudicial as to outweigh its probative value." State v. Lipka, 174 Vt. 377, 390, 817 A.2d 27, 38 (2002). Review is deferential, however, and we will reverse "only if the [trial] court withheld or abused its discretion ... and a substantial right of [the] defendant was affected by the alleged error." Id.

¶ 8. Rule 404(b) provides:

Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.

Because the phrase "such as" precedes the enumeration of permissible purposes for character evidence, we have recognized that the list is not exclusive. State v. Robinson, 158 Vt. 286, 289, 611 A.2d 852, 854 (1992). In sexual assault cases, particularly those involving the family member of a minor, we have held that Rule 404 permits the admission of evidence regarding uncharged conduct to show a pattern of misconduct towards the victim. E.g., State v. Forbes, 161 Vt. 327, 332-33, 640 A.2d 13, 16 (1993). In such cases, the evidence is admissible to put the victim's claims in context, as we have observed that allegations of a single act of sexual assault by a family member, removed from the attendant circumstances of secrecy, oppression, and recurrence, "are likely to seem incongruous...