State v. Baker, 99-312.
| Citation | 301 Mont. 323,2000 MT 235,8 P.3d 817 |
| Decision Date | 28 August 2000 |
| Docket Number | No. 99-312.,99-312. |
| Parties | STATE of Montana, Plaintiff and Respondent, v. Kenneth Wayne BAKER, Defendant and Appellant. |
| Court | Montana Supreme Court |
Loren J. O'Toole II; O'Toole & O'Toole, Plentywood, Montana, For Appellant.
Hon. Joseph P. Mazurek, Attorney General; Tammy K. Plubell, Assistant Attorney General; Helena, Montana, Steven Howard, Sheridan County Attorney, Plentywood, Montana, For Respondent.
¶ 1 Kenneth Wayne Baker (Baker) appeals from the judgment entered by the Fifteenth Judicial District Court, Sheridan County, on a jury verdict finding him guilty of sexual assault. We affirm.
¶ 2 Baker raises the following issues:
¶ 3 1. Did the District Court abuse its discretion in denying Baker's motion for a mistrial?
¶ 4 2. Did the District Court abuse its discretion by failing to grant Baker's motion for a continuance?
¶ 5 3. Did the District Court abuse its discretion in denying Baker's motion for a directed verdict?
¶ 6 Baker was charged by information with the offense of sexual assault, in violation of § 45-5-502, MCA, for allegedly having nonconsensual sexual contact with a seven-year-old girl. Baker pleaded not guilty to the charge and a jury trial was held on October 26, 1998. At trial, the State of Montana (State) called Debra Johnson (Johnson), a community social worker, as its first witness in its case-in-chief. Johnson testified that she received a referral alleging that the victim in this case had been sexually assaulted by Baker. Johnson reported the referral to the Sheridan County Sheriff's Office (SCSO), which conducted an investigation into the allegations against Baker.
¶ 7 Johnson also testified that she assisted the SCSO with its investigation by participating in three interviews of the child victim. The first two interviews were directly related to the allegations against Baker and transcripts of those two interviews were provided to Baker pursuant to his pretrial discovery requests. The third interview of the victim related to separate allegations that the victim also had been sexually abused by her natural father. Although Baker's name was mentioned in the third interview, he was not provided with either a videotape or transcript of this interview prior to trial. During cross-examination of Johnson, Baker informed the District Court that he had not received a transcript of the third interview with the victim and the court instructed Johnson to immediately retrieve the transcript of the interview from her file so Baker could be provided a copy. Baker did not request a continuance of the trial at that time.
¶ 8 The State then called Gretchen Blewett (Blewett), a deputy sheriff who assisted in the investigation and participated in the three interviews of the victim. Blewett testified on cross-examination that the third interview contained allegations against Baker as well as against the victim's father. At that point, Baker moved to continue the trial until he had an opportunity to review the transcript of the third interview. The District Court denied the motion, stating that Baker could review the transcript over a two-hour break for lunch and that the court was willing to address the motion again after the break should Baker determine he needed more time.
¶ 9 Following the lunch break and Baker's review of the third interview transcript, the parties met in chambers. Baker moved the District Court for a mistrial, arguing that the prosecution's failure to provide him with the transcript had denied him exculpatory evidence and impaired his ability to cross-examine the witnesses who had testified that morning. The State responded that a mistrial was not warranted because the third interview did not contain any exculpatory evidence and any adverse effect on Baker's ability to examine witnesses could be cured by recalling those witnesses for further cross-examination. After reviewing the transcript of the third interview, the District Court denied the motion for a mistrial. Baker then again moved to continue the trial for one week to prepare in light of the new information regarding the third interview. The court reserved its ruling on that motion until the end of the State's case-in-chief.
¶ 10 After the State rested its case, the parties met in chambers and Baker moved for a directed verdict, arguing that the State had failed to prove the elements of the offense of sexual assault. The District Court denied the motion. Baker did not renew his motion for a continuance or request a ruling on his earlier motion.
¶ 11 The jury found Baker guilty of sexual assault. The District Court sentenced Baker and entered judgment on the conviction and sentence. Baker appeals.
¶ 12 1. Did the District Court abuse its discretion in denying Baker's motion for a mistrial?
¶ 13 We review a district court's ruling on a motion for a mistrial to determine whether the court abused its discretion. State v. Partin (1997), 287 Mont. 12, 17-18, 951 P.2d 1002, 1005. Where a defendant moves for a mistrial, the motion should be granted when the defendant otherwise would be denied a fair and impartial trial. Partin, 287 Mont. at 16-17, 951 P.2d at 1004-05.
¶ 14 Baker contends that, because the victim's third interview implicated a person other than Baker—namely, the victim's father—as having sexually abused her, the interview contained exculpatory information which the State was required to disclose to him prior to trial. He further contends that the District Court abused its discretion in refusing to declare a mistrial because the State's failure to provide him with this exculpatory information violated his right to due process and, as a consequence, denied him a fair trial.
¶ 15 The prosecution's failure to disclose evidence which is favorable to a defendant violates due process if the evidence is material to the defendant's guilt or punishment, regardless of the good or bad faith of the prosecution in failing to disclose. Brady v. Maryland (1963), 373 U.S. 83, 87, 83 S.Ct. 1194, 1196-97, 10 L.Ed.2d 215, 218. An intentional suppression of exculpatory evidence by the prosecution is a per se violation of due process. State v. Brown, 1999 MT 133, ¶ 24, 294 Mont. 509, ¶ 24, 982 P.2d 468, ¶ 24 (citation omitted). Here, however, it is undisputed that the State's failure to provide Baker with a transcript of the third interview was negligent, rather than intentional. Where the prosecution's suppression of evidence is negligent, it does not amount to a violation of due process unless the evidence is material, of substantial use, vital to the defense and exculpatory. Brown, ¶ 24 (citation omitted).
¶ 16 The victim alleged in the third interview that her father had sexually assaulted her. According to Baker, had the State disclosed this information prior to trial, he would have been better able to develop the defense that the victim had been sexually assaulted only by her father, rather than Baker, and that she had been coached by her father to accuse Baker of the offense. On this basis, he argues that the information in the third interview was exculpatory in nature and material to his defense. The State responds that its failure to disclose the interview to Baker prior to trial did not violate his right to due process because the information in the interview was not material to the case.
¶ 17 As stated above, in order to establish that his right to due process was violated by the State's failure to disclose the third interview prior to trial, Baker must prove that the information in the interview was material to his case. To satisfy this materiality requirement, Baker must prove there is a reasonable probability that, had the interview been disclosed to him prior to trial, the result of the trial would have been different. See, State v. Buckles, 1999 MT 79, ¶ 11, 294 Mont. 95, ¶ 11, 979 P.2d 177, ¶ 11; State v. Berger, 1998 MT 170, ¶ 49, 290 Mont. 78, ¶ 49, 964 P.2d 725, ¶ 49. A "reasonable probability" of a different result is shown where the State's failure to disclose evidence has the effect of undermining confidence in the outcome of the trial. Buckles, ¶ 11 (citation omitted); Berger, ¶ 49 (citation omitted).
¶ 18 As part of its case-in-chief, the State called Sheridan County Sheriff Mike Overland (Overland), who testified that he interviewed Baker regarding the allegation of sexual assault. Overland further testified that, during the interview, Baker admitted he had sexually assaulted the victim and related details of the incident. In light of this evidence, we conclude there is no reasonable probability that the outcome of the trial would have been different had the State disclosed the third interview prior to trial. As a result, Baker has not established that the information in the third interview was material to his case.
¶ 19 Baker having failed to meet his burden of establishing materiality, we conclude that his right to due process was not violated by the State's failure to disclose the third interview prior to trial. Consequently, we hold that the District Court did not abuse its discretion in denying Baker's motion for a mistrial.
¶ 20 2. Did the District Court abuse its discretion by failing to grant Baker's motion for a continuance?
¶ 21 During his cross-examination of Blewett, Baker moved the District Court for a continuance of the trial in order to review the transcript of the third interview of the victim. The court denied the motion, gave Baker a two-hour break in which to review the transcript, and stated its willingness to reconsider the motion after the break if Baker determined he needed more time to prepare. After the break, and following the District Court's denial of his motion for a mistrial, Baker again moved to continue the trial. The court reserved its ruling until the end of the State's case-in-chief, but...
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