State v. Bartlett

• Decision Date: 29 January 1981
• Docket Number: No. 4022,4022
• Citation: 96 N.M. 415,631 P.2d 321,1981 NMCA 19
• Parties: STATE of New Mexico, Plaintiff-Appellee, v. Ralph Henry BARTLETT, Defendant-Appellant.
• Court: Court of Appeals of New Mexico

Page 321

631 P.2d 321

96 N.M. 415

STATE of New Mexico, Plaintiff-Appellee, v. Ralph Henry BARTLETT, Defendant-Appellant.

No. 4022.

Court of Appeals of New Mexico.

Jan. 29, 1981.

Roderick A. Dorr, Terrazas & Dorr, Santa Fe, for defendant-appellant.

Jeff Bingaman, Atty. Gen., Michael E. Sanchez, Asst. Atty. Gen., Santa Fe, for plaintiff-appellee.

OPINION

SUTIN, Judge.

Defendant stabbed his father to death during an altercation in the apartment in which both defendant and his father lived. He pleaded self-defense. Defendant was convicted of second degree murder in violation of § 30-2-1, N.M.S.A. 1978 and appeals. We reverse.

A. Defendant's conviction is reversed because of prosecutorial misconduct.

Defendant claims prosecutorial misconduct of the prosecutor who presented the State's case. The misconduct consists of a series of questions asked defendant on cross-examination and the rebuttal testimony of James Duran.

The series of questions asked and answers given were:

Q. Isn't it a fact that on December 20, 1977, you were arrested by the Albuquerque Police Department for trying to kill your father?

A. Say that again, please.

Q. Isn't it a fact that on December 20th last year, 1977, you were arrested by the Albuquerque Police Department for trying to kill your father with a knife?

A. No.

Q. You weren't arrested?

A. December 7th.

Q. In December, 1977, you were not arrested?

A. No. Wait. I was arrested, yes.

Q. And you were arrested because you tried to kill your father, isn't that correct ?

A. No.

Q. You didn't try to kill your father ?

A. No.

Q. Weren't you at that time living on, in an apartment house on Crystal NW?

A. Yes.

Q. And wasn't your father living there with you?

A. Yes. Q. And you were arrested at that apartment house, weren't you?

A. Yes.

Q. And you were attempting to break down the door to get to your father with a butcher knife, isn't that correct ?

A. No.

Q. And isn't it also a fact that when someone tried to stop you you threw a knife at the person that tried to stop you ?

A. No.

Q. Okay. Now about these bumps on your head, Mr. Bartlett, where do you claim they came from?

A. The bumps on the back of my head?

Q. Yeah.

A. From my father, from the night of the incident.

Q. Uh huh. Isn't it a fact, Mr. Bartlett, that you were in a fight in the jail and that you sent a person to the hospital, and that you got those bumps in that fight ?

A. No.

Q. You weren't in a fight in the jail ?

A. No. (Emphasis added.)

This series of questions asked may be divided into two categories:

(1) Constant repetition that on December 20, 1977, the previous year, defendant was trying to kill his father with a knife, a butcher knife, and threw it at a person who tried to stop him.

In rebuttal, the State called James Duran. He testified that on December 20, 1977, he saw defendant trying to kick in a door of the apartment shared by his father, shouting "I'm going to get you"; that defendant's father was not then in the apartment, and defendant was arrested for causing a disturbance. Defendant was not impeached or discredited on any answers given by defendant.

The next day, the trial court attempted to cure the prejudicial effect of the series of questions regarding defendant's alleged attack on his father with a knife. It instructed the jury that there was no evidence that defendant had been arrested for trying to kill his father with a knife; that there was only one question to disregard:

"Isn't it true that you were arrested for trying to kill your father with a knife?"

(2) Defendant got bumps on his head from a fight in the jail that sent a person to the hospital.

The State presented no rebuttal testimony to impeach or discredit the answers given by defendant.

Prior to Duran's testimony, the State made an offer of proof. This tender showed that Duran did not see defendant with a knife nor see him go after his father or anyone else; that damage was done to a window in another apartment; that the window was broken and Duran, looking through the window, found a "dagger" hunting knife; that defendant was intoxicated. Duran did not think defendant was arrested for attempting to kill his father with a butcher knife; he was arrested for verbal assault. An offense report admitted at the hearing showed defendant arrested for protective custody.

With knowledge of these facts, the prosecutor cross-examined defendant. Nevertheless, the trial court denied defendant a mistrial.

The question for discussion is:

During trial, while defendant was charged with first degree murder, was the cross-examination of defendant prosecutorial misconduct that denied defendant a fair trial? The answer is "yes."

When a person's life or liberty is placed in jeopardy by reason of a charge of first degree murder, courts should be sensitive to any conduct of the prosecutor that might affect the guilt or innocence of a defendant. Especially, courts should note whether, during the examination and cross-examination of witnesses, the prosecutor acted in a standardless fashion.

In the instant case, the prosecutor's cross-examination accused defendant of two false criminal offenses: (1) attempting to kill his father with a knife and butcher knife and (2) assault and battery in a jail. These two items of misconduct could have no purpose other than to arouse the prejudices of the jury against defendant. When a prosecutor asks such questions as those here in question, no course is open to this Court except to set aside the conviction.

A prosecutor who cross-examines in the form of leading questions, which he has a right to do, is the witness who testifies before the jury, not the defendant. The questions asked were equivalent of testimony by the prosecutor that defendant had committed two crimes, both of which could have affected the conduct of defendant in the minds of the jury with reference to the offense charged of first degree murder. These questions were without any foundation to support the zeal of the prosecutor to convict defendant. Because the prosecutor represents the government and people of the State, it is reasonable to say that jurors have confidence that the prosecutor will fairly fulfill the duties necessary to see that justice is done whether by conviction of the guilty or acquittal of the innocent. The cross-examination whether proper or improper carries with it the authority of all he represents. Berger v. United States, 295 U.S. 78, 55 S.Ct. 629, 79 L.Ed. 1314 (1935). The interest of a state in a criminal prosecution "is not that it shall win a case, but that justice shall be done." (Id. at 88, 55 S.Ct. at 633.) Berger was cited in Valles v. State, 90 N.M. 347, 354, 563 P.2d 610 (Ct.App.1977), Sutin, J., specially concurring. State v. Ramirez, 89 N.M. 635, 649, 566 P.2d 43 (Ct.App.1976), Sutin, J., dissenting; State v. Aragon, 82 N.M. 66, 475 P.2d 460 (Ct.App.1970); State v. Cummings, 57 N.M. 36, 253 P.2d 321 (1953) (quoted at length). Berger was adopted the country over.

District attorneys are charged with the duties of vigorously prosecuting those who are guilty of crime. Zeal in the prosecution of offenders is always to be commended. But the district attorney who permits his zeal to secure convictions in disregard of his duty as a "sworn minister of justice" not only wrongs the defendant, he impedes the administration of criminal justice and brings the administration of the criminal law into disrepute.

"As an officer of the court a prosecutor carries a heavy responsibility to both the court and the accused to conduct a fair trial. This responsibility requires that he not inject into the trial prejudicial matter which is obviously inadmissible." United States v. Woods, 486 F.2d 172, 175 (8th Cir. 1973). While the prosecutor is under a duty to prosecute the case with vigor and earnestness, he should not take unfair advantage of the defendant. Young v. State, 363 So.2d 1007 (Ala.Cr.App.1978). The questions alone, although answered in the negative, leave an indelible impression on the jury. Watkins v. Foster, 570 F.2d 501 (4th Cir. 1978).

Section 5.7(d) and commentary of the American Bar Association Standards Relating to the Prosecution Function (Tent.Dr.1971) reads:

It is unprofessional conduct to ask a question which implies the existence of a factual predicate which the examiner cannot support by evidence.

d. Unfounded question.

The attempt to communicate impressions by innuendo through questions which are answered in the negative, for example, "Have you ever been convicted of the crime of robbery?" or "Weren't you a member of the Communist Party?" or "Did you tell Mr. X that * * * ?" when the question has no evidence to support the innuendo, is an improper tactic which has often been condemned by the courts.

Where considered, this standard has been given widespread support. See Hervey v. People, 178 Colo. 38, 495 P.2d 204 (1972); Commonwealth v. White, 367 Mass. 280, 325 N.E.2d 575 (1975); State v. Smith, 228 N.W.2d 111 (Iowa 1975); State v. White, 295 Minn. 217, 203 N.W.2d 852 (1973); State v. Williams, 297 Minn. 76, 210 N.W.2d 21 (1973); Gray v. State, 525 P.2d 524 (Alaska 1974); Commonwealth v. Smith, 457 Pa 638, 326 A.2d 60 (1974); Hazel v. United States, 319 A.2d 136 (D.C. Ct.App.1974).

In State v. Chambers, 86 N.M. 383, 386-7, 524 P.2d 999 (Ct.App.1974), we quoted the following:

"While it is the duty of a prosecuting attorney to use his best endeavor to convict persons guilty of crime, his methods in procuring such conviction must accord with the fair and impartial administration of justice, and he should see that the accused receives a fair trial so far as it is in his power to afford him one. Here, if anywhere upon earth, the benign maxim of the law, that it is better that ninety-nine guilty persons should escape than that one innocent man should be punished prevails in all its force."

For the past quarter century, we have continuously reversed convictions for...