State v. Beachum
Decision Date | 19 November 1981 |
Docket Number | No. 5130,5130 |
Citation | 643 P.2d 246,97 N.M. 682,1981 NMCA 137 |
Parties | STATE of New Mexico, Plaintiff-Appellant, v. Ronald BEACHUM, Defendant-Appellee. |
Court | Court of Appeals of New Mexico |
This interlocutory appeal stems from an order of the trial court granting a motion to suppress certain testimony of a complaining witness in a criminal proceeding. Defendant, Ronald Beachum, was charged with two counts of criminal sexual penetration in the first degree and one count each of aggravated burglary and armed robbery.
The prosecutrix was awakened during the early morning hours of July 8, 1980 by a male intruder in her bedroom. She was forced to engage in sexual intercourse and robbed at knife point. The defendant was arrested several days later and charged with an unrelated offense of criminal sexual contact with another woman. While defendant was being held in Chaves County Jail pending trial for the other offense, he voluntarily agreed to appear in a line-up with two other men. At the line-up, the prosecutrix herein was able to identify the voice of the defendant as that of her assailant, but was unable to make a positive visual identification.
Approximately seven weeks later, the prosecutor in charge of the case suggested that she undergo hypnosis to improve her recall and her ability to identify more positively the assailant. On August 28, 1980, the prosecutrix was hypnotized by Chief Wisniewski of the Roswell Police Department. The session was held at the police station and was also attended by the prosecuting attorney, Sergeant Pacheco of the City Police Department, and three other individuals. The proceeding was electronically tape-recorded and preserved. During the hypnosis session, prosecutrix was shown a photographic array of several individuals, including the defendant. Both during hypnosis and immediately thereafter, the prosecutrix identified the defendant as her assailant from these photographs.
Thereafter, defendant was charged by criminal information with four felony charges for crimes against prosecutrix. He was bound over for trial in the district court on each of the charges after a preliminary hearing in magistrate court. Upon learning prior to trial that the prosecutrix had been hypnotized, defendant moved to suppress her testimony in its entirety, together with the testimony of Chief Wisniewski and of each of the witnesses present during her hypnosis, and all other evidence relating to statements made by her both during and after hypnosis. Defendant's motion to suppress was predicated upon several grounds. These included assertions that the scientific technique of hypnosis is not reliable for enhancing memory of eyewitnesses, that correct scientific procedures were not utilized in this hypnotic session, and that the hypnotist conducting it was not adequately qualified as an expert. Additional grounds advanced by defendant in support of his motion were that: the use of hypnosis denied defendant the right to confront the witness against him and to adequately cross-examine her; defendant was denied due process of law because the hypnosis session was impermissibly suggestive to the witness; the defendant was denied effective assistance of counsel because he was not represented by counsel or present at the time of performing such hypnosis; and by hypnotizing the complaining witness, the State had in effect destroyed material evidence in the case, namely the prosecutrix' independent recollection of the events in question.
The trial court held an evidentiary hearing on defendant's motion to suppress, at which expert witnesses familiar with hypnosis testified. The defense called, among other witnesses, Chief Wisniewski, who had conducted the hypnosis session.
Chief Wisniewski testified that he had attended a four-day training seminar on hypnosis, that he was a member of two professional organizations related to hypnosis, and that he had hypnotized approximately twelve crime victims in prior cases under investigation. He detailed the procedures used in the instant case to hypnotize the prosecutrix and described the results. In addition, the tapes of the proceeding were presented into evidence.
Dr. Bernard L. Diamond, a law professor from the University of California, also testified for the defense. He had extensive training in both the theory and technique of hypnosis and is a licensed physician specializing in psychiatry. In addition to his medical training in hypnosis, he had extensively researched the phenomena and had written on the subject. In his opinion, hypnosis is not a reliable scientific method for enhancing the memory of witnesses and hypnotically induced recollections are less reliable than normal recollections. He further testified that the hypnosis session with the prosecutrix was unduly suggestive. Because of the unreliability of hypnotically induced testimony generally and the improper procedures followed in this case, Dr. Diamond concluded that the prosecutrix was no longer a competent witness since her prior knowledge had been in effect destroyed.
In opposition to the testimony of Dr. Diamond, the State presented the testimony of Dr. Martin Reiser, Director of Behavioral Sciences at the Los Angeles Police Department and Director of the Law Enforcement Hypnosis Institute. A former psychology professor, he held a Ph.D. in education and clinical psychology. In his opinion, hypnosis is a valuable and reputable scientific technique of proven value in both psychological treatment of individuals and in criminal investigation. Dr. Reiser further testified that, in his opinion, the use of hypnosis to facilitate witness recall does not result in undue suggestibility of such individuals if properly conducted.
After hearing these experts and other witnesses, the trial court adopted specific findings of fact based upon the evidence presented. The court did not suppress all of the prosecutrix' testimony, but ordered that (1) she would not be allowed to make in-court identification of the defendant; (2) the witness would not be permitted to testify to any evidence developed from the hypnotic session; and (3) the witness would be permitted to testify to the events occurring on July 8, 1980, and her voice identification of defendant, but would not be permitted to testify to her identification of defendant at any subsequent time, nor to testify to her identification of defendant based on any subsequent events. Pursuant to § 39-3-3A(3), N.M.S.A.1978, the State perfected this interlocutory appeal from such ruling, raising two issues, contending that the trial court abused its discretion: (1) in its determination that hypnosis was so unreliable a method of enhancing the memory of witnesses and was so impermissibly suggestive that testimony following hypnosis was inadmissible; (2) in its ruling that the identification procedures employed in this case were so suggestive that they were likely to lead to misidentification.
The legal issues presented in this appeal involving the use of hypnosis are previously undecided in this state.
The trial court's order in effect permits the prosecutrix to testify to recollections and identification of the defendant that came before her hypnosis, but bars testimony as to evidence or recollections induced by the hypnosis. The State asserts as error the findings that hypnosis is unreliable and suggestive and the ruling that hypnotically induced recollections are inadmissible evidence. Defendant argues that hypnosis is so suggestive that it renders a witness totally incompetent to testify and that the trial court should have barred the prosecutrix' testimony to both pre-hypnotic and post- hypnotic recollection. The State responds that defendant is precluded from raising the admissibility of the pre-hypnotic testimony of the prosecutrix, as he is requesting relief from an order to which he did not object and from which he did not appeal, citing N.M.Crim.App.P. Rule 308, N.M.S.A.1978; State v. Jacobs, 91 N.M. 445, 575 P.2d 954 (Ct.App.), cert. denied, 91 N.M. 491, 576 P.2d 297 (1978). Nevertheless, we must reach defendant's argument to determine the issue raised by the State: the question of whether hypnosis taints a witness' recollection. Resolution of this issue is integral to and determinative of the admissibility of the witness' testimony to either pre-hypnotic or post-hypnotic memories.
The determination of this issue necessitates an analysis of the nature of hypnosis as well as legal decisions on the subject.
In McLaughlin, Hypnosis-Its Role and Current Admissibility in the Criminal Law, 17 Willamette L.Rev. 665 (1981), the hypnotic state is explained. It is defined broadly as a state of heightened suggestibility induced in an individual by another. Such state is normally achieved through bodily relaxation and the subject's concentration upon certain stimuli. The state is multileveled, with each level deeper than the preceding level and each marked by characteristic motor responses and mental functions. See also Thigpen, Safeguards Against Suggestiveness: A Means for Admissibility of Hypno induced Testimony, 38 Wash. & Lee L.Rev. 197 (1981).
The value of hypnosis as a tool in medical treatment and therapy has been recognized by the American Medical Association, the British Medical Association, and the American Psychological Association. Orne, The Use and Misuse of Hypnosis in Court, 27 Int'l J. Clinical & Experimental Hypnosis 311 (1979); Diamond, Inherent Problems in the Use of Pretrial Hypnosis on a Prospective Witness, 68 Calif.L.Rev. 313 (1980).
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