State v. Dean

• Decision Date: 03 October 2002
• Docket Number: No. 20000340-CA.,20000340-CA.
• Citation: 57 P.3d 1106,2002 UT App 323
• Parties: STATE of Utah, Plaintiff and Appellee, v. Wallace DEAN, Defendant and Appellant.
• Court: Utah Court of Appeals

57 P.3d 1106

2002 UT App 323

STATE of Utah, Plaintiff and Appellee, v. Wallace DEAN, Defendant and Appellant.

No. 20000340-CA.

Court of Appeals of Utah.

October 3, 2002.

J. Bryan Jackson, Cedar City, for Appellant. Mark L. Shurtleff, Attorney General, and Jeanne B. Inouye, Assistant Attorney General, Salt Lake City, for Appellee.

Before JACKSON, P.J., and BENCH and GREENWOOD, JJ.

OPINION

JACKSON, Presiding Judge:

BACKGROUND

¶ 1 On March 8, 2000, Dean pleaded guilty to one count of child abuse, a second degree felony, one count of child abuse, a class A misdemeanor, and assault, a class B misdemeanor. In connection with his plea, he executed a statement that detailed the constitutional rights he was waiving. Dean initialed each paragraph of the statement. Before accepting his guilty pleas, the trial court asked Dean if he had read the statement that he had executed and initialed each of the paragraphs. Dean answered affirmatively, and proceeded to plead guilty to the above-listed charges. Dean was not advised, either in his signed statement or by the trial court, that he was waiving not only his right to a jury trial, but also his right to a speedy trial before an impartial jury.

¶ 2 On April 10, 2000, Dean filed a motion to withdraw his guilty plea. He argued that the trial court failed to strictly comply with rule 11 of the Utah Rules of Criminal Procedure in two ways. He first argued, incorrectly, that he had not been advised of the time limit for filing a motion to withdraw his guilty plea. However, the court did advise him of the thirty-day deadline. He did not specify the basis for the second violation. On April 11, 2000, Dean was convicted and sentenced after the trial court denied his motion to withdraw his guilty plea. He appeals that denial and his conviction.

ISSUE AND STANDARD OF REVIEW

¶ 3 Dean argues for the first time on appeal that the trial court committed plain error because he was never advised of his right to a speedy trial by an impartial jury, as opposed to a mere trial by a jury. Dean filed a motion to withdraw his guilty plea, but on appeal challenges the denial of that motion "for the first time on appeal [on the basis] that the trial court failed to inform him of his right[s] to a speedy trial" and an impartial jury. State v. Hittle, 2002 UT App 134, ¶ 5, 47 P.3d 101. Thus, he "must show [that the trial court committed] plain error. To succeed on a claim of plain error, a defendant has the burden of showing (i)[a]n error exists; (ii) the error should have been obvious to the trial court; and (iii) the error is harmful." Id. (quotations and citations omitted).

ANALYSIS

I. Jurisdiction

¶ 4 Before reaching the issue Dean raises, we address the State's argument that we lack jurisdiction to review Dean's plain error argument. In order to effectively address the State's jurisdictional challenge, we first sketch Utah's previous decisions relating to challenges to guilty pleas.

¶ 5 In State v. Gibbons, the supreme court held that "Rule 11(e) squarely places on trial courts the burden of ensuring that constitutional and Rule 11(e) requirements are complied with when a guilty plea is entered." 740 P.2d 1309, 1312 (Utah 1987).¹ However,

[i]n Gibbons, the Supreme Court determined that a defendant could not simply appeal a conviction based on a guilty plea. Rather, defendant must first file a motion to withdraw [his] plea, giving the court who took the plea the first chance to consider defendant's arguments. If the motion is denied, defendant could then appeal—not from the conviction per se, but from the denial of the motion.

Summers v. Cook, 759 P.2d 341, 342-43 (Utah Ct.App.1988). If a defendant fails to file a motion to withdraw his guilty plea, he may only attack his guilty plea collaterally. See id.

¶ 6 Once a guilty plea has been entered, a defendant has thirty days from "the entry of final judgment of conviction at the district court" to file a motion to withdraw his plea. See State v. Ostler, 2001 UT 68, ¶ 11 & n. 3, 31 P.3d 528 (Ostler II). We have previously held that the time limit on withdrawing a guilty plea is jurisdictional. See State v. Price, 837 P.2d 578, 582-84 (Utah Ct.App. 1992). "Accordingly, if a defendant is advised of the deadline when the plea is entered, the trial court lacks jurisdiction to consider a motion to withdraw filed after the thirty-day period." State v. Canfield, 917 P.2d 561 (Utah Ct.App.1996). Nevertheless, "in State v. Ostler, 2000 UT App 28, 996 P.2d 1065 (Ostler I), this court recognized a narrow exception to the jurisdictional rule in Price. We concluded that although district courts lack jurisdiction under Price to consider the merits of untimely motions to withdraw guilty pleas, we may review alleged violations of Rule 11 of the Utah Rules of Criminal Procedure . . . for plain error." State v. Melo, 2001 UT App 392, ¶ 4, 40 P.3d 646; accord State v. Tarnawiecki, 2000 UT App 186, ¶ 11, 5 P.3d 1222.

¶ 7 The supreme court recently eliminated this exception to the jurisdictional rule, stating that because the appellant failed to file a motion to withdraw his guilty plea, the court lacked jurisdiction to address his challenge to the plea, even for plain error. See State v. Reyes, 2002 UT 13, ¶¶ 3-4, 40 P.3d 630 ("This court may choose to review an issue not properly preserved for plain error. It cannot, however, use plain error to reach an issue over which it has no jurisdiction." (Internal citation omitted.)). Thus, the supreme court declined to hear Reyes's plain error argument, which directly attacked his guilty plea. See id.

¶ 8 Citing Reyes, the State asserts that because Dean's motion to withdraw his plea "did not claim the errors now alleged on appeal," his motion was somehow insufficient to allow appellate jurisdiction. Thus, the State argues that Dean's appeal amounts to nothing more than a direct attack on his guilty plea rather than a challenge to the denial of his motion to withdraw.

¶ 9 However, in Reyes, the supreme court did not address the sufficiency of a motion to withdraw a guilty plea. Rather, it stated that the defendant must file his motion within the thirty-day deadline. See id. Unlike the defendant in Reyes, Dean filed a timely motion to withdraw his guilty plea. Thus, although Dean failed to specify the basis for his motion to withdraw, the supreme court's ruling in Reyes does not preclude this court from reviewing his plain error argument. Accordingly, we review his challenge under the plain error standard.

II. Plain Error

¶ 10 Dean argues for the first time on appeal that the trial court committed plain error because he was never advised of his right to a speedy trial by an impartial jury, as opposed to a mere trial by a jury. As we concluded in Hittle, which discussed identical issues, "[t]he trial court did not strictly comply with rule 11 because it failed to advise Defendant of his right[s] to a speedy [public] trial [and an impartial jury] either orally or in the plea affidavit. Therefore, the trial court erred."² Hittle, 2002 UT App 134 at ¶ 6, 47 P.3d 101 (concluding the trial court erred after analyzing Tarnawiecki).

¶ 11 The State argues that State v. Martinez, 2001 UT 12, 26 P.3d 203 "is inconsistent with the decision[s] in Tarnawiecki [and Hittle] and, by implication, overrules" them. It contends that "nothing [in Martinez] ... suggested that the trial court had used the terms impartial and speedy, [yet] the [supreme court] nonetheless held that the colloquy `strictly complied' with rule 11." However, nothing in Martinez suggests that the trial court had not used these terms in the plea colloquy. Moreover, whether the rights these terms convey were communicated to the defendant in Martinez was not an issue before the court in that case. See id. Thus, we cannot say that Martinez overrules Tarnawiecki and Hittle.

¶ 12 Next, "in light of [State v. Visser, 1999 UT App 19, 973 P.2d 998 (Visser I), rev'd on other grounds by Visser II, 2000 UT 88, 22 P.3d 1242³] and Rule 11, the error should have been obvious to the trial court." Tarnawiecki, 2000 UT App 186 at ¶ 18, 5 P.3d 1222.

Finally, the trial court's omission was harmful because the omission dealt with a substantial constitutional right. It is well established under Utah law that we will presume harm under plain error analysis when a trial court fails to inform a defendant of his constitutional rights under rule 11. See, e.g., Tarnawiecki, 5 P.3d 1222, 2000 UT App 186 at ¶ 18 (presuming harm when trial court failed to inform Defendant that she was entitled to a "speedy trial before an impartial jury"); State v. Ostler, 2000 UT App 28, ¶¶ 25-26, 996 P.2d 1065 (presuming harm where trial court failed to inform defendant that he would waive certain constitutional rights by pleading guilty)....

Hittle, 2002 UT App 134 at ¶ 9, 47 P.3d 101 (first citation omitted). Accordingly, the trial court committed plain error by failing to advise Dean of his right to a speedy trial before an impartial jury.⁴

CONCLUSION

¶ 13 "Because the trial court committed plain error in advising [Dean] of his rights, we reverse [the denial of Dean's motion to withdraw his plea, vacate his conviction] and remand for proceedings consistent with this opinion." Id. at ¶ 11.

¶ 14 I CONCUR: PAMELA T. GREENWOOD, Judge.

BENCH, Judge (dissenting):

¶ 15 I respectfully dissent. I cannot say that the trial court "plainly erred" in not advising Defendant of his right to a "speedy" trial by an "impartial" jury.

¶ 16 To establish plain error a defendant must show that "`(1) an error exists; (2) the error should have been obvious to the trial court; and (3) the error was harmful ....'" State v. Ross, 951 P.2d 236, 238 (Utah Ct. App.1997) (citation omitted) (emphasis added). "Utah courts have repeatedly held that a trial court's error is not plain where there is no settled appellate law to guide the trial court." Id. at 239; see also State v. Braun, 787 P.2d 1336, 1341-42 (Utah...