State v. McParlin

Decision Date17 November 1980
Docket NumberNo. 79-23-C,79-23-C
PartiesSTATE v. James McPARLIN. A.
CourtRhode Island Supreme Court
OPINION

WEISBERGER, Justice.

The appellant, James McParlin, was tried in March of 1978 on six counts arising from one indictment and two separate informations. The jury convicted appellant on count two of the indictment, 1 which charged that appellant "did commit the abominable and detestable crime against nature, fellatio, upon Deborah M. Etchells, in violation of § 11-10-1 of the G.L.R.I., 1956, as amended, (Reenactment of 1969)." The appellant now challenges this conviction because of a variance between the indictment and the proof.

Prior to trial, appellant moved for dismissal of this count on the ground that it was physically impossible for a man to perform fellatio upon a woman. The court rejected this motion, noting that the term "fellatio" in the indictment was surplusage. The evidence adduced at trial indicated that the acts committed constituted cunnilingus rather than fellatio. 2 At the close of the state's case defendant renewed the contention that the indictment was defective in the form of a motion for judgment of acquittal. The court again rejected the motion, holding that the word "fellatio" was surplusage, because the indictment was sufficiently specific without describing the act. 3

Under G.L.1956 (1969 Reenactment) § 12-12-10, so long as the essential elements of the offense are stated in the indictment, a judgment of acquittal is appropriate only if the variance causes prejudice. General Laws 1956 (1969 Reenactment) § 12-12-10, as amended by P.L.1974, ch. 118, § 11. Thus, we first confront the question whether the indictment as returned stated the essential elements of the offense charged. We note that G.L.1956 (1969 Reenactment) § 11-10-1 is intended to punish a wide variety of unnatural acts of sexual copulation. State v. Santos, R.I., 413 A.2d 58, 65 (1980); State v. Milne, 95 R.I. 315, 320, 187 A.2d 136, 139 (1962), appeal dismissed, 373 U.S. 542, 83 S.Ct. 1539, 10 L.Ed.2d 687 (1963). In Milne this court held that in enacting such a statute, it was unnecessary for the Legislature to enumerate specifically each variation of proscribed sexual activity. Milne, supra. Thus, the statute identifies the crime by use of a generic term, rather than by specific enumeration. Santos and Milne, both supra. This phenomenon is not uncommon among statutes proscribing unnatural sexual activity. Furthermore, other jurisdictions have recognized that because of the nature of the crime, indictments generally do not describe with specificity the method of committing the crime. 4 State v. Langelier, 136 Me. 320, 8 A.2d 897 (1939); State v. Dayton, 535 S.W.2d 469 (Mo.App.1976); State v. Reep, 12 N.C.App. 125, 182 S.E.2d 623 (1971). An indictment charging "the abominable and detestable crime against nature," without specific reference to the variation, would suffice. We are therefore satisfied that had the indictment omitted the word "fellatio" it would nevertheless have been sufficient. 5 Thus, the trial justice was correct in characterizing the presence of the word as surplusage. Surplusage in an indictment is unnecessary and therefore does not vitiate the indictment. State v. Horton, 47 R.I. 341, 344, 133 A. 236, 237 (1926); State v. Wright, 16 R.I. 518, 519, 17 A. 998, 998 (1889). Without it the indictment states "the essential elements of the crime" as required in § 12-12-10. This being so, we now turn to the question whether the variance between the specific allegation and the proof of cunnilingus prejudiced appellant's defense.

The appellant does not argue that the variance between the proof and the allegation resulted in any actual prejudice to his defense. Rather, he asks this court to enunciate a rule of prejudice per se. Whatever the merits of such a policy might be, it is wholly inconsistent with the plain meaning of § 12-12-10. As long as the essential elements are stated in the indictment, § 12-12-10 permits discharge of a defendant only when the variance is prejudicial to his defense. Thus, § 12-12-10 establishes a general rule that variances do not result in acquittals, creating an exception for those cases in which the variances caused prejudice. Because a per se rule would make every variance automatically prejudicial, the general rule of § 12-12-10 would be effectively nullified by the exception. We do not believe that the Legislature intended such a result in enacting § 12-12-10. Rather, we are satisfied that the Legislature intended to require some showing of actual prejudice in order to discharge a defendant for variance. See State v. Harris, 111 R.I. 147, 152, 300 A.2d 267, 269-70, cert. denied, 414 U.S. 1008, 94 S.Ct. 369, 38 L.Ed.2d 245 (1973).

We have noted previously that the Legislature eliminated strict technicality in pleading in enacting chapter 12 of title 12 of the 1956 General Laws. State v. Raposa, 100 R.I. 516, 217 A.2d 469 (1966). This court has declined "even by indirection, (to) reintroduce technicality into the pleading of criminal offenses." Id. at 519, 217 A.2d at 471. Furthermore, in promulgating Rule 16 of the Rules of Criminal Procedure of the Superior Court, Rhode Island has adopted one of the most liberal discovery mechanisms in the United States. This discovery rule, in addition to Rule 7(f), which authorizes a bill of particulars, will effectively permit a person accused of an offense in general terms to obtain detailed information in respect to the underlying circumstances to be presented in support of the accusation. In this era of extensive discovery, the adoption of a per se rule of prejudice would scarcely be necessary to ensure that a defendant receives adequate notice of the offense with which he is charged. Because appellant raises no claim of actual prejudice, we find no error in the decision of the trial justice not to acquit on the basis of variance. Furthermore, because we have concluded that the word "fellatio" was surplusage and need not be proven, there was no need to charge the jury on the term. Weldon v. United States, 183 F.2d 832 (D.C.Cir. 1950), cert. denied, 343 U.S. 967, 72 S.Ct. 1063, 96 L.Ed. 1364 (1952); Stine v. United States, 32 F.2d 742 (8th Cir. 1929); Woolsey v. People, 98 Colo. 62, 53 P.2d 596 (1936).

The trial justice, by charging the jury that defendant was accused of cunnilingus and defining only that variation of § 11-10-1, was merely complying with the well-settled rule that a charge to the jury should be confined to propositions of law related to material issues of fact which the evidence tends to support. State v. Crough, 89 R.I. 338, 152 A.2d 644 (1959); State v. Saccoccio, 50 R.I. 356, 147 A. 878 (1929).

The appellant contends that the state failed to prove every element of § 11-10-1 beyond a reasonable doubt. The appellant conceded that the state produced competent evidence showing that appellant kissed the complaining witness "all over her body, including her private parts." The appellant argues, however, that the state failed to establish penetration, which appellant considers an essential element of cunnilingus. The appellant failed to raise the question of penetration at any time during the trial proceeding. We reiterate the well-settled rule that issues not raised at trial may not be raised for the first time on appeal. Hawkins v. Smith, 105 R.I. 669, 254 A.2d 747 (1969); State v. Dettore, 104 R.I. 535, 247 A.2d 87 (1968). 6 For this reason, appellant's contention that the state failed to prove all elements is without merit.

Finally, appellant contends that the trial justice considered improper criteria in imposing sentence. We established in State v. Tessier, 115 R.I. 372, 346 A.2d 121 (1975), that the appropriate method to seek review of such issues is not a direct appeal to this court after imposition of sentence, but a motion under Rule 35 of the Superior Court Rules of Criminal Procedure. Rule 35 permits the Superior Court to reduce any sentence or to correct a sentence imposed in an illegal manner. Absent a Rule 35 motion, this court will not consider issues involving the legality or propriety of a sentence. State v. Tessier, supra. For this reason we dismiss the appeal on this issue without prejudice and with leave to seek relief in the Superior Court within 120 days in accordance with the provisions of Super.R.Crim.P. 35.

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