State v. Norris

Decision Date26 June 2003
Citation72 P.3d 103,188 Or. App. 318
PartiesSTATE of Oregon, Appellant, v. James Martin NORRIS, Respondent.
CourtOregon Court of Appeals

Daniel J. Casey, Assistant Attorney General, argued the cause for appellant. With him on the opening brief were Hardy Myers, Attorney General, and Michael D. Reynolds, Solicitor General. With him on the reply brief were Hardy Myers, Attorney General, and Mary H. Williams, Solicitor General.

Jesse Wm. Barton, Chief Deputy Defender, argued the cause for respondent. With him on the brief was David E. Groom, Acting Executive Director, Office of Public Defense Services.

Before LANDAU, Presiding Judge, and ARMSTRONG and BREWER, Judges.

LANDAU, P.J.

Defendant pleaded guilty to one count of felony fourth-degree assault. At sentencing, the trial court calculated defendant's criminal history score at Level C under the sentencing guidelines and sentenced defendant accordingly. In calculating that criminal history score, the court treated two prior convictions as having merged under the "single judicial proceeding" rule and classified a prior resisting arrest conviction as a "non-person" misdemeanor.

The state appeals, arguing that the trial court erred in calculating defendant's criminal history score. According to the state, under amendments to the sentencing guidelines approved in 1993 and 1995, the single judicial proceeding rule no longer applies and prior convictions for resisting arrest have been reclassified as "person" misdemeanors. Defendant argues that the trial court did not err because the 1993 and 1995 amendments to the sentencing guidelines are void. According to defendant, both sets of amendments, although approved by the legislature, failed to comply with the requirement of Article IV, section 22, of the Oregon Constitution that amendments to any "act" be "published at full length." In this case, defendant argues, the legislature unconstitutionally adopted the amendments to the sentencing guidelines by reference to their citations alone. Defendant concedes that, if the amendments are valid, then the trial court erred in calculating his criminal history score. The state replies that defendant's challenge to the 1993 and 1995 sentencing guidelines amendments is time-barred. In the alternative, the state argues that Article IV, section 22, does not apply because amendments to the sentencing guidelines are not amendments to an "act" within the meaning of the constitution. We conclude that defendant's challenge to the constitutionality of the sentencing guidelines amendments is not time-barred. Nevertheless, we conclude that the state is correct that Article IV, section 22, does not apply and that the trial court erred in calculating defendant's criminal history score. We therefore vacate defendant's sentence and remand for resentencing.

I. BACKGROUND
A. Felony Sentencing Guidelines Basics

To understand the issues in this appeal, a bit of context may help. In 1985, the legislature created the Oregon Criminal Justice Council and authorized it to "study and make recommendations on the assessment of risk of future criminal conduct by offenders" for use in, among other things, sentencing. Or. Laws 1985, ch. 558, § 4. In 1987, the legislature authorized the council to develop "sentencing guidelines" applicable to persons convicted of felonies and other offenses punishable by imprisonment and recommend the guidelines to a newly created State Sentencing Guidelines Board (board), an executive branch administrative agency. Or. Laws 1987, ch. 619, §§ 2, 4.1 The legislation further provided:

"On or before January 1, 1989, and on or before January 1 of each succeeding odd-numbered year, the State Sentencing Guidelines Board shall adopt by majority vote of all its members sentencing guidelines for all offenses punishable by imprisonment in state prisons. The board shall submit the guidelines as adopted, and any amendments which may be adopted from time to time, to the Legislative Assembly at the beginning of each regular session. The guidelines and amendments shall become effective on September 1 following the close of that session unless the Legislative Assembly shall provide a different effective date. The Legislative Assembly may by statute amend, repeal or supplement any of the guidelines."

Id. at § 4(1). Thereafter, the board is authorized to adopt amendments to the guidelines. Or. Laws 1989, ch. 790, § 94a(1). Those amendments, however, "shall not become effective unless approved by the Legislative Assembly by statute." Id.

The Criminal Justice Council developed sentencing guidelines and recommended them to the board, and, in December 1988, the board adopted them. Former OAR 253-02-001 to XXX-XX-XXX. In brief, the guidelines employ a grid system to determine a presumptive sentence. The vertical axis of the grid refers to the seriousness of the current crime. The horizontal axis refers to a criminal history score from A ("multiple (3+) felony person offender") to I ("minor misdemeanor or no criminal record"). The intersection of the two axes determines the presumptive sentence. The sentencing court is then permitted to depart upward or downward depending on the existence of aggravating or mitigating factors.

Calculating a criminal history score requires, among other things, classifying prior convictions as "person" offenses or "non-person" offenses. The original sentencing guidelines approved by the board in 1988 included an exclusive list of offenses that could be regarded as "person" misdemeanors:

"`Person Class A misdemeanors' are ORS 163.208 Assault Officer; ORS 163.195 Recklessly Endanger Another; ORS 163.425 Sexual Abuse II; ORS 163.545 Child Neglect; ORS 163.575 Endanger Welfare of Minor; ORS 163.200 Criminal Mistreatment II; ORS 163.160 Assault IV;ORS 166.155 Intimidation II; ORS 163.605 Criminal Defamation; ORS 163.190 Menacing; ORS 488.164 Hit and Run Boat; and all attempted Class C person felonies."

Former OAR 253-03-001(14). The list did not include the crime of resisting arrest, ORS 162.315.

The original sentencing guidelines also included a special provision for classifying multiple sentences imposed in a single judicial proceeding:

"When multiple sentences in a prior single judicial proceeding are imposed concurrently, the defendant shall be considered to have one conviction for criminal history purposes and the crime of conviction having the highest crime seriousness ranking shall be counted in the offender's criminal history. All other convictions, whether sentenced consecutively or concurrently, shall be counted separately in the offender's criminal history."

Former OAR 253-04-006(3). That became known as the "single judicial proceeding" rule.

In 1989, the board submitted the guidelines to the legislature, and the legislature approved them:

"The Sixty-fifth Legislative Assembly approves the sentencing guidelines as developed by the State Sentencing Guidelines Board under chapter 619, Oregon Laws 1987[.]"

Or. Laws 1989, ch. 790, § 87. Although it approved the guidelines, the legislature also directed the board to adopt several amendments. In particular, as pertinent to this case, the legislature required the board to alter several words in the rule regarding calculating an offender's criminal history score:

"The State Sentencing Guidelines Board shall amend, by November 1, 1989, OAR 253-04-006, as filed with the Secretary of State * * * to read:

"* * * * *

"(2) An offender's criminal history is based upon the number of adult felony and Class A misdemeanor convictions and juvenile adjudications in the offender's criminal history at the time the current crime or crimes of conviction [was committed] is sentenced. Prior adult convictions or juvenile adjudications which have been expunged shall not be considered when classifying an offender's criminal history."

Id. at § 98 (boldface indicates new wording; bracketed italics indicate deletions). The 1989 legislature did not order any changes to the wording of subsection (3), concerning the "single judicial proceedings" rule.

Since 1989, the board has adopted additional amendments to the sentencing guidelines and has submitted the amendments to the legislature for approval. Two such amendments are pertinent to this case. First, in 1992, the board adopted amendments to the guidelines that, among other things, entirely deleted the "single judicial proceeding" rule that had been expressed in former OAR 253-04-006(3). The board submitted those amendments to the legislature in 1993, and the legislature approved them, declaring, in part, that "[t]he Sixty-seventh Legislative Assembly approves the amendments to OAR * * * XXX-XX-XXX[.]" Or. Laws 1993, ch. 692, § 1(1). The bill in which the 1993 legislature approved those amendments to the sentencing guidelines did not set out the full text of the rule that was amended.

Second, in 1994, the board adopted amendments that, among other things, added a crime—resisting arrest—to the list of those that may be classified as "person" misdemeanors under former OAR 253-03-001(14).2 In 1995, the board submitted those amendments to the legislature, which approved them, declaring, in part, that "[t]he Sixty-eighth Legislative Assembly approves the amendments to OAR 253-03-001[.]" Or. Laws 1995, ch. 520, § 1.

B. Factual Background

The facts relevant to this appeal are few and undisputed. Defendant was charged by a three-count indictment with two counts of felony fourth-degree assault and one count of harassment based on conduct that occurred on October 28, 2000. Defendant agreed to plead guilty to one of the assault counts, and the state agreed to dismiss the other two counts. The trial court accepted the plea agreement, took the guilty plea as to the one assault count, and dismissed the other two counts.

At sentencing, the state submitted a Criminal History Worksheet that stated that, on February...

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  • State v. Burney
    • United States
    • Oregon Court of Appeals
    • December 17, 2003
    ...as required by Article IV, section 22, of the Oregon Constitution. We addressed, and rejected, the same argument in State v. Norris, 188 Or.App. 318, 330-45, 72 P.3d 103, rev den, 336 Or. 126 Affirmed. 1. The statute was repealed in 1971. Or Laws 1971, ch 743, & sect; 432. A version of the ......
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    ...“are treated as statutory law”). Nonetheless, the guidelines themselves remain administrative rules and not statutes. State v. Norris, 188 Or.App. 318, 343, 72 P.3d 103, rev. den., 336 Or. 126, 81 P.3d 709 (2003). We turn to whether the aggravating factors provided in the sentencing guideli......
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3 books & journal articles
  • Chapter §1.4 INTERPRETATION
    • United States
    • Oregon Constitutional Law (OSBar) Chapter 1 Constitutionalism
    • Invalid date
    ...In any event, the method involves three steps, which are followed in no particular order. See State v. Norris, 188 Or App 318, 331, 72 P3d 103 (2003) (the Oregon Supreme Court examines the three steps in a variety of orders). See §§ 1.4-1(a) to 1.4-1(c). §1.4-1(a) Wording of the Constitutio......
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    • Oregon Constitutional Law (2022 ed.) (OSBar) Chapter 1 Constitutionalism
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    • Oregon Constitutional Law (2022 ed.) (OSBar) Chapter 19 Constitutional Odds and Ends
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    ...law. This means that it does not apply to expressions of approval of administrative rules. State v. Norris, 188 Or App 318, 339-43, 72 P3d 103, rev den, 336 Or 126 (2003) (expression of legislative approval of sentencing guidelines administrative rules is not an "act" and therefore not subj......

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