State v. Provoid

Decision Date22 June 1970
Citation266 A.2d 307,110 N.J.Super. 547
PartiesSTATE of New Jersey, Plaintiff-Respondent, v. Lawson PROVOID, Defendant-Appellant.
CourtNew Jersey Superior Court — Appellate Division

Arthur Penn, Asst. Deputy Public Defender, for appellant (Stanley C. Van Ness, Public Defender, attorney).

Joseph A. Falcone, Asst. Prosecutor, for respondent (Joseph P. Lordi, Essex County Prosecutor, attorney).

Before Judges GOLDMANN, LEWIS and MATTHEWS.

The opinion of the court was delivered by

GOLDMANN, P.J.A.D.

Defendant was indicted for murder, tried to a jury and, following an eight-day trial, found guilty of manslaughter. He was sentenced to a State Prison term of 5--7 years. His subsequent motion for reduction of sentence was denied. He appeals his conviction.

Defendant and his family lived in the upstairs portion of a two-family house in Newark, the downstairs being occupied by the Arnold family. Although once on good terms, ill will developed between the families, attended by frequent disputes and altercations.

On July 4, 1967, Wilkie Judd, Mrs. Arnold's brother, came to spend the holiday with the Arnolds. There was a good deal of beer drinking for most of the day, at a neighborhood barbecue in the afternoon and the Arnold apartment later on. The essence of the Arnold version of what occurred was that toward evening Mrs. Arnold had admonished defendant's children for setting off firecrackers under a car, and she claimed to have been hit in the knee by an object thrown by defendant's son Anthony. The Arnolds called the police, and this infuriated defendant. When Mr. Arnold went outside to get some cigarettes from his car, he encountered the irate defendant, who came out of some bushes brandishing a car jack handle. After some words, defendant knocked Arnold unconscious. When Judd hurried outside to investigate and was bending over the injured Arnold, defendant struck and killed him. Mrs. Arnold claimed that defendant then assaulted her.

Defendant's account of the incident was completely different. He testified that his son Anthony had complained of Mrs. Arnold chasing him. When he went out for a paper a little later and walked down from the front porch he was accosted by Arnold, Judd and an unidentified third man, all of them threateningly waving knives. According to defendant, he had to flee the premises twice and, as he was in the course of again returning, picked up a jack handle that he happened upon as he was crossing a nearby vacant lot. He testified that as he approached the house the three men menaced him with their weapons and he began swinging the jack handle. Arnold and Judd were hit, and the third man ran away. This took place on the sidewalk or out in the street, where Judd was found. Arnold was taken to the hospital. Defendant said that after hitting the two men he went to a neighborhood bar where he told the bartender, 'I have just killed a couple of fellows up the street,' and asked that the police be called.

Defendant's testimony was substantially corroborated by his wife and son. The wife claimed that Mrs. Arnold had removed the knives from the hands of the unconscious men in the street. The police found the jack handle under Arnold's car and various kitchen knives in the Arnold apartment. At trial defendant claimed excusable homicide by way of self-defense. N.J.S.A. 2A:113--6.

Defendant first argues that the trial judge incorrectly charged the jury as to self-defense. This is raised as plain error, no objection having been taken. The judge said:

When a person claims he acted in self-defense the question of whether he should have retreated arises. The duty to retreat does not arise unless a person resorts to the use of deadly force. A deadly force is force which the defendant has reason to know will create a substantial risk of causing death or serious injury.

Now, if you find that the defendant intentionally resorted to the use of force with a knowledge of an available opportunity to retreat with complete safety he was then under a duty to retreat without resorting to the use of deadly force. However, there is no positive duty to retreat nor a categorical proof of guilt if he in good faith believed even though mistakenly that he could not have retreated with complete safety to himself. The opportunity to retreat, however, is a factual element to be considered under the principles stated above together with all other surrounding circumstances in determining only such resistance and force as appeared to be necessary under all the circumstances.

Specifically, defendant urges that since the incident occurred within the 'curtilage' of his own premises, he was under no affirmative duty to retreat before resorting to deadly force in his own defense. He further contends that even if one were to assume that the attack upon him by Judd occurred in the street a few feet from the sidewalk, he was still within the curtilage of his own home and hence under no obligation to retreat.

The issue of retreat arises only where a defendant resorts to deadly force. The general rule is that he has a duty to retreat from his assailant when attacked, assuming that he reasonably perceives that he can do so in complete safety. State v. Abbott, 36 N.J. 63, 69 et seq., 174 A.2d 881 (1961); State v. DiMaria, 88 N.J.L. 416, 97 A. 248 (Sup.Ct.1916), aff'd o.b. 90 N.J.L. 341, 100 A. 1071 (E. & A.1917). However, this common law doctrine is not applied when the person is assailed in his own dwelling; in such a case he is under no duty to retreat from his personal bastion. See People v. Tomlins, 213 N.Y. 240, 107 N.E. 496 (Ct.App.1914); Palmer v. State, 9 Wyo. 40, 59 P. 793 (Sup.Ct.1900). As to just what constitutes the limits of a 'dwelling,' the majority of jurisdictions in this country have concluded that the privilege of self-defense without retreat extends to anywhere within the 'curtilage' of a man's home. See State v. Abbott, above, 36 N.J. at 67, 174 A.2d 881; see also Beard v. United States, 158 U.S. 550, 15 S.Ct. 962, 39 L.Ed. 1086 (1895); State v. Frizzelle, 243 N.C. 49, 89 S.E.2d 725 (Sup.Ct.1955). The few cases dealing with the subject have emphatically affirmed that the curtilage of one's residence does not, as defendant would have it, extend to a public thoroughfare running along the boundary of one's property. See Nunn v. State, 19 Ala.App. 619, 99 So. 738 (Ct.App.1924); State v. Boyd, 126 S.C. 300, 119 S.E. 839 (Sup.Ct.1923); 40 Am.Jur.2d 1485 (1957). The killing here unquestionably occurred in the public street fronting the residence. Thus, despite the fact that, according to defendant's version of the incident, the assault was initiated on the front steps of the house, he was, in the circumstances, under a positive duty to retreat once he was in the street.

Even had the incident leading to the fatal assault occurred On the Arnold-Provoid property, it has consistently been held that if the premises in question are Jointly occupied by the assailant and the defender, then there is no privilege of nonretreat, and the ordinary rules of self-defense apply. See State v. Pontery, 19 N.J. 457, 475, 117 A.2d 473 (1955); Warren on Homicide (2d ed. 1938), § 157, at 775; see also, State v. Abbott, above, 36 N.J. at 67, 174 A.2d 881. Defendant claims he was attacked by another tenant of the premises (Arnold) and by his lawful guest (Judd). While he possibly need not have retreated from Judd, he surely should have retreated from Arnold, the joint attacker and a co-occupant of the premises. The alleged assaults are not separable in fact or law. Accordingly, since both the killer and the assailants were on commonly held property (under our assumption but not under the actual facts), defendant had no immunity from the ordinary self-defense doctrine and could not claim to have been backed to the wall of his 'castle.' See State v. Pontery, above.

We therefore conclude that the charge was not erroneous and certainly not plain error. See State v. Gardner, 51 N.J. 444, 456, 242 A.2d 1 (1968).

Defendant next argues that certain evidence was improperly admitted and that the trial judge erroneously charged the jury as to the probative weight to be attached thereto. Here, again, the argument is advanced under the plain error rule.

A detective had questioned Arnold at the hospital and recorded a summary of their conversation on an incident report. At trial the officer was permitted to read from his record:

He stated about 9 p.m. on July 4th, 1967, Lawson Provoid kicked down his front door and said, 'Come on out. I'm going to kill you.' Wendell (Arnold) went outside and was struck on the head with a blunt object. What he thought was a hammer. And didn't remember anything else.

The account Arnold gave at trial was quite different.

In his charge the trial judge instructed the jurors that where they recalled conflicting testimony, they could credit either statement and regard it as substantive evidence. Defendant contends that this standard was improper when applied to the prior inconsistent statement Arnold had given the detective. The State, on the other hand, argues that the statement was admissible under the business records exception to the hearsay rule. See Evidence Rules 63(13) and 63(15)(a); see also Brown v. Mortimer, 100 N.J.Super. 395, 402--404, 242 A.2d 36 (App.Div.1968).

The included hearsay was not properly admissible as substantive proof, primarily because the declarant was one of the participants in the fracas and with a possible motive to misrepresent the occurrence. Although the statement might properly have been admitted to challenge Arnold's credibility, it was offered by the State, which ordinarily could not and would not discredit its own witness. See Evidence Rules 20 and 63(1). Accordingly, Arnold's prior statement was improperly admitted.

However, defense counsel failed to object to the testimony when it was offered. Thus, it is incumbent upon the defense...

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    ...to retreat when using protective force in one's own home. The Court quoted our then-recent observation in State v. Provoid, 110 N.J. Super. 547, 554, 266 A.2d 307 (App. Div. 1970), that "the majority of jurisdictions in this country have concluded the privilege of self-defense without retre......
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