State v. Quinn

• Decision Date: 28 February 2001
• Docket Number: No. 21435.,21435.
• Citation: 2001 SD 25,623 N.W.2d 36
• Parties: STATE of South Dakota, Plaintiff and Appellee, v. Carson J. QUINN, Defendant and Appellant.
• Court: South Dakota Supreme Court

623 N.W.2d 36

2001 SD 25

STATE of South Dakota, Plaintiff and Appellee, v. Carson J. QUINN, Defendant and Appellant.

No. 21435.

Supreme Court of South Dakota.

Argued November 30, 2000.

Decided February 28, 2001.

Rehearing Denied April 10, 2001.

Mark Barnett, Attorney General, Timothy G. Bartlett, Ann C. Meyer, Paul E. Bachand, Assistant Attorneys General, Pierre, SD, Attorneys for plaintiff and appellee.

Edward C. Carpenter of Costello, Porter, Hill, Heisterkamp, Bushnell and Carpenter, and Ronald W. Banks of Banks, Johnson, Colbath & Kerr, Rapid City, SD, Attorneys for defendant and appellant.

SABERS, Justice

[¶ 1.] Quinn provided funeral services to indigent persons and received burial assistance payments from Pennington County. In addition to these payments, Quinn collected monies from other sources. The State alleges the failure of Quinn to refund payment to the county after collecting additional monies from other sources constitutes theft by deception. In a court trial based on a stipulation, Quinn was found guilty of one count of theft by deception based upon implied contract. We reverse because the stipulated facts fail to prove beyond a reasonable doubt the count as charged.¹

FACTS

[¶ 2.] The parties entered into a stipulation of facts for the purpose of presenting this case to the trial court without a jury for a determination of guilt or acquittal. The stipulated record reveals that Quinn received indigent burial assistance payments from Pennington County for the funerals of William Leonesio and Florence Alice Horned Antelope. After conducting these funerals, Quinn submitted bills to Pennington County for his services. The bill for the Leonesio funeral was $2527.80 and the bill for the Horned Antelope funeral was $2850.00. The amount of the burial assistance payments he received for each funeral was $950. The payment request submitted to the county for the Leonesio funeral provided that additional charges would be billed separately for the grave, opening and closing the grave, and grave box.

[¶ 3.] Quinn submitted a funeral statement to Natalie Leonesio, Leonesio's wife, for $3,879.80² and the Oglala Sioux burial assistance program for Horned Antelope's funeral service for $1400. Quinn received payments from Natalie Leonesio of $1007.56 and $501.97. As indicated, the stipulation provides that Quinn submitted funeral statements "for monies in excess of the county burial payment and received monies over and above said amount which were not paid over to Pennington County."

[¶ 4.] Quinn acknowledged that he had received a copy of the Pennington County burial assistance guidelines. These guidelines purport to prohibit Quinn from collecting additional monies without reimbursing the county. However, these guidelines were never validly enacted by the county. Additionally, no written contract existed between Pennington County and Quinn for indigent burial services.

[¶ 5.] This stipulation was presented to the trial court for a finding of guilt or acquittal on two counts of theft by deception (SDCL 22-30A-3 and SDCL 22-30A-17(1)). The stipulation provided that the remaining fifteen counts of the indictment against Quinn would be dismissed with prejudice. Regardless of the outcome, Quinn stipulated to pay $21,610.61 as restitution to the county without same constituting an admission of guilt. Quinn was acquitted on the second count relating to the charges for the Horned Antelope funeral.

[¶ 6.] The trial court found Quinn guilty of one count of theft by deception for obtaining money from Natalie Leonesio in an amount over $500, a felony. The count alleged:

That on or about the 14th day of May, 1997, in the County of Pennington, State of South Dakota, Carson J. Quinn did commit the public offense of theft by deception (SDCL 22-30A-3, 22-30A-17(1) in that he did create or reinforce a false impression as to law to obtain property of Natalie Leonesio in an amount over $500, with intent to defraud her thereof.

(Emphasis added).

[¶ 7.] Quinn appeals raising four issues:

1. Whether the Pennington County indigent burial guidelines can be used to establish any element of the offense charged.

2. Whether Quinn was improperly prosecuted for violating a county resolution which is a civil matter.

3. Whether the trial court could find and base a conviction on an implied contract with Pennington County.

4. Whether the stipulated facts are sufficient to establish theft by deception as charged beyond a reasonable doubt.

STANDARD OF REVIEW

[¶ 8.] "The trial court made its decision based on a stipulation of facts. Therefore, we review under a de novo standard." State v. Herrboldt, 1999 SD 55, ¶ 5, 593 N.W.2d 805, 807. "There is no presumption in favor of the trial court's determination. It is our duty to review the evidence [permitted by the stipulation] and determine the issues involved as though presented here in the first instance." State v. Abourezk, 359 N.W.2d 137, 142 (S.D.1984); see supra note 1.

[¶ 9.] 1. WHETHER THE PENNINGTON COUNTY INDIGENT BURIAL GUIDELINES COULD BE USED TO ESTABLISH ANY ELEMENT OF THE OFFENSE CHARGED.

[¶ 10.] SDCL 28-17-4 provides that "the county shall allow the funeral director ... a sum to be established by resolution of the board of county commissioners in such county at their organizational meeting." A local government is only allowed to "take official action through ordinances and resolutions." Appeal of Jackpine Gypsies Motorcycle Club, 395 N.W.2d 593, 595 (S.D.1986). The State has stipulated that the indigent burial guidelines were never properly enacted in accord with the process established by South Dakota law. SDCL ch. 7-18A. "A county in this state is a creature of statute and has no inherent authority. It has only such powers as are expressly conferred upon it by statute and such as may be reasonably implied from those expressly granted." State v. Hansen, 75 S.D. 476, 68 N.W.2d 480, 481 (1955) (citations omitted). Therefore, by failing to follow the proper procedure for enacting the indigent assistance guidelines, the county's actions are a legal nullity. Similarly, when a statute is unconstitutional it is void and "is to be treated as though it never existed." Weegar v. Bakeberg, 527 N.W.2d 676, 678 (S.D. 1995).

[¶ 11.] Nevertheless, the State asserts that Quinn's admission that he had been fully informed of the guidelines is sufficient to establish specific intent to violate our theft by deception statutes. Those guidelines require Quinn to reimburse the county for monies recovered from third parties and that no other agreements for any purpose be established. The State asserts that Quinn's awareness of these guidelines create an "implied contract" binding him to the guidelines, thereby constituting theft by deception when he failed to refund the payment to the county. We are not convinced by this argument.

[¶ 12.] "The obligation or duty of a county to relieve and support the poor and indigent is purely statutory." Hamlin County v. Clark County, 1 S.D. 131, 45 N.W. 329, 331 (1890); see also Roane v. Hutchinson County, 40 S.D. 297, 167 N.W. 168, 168 (1918). By failing to follow statutory procedure for enacting a valid resolution, these guidelines do not create an obligation. "[A] void ordinance confers no rights and imposes no obligations as an invalid ordinance does not furnish any more authority or support than an unconstitutional statute." 62 CJS Municipal Corporations § 309 at 455 (1999). Therefore, the guidelines did not prohibit Quinn from collecting the reasonable value of his services from the decedent's family or estate.

[¶ 13.] We hold that the invalid indigent assistance guidelines cannot support a conviction, as those guidelines are a legal nullity.

[¶ 14.] 2. WHETHER QUINN WAS IMPROPERLY PROSECUTED FOR VIOLATING A COUNTY ORDINANCE.

[¶ 15.] In his brief, Quinn maintains that "the issue is whether [Quinn] is, in fact, being prosecuted for violating the guidelines. In light of our disposition of issue 1, it is clear the guidelines were invalid and cannot support any element of the crime charged. This prosecution arises from his actions of obtaining money through an alleged act of deception. Conduct to obtain money by deception is not exclusively a civil matter. SDCL 22-30A-3, 22-30A-17(1). Issues of civil liability are peripheral to this matter and we do not address them here. At any rate, Quinn cannot be prosecuted, directly or indirectly, for violating the indigent assistance guidelines.

[¶ 16.] 3. WHETHER THE TRIAL COURT COULD FIND AND BASE A CONVICTION ON AN IMPLIED CONTRACT WITH PENNINGTON COUNTY.

[¶ 17.] We do not address issue 3 as we have disposed of it in issue 1. The invalidly enacted ordinance is void and cannot form the basis for an implied contract. Additionally, the stipulated facts are insufficient to support any implied contract, as they merely indicate Quinn received a copy of the guidelines and do not detail any further actions between the parties.

[¶ 18.] Therefore, we turn directly to the focus of this appeal.

[¶ 19.] 4. WHETHER THE STIPULATED FACTS ARE SUFFICIENT TO SUPPORT A CONVICTION FOR THEFT BY DECEPTION.

[¶ 20.] Quinn was charged with violating SDCL 22-30A-3, which provides in relevant part:

Any person who obtains property of another by deception is guilty of theft. A person deceives if with intent to defraud he:

1. Creates or reinforces a false impression, including false impressions as to law, value, intention or other state of mind.

2. Fails to correct a false impression which the deceiver previously created or reinforced.

Quinn was charged in connection with SDCL 22-30A-17, which classifies a theft over $500 as grand theft.

[¶ 21.] Quinn urges this Court to hold that his actions would merely constitute a breach of contract but not theft by deception. This is somewhat similar to the argument advanced by the defendants in State v. Hurst, where the defendants asserted that their actions only constituted a...