State v. Roy, 359-80

Decision Date01 September 1981
Docket NumberNo. 359-80,359-80
Citation140 Vt. 219,436 A.2d 1090
CourtVermont Supreme Court
PartiesSTATE of Vermont v. Charles H. ROY.

Mark J. Keller, Chittenden County State's Atty., and Susan R. Via, Chief Deputy State's Atty., Burlington, for plaintiff.

Paul D. Jarvis of Blum Associates, Inc., Burlington, for defendant.


HILL, Justice.

Defendant appeals a jury verdict finding him guilty of sexual assault, 13 V.S.A. § 3252(3), and lewd and lascivious conduct, 13 V.S.A. § 2602, involving a seven year old boy with physical handicaps.

Defendant was arrested after police were notified by a passerby of a possible sexual assault taking place several blocks away. Upon reaching the scene, the police saw a man driving a car fitting the passerby's description with a young child standing in the front seat. The child was pulling up his trousers and his genitals were exposed. The police arrested defendant, and transported the child and defendant separately to the police station. Both defendant and the alleged victim were then questioned by different police officers. The child talked with at least three policemen over a span of more than one hour.

Defendant and the victim's father were friends, and the child had known defendant for some time. The child suffers from a hearing deficiency, is unable to speak clearly, and cannot read. He attends a special school for students with learning problems. After a hearing on a motion to exclude him from testifying at trial, however, the child was declared competent, and defendant does not challenge that finding on appeal. At trial, the child testified defendant fondled and kissed various parts of his body, and, in language expected from someone his age and with his handicaps, described various sexual activities performed by defendant.

Testimony was also presented by two of defendant's friends that on the afternoon in question they had gone swimming with the child and defendant. They told the jury that, shortly before the time of the arrest, defendant had ordered them from his car and gone off with the child, ostensibly to take him home.

In addition, the jury heard testimony by a police officer regarding a statement given him by the victim at the police station approximately one hour after the incident in question. The statement involved a description of the activities for which defendant is charged.

Defendant did not testify.


The most serious challenge to defendant's conviction involves testimony given by a police officer regarding statements made by the victim at the police station approximately one hour after the alleged crime and after the child had already spoken with two other policemen. The child's description of defendant's activities came in response to questioning by the officer who testified. At one point during voir dire of the officer, the trial judge warned him that the testimony he planned to give obviously did not contain sentence construction or words which a seven year old child with a learning disability would use.

Although repetition of the child's story was clearly hearsay under the common law, and thus normally inadmissible, the judge ruled the evidence admissible as falling within the res gestae exception to the hearsay rule. This Court has defined the law on excited utterances and the res gestae rule:

'Res Gestae' comprehends a situation which presents a startling or unusual occurrence sufficient to produce a spontaneous and instinctive reaction, during which interval certain statements are made under such circumstances as to show lack of forethought or deliberate design in the formulation of their context.

State v. Blair, 118 Vt. 81, 90-91, 99 A.2d 677, 683 (1953). See also State v. Longe, 133 Vt. 624, 349 A.2d 232 (1975).

Courts, seeking to assure the trustworthiness of the evidence, have elucidated factors to be considered in determining whether statements sought to be admitted fall under the res gestae rule. The declarations must possess the following elements: (1) the statement must relate to the main event and in some way characterize that event; (2) it must be a natural statement growing out of the event rather than a narrative explaining the event; (3) it must be statement of fact rather than an expression of opinion; (4) it must be a spontaneous and instinctive utterance evoked by the fact, and not the product of reflection; (5) while the statement need not be completely contemporaneous with the event in question, the declaration must be sufficiently close in time as to exclude the possibility that it resulted from premeditation; and (6) the statement must have been made by either a participant or eyewitness of the event involved. See Beck v. Dye, 200 Wash. 1, 9-10, 92 P.2d 1113 (1939).

The child's description of the alleged crime does not contain those elements necessary to assure accuracy. The officer's interview with the child came at least one hour after the incident and after the child had already talked with other policemen. In addition, and most pertinent in finding that the res gestae exception does not apply, the child's statement, which was repeated for the jury, came as a result of questioning by the policeman. This was not an excited, spontaneous utterance. "(W)hether a declaration is a part of the 'res gestae' depends upon whether the declaration was the facts talking through the party or the party talking about the facts." Blair, supra, 118 Vt. at 91, 99 A.2d at 683. There is no evidence that the child was stunned or in a state of emotional upheaval at the time of his conversation with the officer. And although the policeman was warned by superiors not to suggest to the child what to say, and there is no evidence he disregarded that warning, the child's statement clearly resulted from a rational dialogue. The officer's testimony reiterated a narrative, not a spontaneous utterance, and as such was improperly admitted under the res gestae exception to the rule excluding hearsay testimony.

The State, however, urges the Court to adopt a special application of the res gestae rule when dealing with children and sex offenses. The rationale is that someone of this victim's age who has been involved in this type of conduct would not have the presence of mind to utter anything other than an untainted reaction to the event, thus assuring the truth of the statement. While it is true that a child might be less likely deliberately to edit a statement in contemplation of litigation or "to get even," it is equally true that a child like the one here involved might more easily be subjected to suggestion by police than might someone more mature. Since the child's declaration came after a lengthy time with policemen and in response to questioning, we cannot say with assurance that the child was not trying to please or satisfy his companions. Cf. State v. Evans, 104 Ariz. 434, 454 P.2d 976 (1969); People v. Woodward, 21 Mich.App. 549, 175 N.W.2d 842 (1970).

In Longe, supra, 133 Vt. at 626, 349 A.2d at 234, we quoted from 2 Wharton's Criminal Evidence § 300, at 86-87 (13th ed. C. Torcia 1972), in suggesting that with sex crimes, the statement sought to be introduced need not be as contemporaneous with the event as is the case with other events. However, the authority we cited specified that the declaration still must be given to the first person the victim meets after the offense is committed; here, the officer who testified was well down the line in people who had contact with the victim. See also State v. Schmidt, 69 Wis.2d 668, 230 N.W.2d 890 (1975) (statement admitted as excited utterance, but was not given in response to questioning); State v. Bloomstrom, 12 Wash.App. 416, 529 P.2d 1124 (1974) (child told parents story of assault within minutes of being released by defendant).

The possibility was raised at oral argument that the officer's testimony was admissible, as evidence of prior consistent statements introduced to buttress a witness whose credibility had been attacked. The child had previously taken the stand and testified about the assault. At cross-examination, it was suggested that the child had been manipulated by the state's attorney for purposes of obtaining a certain type of testimony at trial. Such testimony, though normally excluded as hearsay, United States v. Bays, 448 F.2d 977, 979 (5th Cir.1971), is admitted by some courts as nonhearsay to rebut a charge of recent fabrication or improper influences or motive, United States v. Baron, 602 F.2d 1248, 1252 (7th Cir.), cert. denied, 444 U.S. 967, 100 S.Ct. 456, 62 L.Ed.2d 380 (1979); United States v. Allen, 579 F.2d 531 (9th Cir.), cert. denied, 439 U.S. 933, 99 S.Ct. 326, 58 L.Ed.2d 329 (1978); Rease v. United States, 403 A.2d 322 (D.C.App.1979).

This Court has not had the opportunity to evaluate the rules governing admission of prior consistent statements following an attack on a witness's credibility since State v. Turley, 87 Vt. 163, 88 A. 562 (1913). In that case, we ruled that such statements were admissible as corroborative evidence to restore a witness's credibility, but not as substantive evidence. In Woodmansee v. Stoneman, 133 Vt. 449, 456-57, 344 A.2d 26 (1975), however, we reiterated that rule, although holding it there inapplicable.

The hearsay rule rejects out-of-court assertions offered to prove the truth of the matter asserted; the source of these assertions often is not subjected to cross-examination and was not under oath that he was telling the truth when the assertions were made. See generally 5 Wigmore on Evidence §§ 1362, 1367 (Chadbourn rev. 1974). Vermont law, reflected in Turley, created an exception to the rule excluding out-of-court statements when a witness's in-court testimony has been challenged as resulting from improper motives or influences or recent fabrication.

Most courts in reconsidering this area of evidentiary law allow prior consistent statements into...

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32 cases
  • Benning v. State
    • United States
    • Vermont Supreme Court
    • January 28, 1994
    ..."[v]agueness challenges to statutes not involving First Amendment freedoms must be examined in light of the facts." State v. Roy, 140 Vt. 219, 229, 436 A.2d 1090, 1095 (1981); see also Cantrell, 151 Vt. at 133, 558 A.2d at 641 (party whose conduct is clearly proscribed cannot complain about......
  • In re A.P.
    • United States
    • Vermont Supreme Court
    • October 9, 2020
    ...foreshadowed that "in certain circumstances the words 'lascivious' and 'lewd' might be too vague to be applicable." State v. Roy, 140 Vt. 219, 229, 436 A.2d 1090, 1095 (1981). And we have commented that "the meaning of the term 'lewd' in § 2632 is murky at best." In re K.A., 2016 VT 52, ¶ 1......
  • In re A.P.
    • United States
    • Vermont Supreme Court
    • October 9, 2020
    ...foreshadowed that "in certain circumstances the words ‘lascivious’ and ‘lewd’ might be too vague to be applicable." State v. Roy, 140 Vt. 219, 229, 436 A.2d 1090, 1095 (1981). And we have commented that "the meaning of the term ‘lewd’ in § 2632 is murky at best." In re K.A., 2016 VT 52, ¶ 1......
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    • May 22, 2009
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