State v. Schmidt
| Decision Date | 06 March 2019 |
| Docket Number | A162487 |
| Citation | 439 P.3d 500,296 Or.App. 363 |
| Parties | STATE of Oregon, Plaintiff-Respondent, v. David Edward SCHMIDT, Defendant-Appellant. |
| Court | Oregon Court of Appeals |
Charles F. Lee, Roseburg, argued the cause for appellant. Also on the brief was Charles F. Lee P.C.
Christopher A. Perdue, Assistant Attorney General, argued the cause for respondent. Also on the brief were Ellen F. Rosenblum, Attorney General, and Benjamin Gutman, Solicitor General.
Before DeHoog, Presiding Judge, and Egan, Chief Judge, and Aoyagi, Judge.
Defendant appeals a judgment of conviction for driving under the influence of intoxicants (DUII), ORS 813.010(4)1 , and reckless driving, ORS 811.140. He assigns error to the trial court’s denial of his request to exclude evidence of his prior DUII convictions in a joint trial on both charges when the prior convictions were relevant only to the reckless driving charge. In the alternative, defendant argues that the trial court erred in denying his motion to sever the charges. For the reasons explained below, we affirm.
The relevant facts are procedural and undisputed. Defendant was charged with DUII and reckless driving based on conduct that occurred on a single day. The court granted the state’s motion to consolidate both charges for trial. During the trial, outside of the presence of the jury, the state sought to introduce evidence of defendant’s prior DUII convictions. Defendant objected, arguing that the prior convictions were not relevant to the DUII charge, "except [for] the improper effect of telling the jury that this fellow has had DUIIs before," and that the probative value of the prior convictions was substantially outweighed by the potential for unfair prejudice. Defendant also argued that, if the court ruled that the prior convictions were admissible as to the reckless driving charge, the court would need to sever that charge from the DUII charge because of the potential for unfair prejudice.
The trial court ruled that the prior DUII convictions were relevant to the reckless driving charge, reasoning that the evidence of the convictions showed that defendant had undergone alcohol treatment and evaluation and that "someone that has been through the evaluation and has been through treatment can be at a higher state of awareness of those risks." In other words, the court determined that the prior convictions were relevant to prove an element of the crime of reckless driving under ORS 811.140 : that defendant was aware of and consciously disregarded a substantial and unjustifiable risk.2 The court also determined that it would not need to sever the charges because it would "instruct the jury that they are not to consider [the exhibits showing defendant’s prior convictions] in their determination of whether the Defendant is guilty or not guilty of [DUII]."3
Later in the trial, again outside of the presence of the jury, the court revisited its ruling admitting the prior convictions. The court explained "for the record, that [it had] gone through the weighing process," including "factoring in prejudice." The court determined that it would admit the convictions if they were offered, again explaining that it believed that "by instructing the jury to disregard [the prior convictions] as to the DUII charge and only consider [them] for the Reckless Driving charge," any potential prejudice would be "deal[t] with."
Immediately after the state introduced evidence of defendant’s prior convictions to the jury, the court instructed the jury "that the use of [the exhibits of defendant’s prior DUIIs] are not to be considered when you consider whether the Defendant is not guilty or guilty of [DUII]." At the end of the case, the court again instructed the jury on the issue:
The jury ultimately found defendant guilty on both charges.
As noted, on appeal, defendant assigns error to the court’s admission of his prior DUII convictions. Defendant concedes that the evidence was relevant to the charge of reckless driving, but argues that the court should nonetheless have excluded the evidence under OEC 403 because it was irrelevant to the DUII charge and unfairly prejudicial.4 The state responds that the court properly admitted the evidence and concluded that the joint trial would not cause defendant substantial prejudice.
We do not reverse a trial court’s ruling that evidence is admissible under OEC 403 unless the trial court has abused its discretion. State v. Robinson , 244 Or. App. 368, 380, 260 P.3d 671 (2011), rev. den. , 352 Or. 33, 281 P.3d 612 (2012). Generally, we defer to a trial court’s "decision whether the probative value of the evidence is substantially outweighed by the potential for prejudice." State v. Williams , 313 Or. 19, 29-30, 828 P.2d 1006, cert. den. , 506 U.S. 858, 113 S.Ct. 171, 121 L.Ed.2d 118 (1992). As explained below, we agree with the state that the court did not abuse its discretion in admitting the prior DUII convictions.
We have previously held that a trial court did not abuse its discretion in admitting evidence of a previous DUII conviction in a trial on multiple charges including DUII and reckless driving.
State v. Berliner , 232 Or. App. 539, 544, 222 P.3d 744 (2009), rev. den. , 348 Or. 291, 231 P.3d 795 (2010). In Berliner , defendant conceded, as defendant does in this case, "that the evidence [of his prior DUII conviction] was relevant to prove that he acted recklessly, that is, that he was ‘aware of and consciously disregard[ed] a substantial and unjustifiable risk ***.’ " Id. at 543, 222 P.3d 744 (quoting ORS 161.085(9) ) (emphasis and omission in Berliner ). We held that the DUII conviction in that case was "relevant for a noncharacter purpose." Id. at 544, 222 P.3d 744. In particular, in Berliner , the evidence was relevant to demonstrate that the "defendant was consciously aware of the dangers associated with drinking and driving." Id. ; see State v. Johnstone , 172 Or. App. 559, 567, 19 P.3d 966 (2001) (). Furthermore, in Berliner , in evaluating whether the trial court abused its discretion in determining whether the probative value of the prior DUII evidence was outweighed by the potential for unfair prejudice, we noted that while the evidence might be prejudicial to defendant in his joint trial, it was not "unfairly prejudicial." Berliner , 232 Or. App. at 544, 222 P.3d 744 (emphasis in original). Here, the conviction was relevant for the same noncharacter purpose as the evidence at issue in Berliner. It was relevant to prove the reckless element of defendant’s reckless driving charge, that is, that defendant was aware of and consciously disregarded a substantial and unjustifiable risk. The trial court conducted an OEC 403 analysis, including considering the potential for unfair prejudice. The court concluded that any potential prejudice could be cured by a proper jury instruction, and accordingly instructed the jury that it was not to consider the previous DUII evidence in its determination of the current DUII charge. Under those circumstances, the trial court did not abuse its discretion in admitting defendant’s previous DUII convictions.
In the alternative, defendant contends that the trial court erred when it denied his motion to sever the charges for separate trials. See ORS 132.560(3). The state responds that defendant failed to demonstrate substantial prejudice from the joinder of charges, and therefore, that the court did not err in denying the motion to sever.
ORS 132.560(3) provides:
"If it appears, upon motion, that the state or defendant is substantially prejudiced by a joinder of offenses under subsection (1) or (2) of this section, the court may order an election or separate trials of counts or provide whatever other relief justice requires."
We review a trial court’s determination "that the facts presented in defendant’s motion to sever did not demonstrate the existence of ‘substantial prejudice’ to defendant, as required in ORS 132.560(3)," for legal error. State v. Luers , 211 Or. App. 34, 43, 153 P.3d 688, adh'd to as modified on recons. , 213 Or. App. 389, 160 P.3d 1013 (2007) (brackets omitted). Our "determination whether joinder of charges substantially prejudices a defendant must be based on a case-specific analysis of the charges and the facts alleged to support them." Id. at 45, 153 P.3d 688. A reviewing court must be able to determine from the record that the trial court engaged in the required prejudice analysis. Id. at 44, 153 P.3d 688.
General arguments regarding prejudice "that could be made in any case in which charges are joined" are insufficient. State v. Tidwell , 259 Or. App. 152, 155, 313 P.3d 345 (2013), rev. den. , 355 Or. 142, 326 P.3d 1207 (2014). A defendant must relate his arguments to the specific facts of the case. Id. Furthermore, the "mere assertion that evidence relating to some charges will influence the jury’s consideration of other charges is insufficient" to establish substantial prejudice. Id. at 154, 313 P.3d 345. The probable effectiveness of limiting instructions to the jury is relevant to...
To continue reading
Request your trial
-
State v. Rossiter
...for unfair prejudice presented by the evidence. We review a trial court’s OEC 403 decision for abuse of discretion. State v. Schmidt , 296 Or. App. 363, 366, 439 P.3d 500, rev . den . , 364 Or. 849, 442 P.3d 1121 (2019). "Generally, we defer to a trial court’s ‘decision whether the probativ......