State v. Sua

Citation987 P.2d 959,92 Haw. 61
Decision Date28 October 1999
Docket NumberNo. 21480.,21480.
PartiesSTATE of Hawai`i, Petitioner-Appellee, v. Alomalietoa SUA, Respondent-Appellant.
CourtSupreme Court of Hawai'i

Bryan K. Sano, Deputy Prosecuting Attorney, for the petitioner-appellee State of Hawai`i on the writ.

MOON, C.J., KLEIN, LEVINSON, NAKAYAMA, and RAMIL, JJ.

Opinion of the Court by LEVINSON, J.

The petitioner-appellee State of Hawai`i applies to this court for a writ of certiorari to review the opinion by the Intermediate Court of Appeals (ICA) in State v. Sua, 92 Hawai`i 78, 987 P.2d 976 (Haw.Ct.App.1999) [hereinafter, the "ICA's opinion"], vacating the first circuit court's judgment, guilty conviction, and sentence, filed on March 9, 1998, and remanding the case for a new trial. The prosecution argues that the ICA should not have held that the respondent-appellant Alomalietoa Sua's right to confrontation was violated at trial. Specifically, the prosecution suggests that the ICA erred in holding that "receipt of a witness's grand jury testimony under the past recollection recorded exception to the rule against hearsay at the criminal trial of [Sua] violated the right of confrontation guaranteed him by the Hawai`i Constitution." ICA at 78, 987 P.2d at 976.

We agree with the prosecution that the ICA's holding was erroneous. In contrast to the ICA's opinion, we hold that, under certain circumstances, receipt of grand jury testimony pursuant to a firmly rooted exception to the general rule against hearsay may adequately preserve a defendant's right of cross-examination. We leave undisturbed the ICA's holding that there was substantial evidence supporting the jury's guilty verdict. Furthermore, we hold that the Sua's remaining points of error on appeal are without merit. Accordingly, we reverse the ICA's opinion and affirm the trial court's judgment, guilty conviction, and sentence, filed on March 9, 1998.

I. BACKGROUND
A. Factual Background1

Jonah Gooman's grandmother owned two rental units in a building in Waipahu, located in the City and County of Honolulu, State of Hawai`i. Sometime during the week prior to June 18, 1996, Sua contacted Gooman and asked him for a refund of deposit money relating to a rental unit that Sua's brother had recently vacated. Gooman explained to Sua that he knew nothing about the deposit money. On June 18, 1996, Gooman was driving an automobile in which Sua, Cory Kaowili, and Trent Puahi were the passengers. All four had known each other since elementary school. While Gooman was driving, Sua again demanded the deposit money. When Gooman stopped the car and looked back, he noticed that Sua was "fiddling with a gun." Sua continued to demand money and then struck Gooman in the head with the butt of the gun. Kaowili gave Sua approximately $120.00 in the hopes that Sua would "back off." Sua then exited the car.

B. Procedural History

On July 23, 1997, the grand jury returned an indictment against Sua, charging him with robbery in the first degree, pursuant to Hawai`i Revised Statutes (HRS) § 708-840(1)(b) (1993),2 in connection with the foregoing events.

On December 24, 1997, during Sua's trial, Kaowili testified in relevant part as follows:

[Deputy Prosecuting Attorney (DPA)]: Did a detective by the name of Derek Shimatsu call you on the telephone on Thursday, July 11th—
Kaowili: Not that I remember.
[DPA]:—1996?
Kaowili: No.
[DPA]: You never talked to a detective in connection—
Kaowili: No.
[DPA]:—with this case?
Kaowili: No.
....
[DPA]: Would it help you to remember if you looked at the transcript of the conversation you had with the detective?
Kaowili: That's why I don't even remember any of this what I looked at earlier inside the witness room when you gave it to me. It says my name and everything, but I didn't talk to anybody or, you know, what I mean.
....
[DPA]: Mr. Kaowili, wait, please. You're telling us that you did not tell the detective about riding around with Trent and Jonah on June 18th?
Kaowili: I guess.
[DPA]: And you're telling us that you did not tell the detective about an incident where Alo Sua hit Mr. Gooman with his gun and you gave him some money, is that what you're telling us?
Kaowili: No, I'm not telling you anything cause I never talk to no detective.

When Puahi took the witness stand, he testified in relevant part as follows:

[DPA]: So you don't remember talking to Detective Shimatsu on July 9th in the morning about 8:15 until about 8:25?
Puahi: I forget.
....
[DPA]: Do you remember telling the detective that you were in Corey Kaowili's car and Jonah Gooman was driving?
....
Puahi: I didn't say that to the detective.
....
[DPA]: Did you tell the detective—well, he asked you who were you with at the time the robbery occurred and you answered I was with Corey Kaowili. Do you remember telling him that?
Puahi: No.
[DPA]: Would it help you to look at the transcript to remember?
Puahi: Maybe.
....
[DPA]: All right. When the detective asked you where the incident occurred, do you remember telling him Pupuole?
Puahi: No.
....
[DPA]: And do you deny telling that to the detective too, in other words?
Puahi: Yes.
....
[DPA]: Do you remember telling the detective we were driving around and we seen him, referring to Alo Sua, and he came up to the car and we were talking story with him. Do you remember telling that to the detective?
Puahi: No.
[DPA]: Are you saying that you didn't tell that to the detective?
Puahi: Yes.
....
[DPA]: Now, do you remember continuing with the detective: So, during that time I jump out of the car for use the bathroom. Is that true?
Puahi: No.
....
[DPA]: And you didn't tell that to the detective; is that correct?
Puahi: Yes.
[DPA]: Do you remember continuing with the detective: So I wen [sic] go use the bathroom. By the time I came back to the car, [Sua] was already walking away already. Do you remember telling that to the detective?
Puahi: No.
[DPA]: Are you denying saying that?
Puahi: Yes.
....
[DPA]: Did you tell the detective basically that you jumped out of the car to use the bathroom, you got back, [and Sua] was walking away from the car. You told [Sua] okay, you know, see you later. You got in the car and you asked your cousin what's wrong, referring to [Gooman], and [Gooman] told you oh, buggah hit me with the gun. You remember telling that to the detective?
Puahi: No.
[DPA]: Are you denying that you ever said that?
Puahi: Yes.

Gooman testified in relevant part as follows:

[DPA]: [Y]ou remember going to Grand Jury in this case, don't you?
Gooman: (Witness shaking head).
....
[DPA]: You remember going to the other court building down 777 Punchbowl Street on July 23rd, of this year, you went with your mom Marlene, you remember that?
Gooman: Yeah, I remember that.
....
[DPA]: You remember if you took an oath to tell the truth about what happened?
....
Gooman: Yes.
....
[DPA]: Okay. Do you remember being asked at the Grand Jury: Now, I want to take you back to last June, 1996, a few days or a week before June 18th, did somebody by the name of [Sua] approach you concerning getting some money. Do you remember being asked that question.
Gooman: No.
[DPA]: Would it help to look at the transcript to remember?
Gooman: (Witness shaking head.) I no remember.
[DPA]: Well, if it's down there in black and white, would that help you to recall what happened?
Gooman: I no remember.
....
[DPA]: Are you telling this jury that today, as you sit here today, your memory of these events is not good enough to allow you to testify fully and accurately?
Gooman: Yes.
[DPA]: But you were able to testify fully and accurately at the Grand Jury?
Gooman: (Witness nodded affirmatively.) Yeah.

At this point, the prosecution offered Gooman's grand jury transcript into evidence. Sua objected on the ground that he had not been afforded an opportunity to cross-examine Gooman regarding the substance of Gooman's grand jury testimony. On December 26, 1997, the circuit court allowed Gooman's grand jury testimony to be read to the jury, pursuant to Hawai`i Rules of Evidence (HRE) Rule 802.1(4) (1993).3

Following the reading of his grand jury testimony, Gooman testified further in relevant part as follows:

[DPA]: Were you able to pick anybody out of the photographic lineup as the person that demanded money and hit you with the gun?
Gooman: Um, I picked out the picture.
....
[DPA]: What was the number of the photograph that you picked out?
Gooman: Number 4.
[DPA]: Wh[ose] photograph was that?
Gooman: [Sua].
[DPA]: Do you remember what you wrote on the form at the time you picked out No. 4?
Gooman: No, I don't.
[DPA]: Would it help to refresh your recollection to look at the form again?
Gooman: Yeah.
[DPA]: And I'm referring to the spot down there. Does that help you remember what you wrote on the form?
Gooman: No. it doesn't.
[DPA]: That is your handwriting?
Gooman: Yes.
[DPA]: And that's your signature at the bottom?
Gooman: Yes.
[DPA]: Does it indicate on the form "I have selected the person depicted in Photograph No. 4 as being the suspect in this case?["]
Gooman: Yes.
[DPA]: Does it go on to say in your own handwriting "Alo Sua demanded money from me and hit me with a gun"?
....
Gooman: That's what it says right there.

Gooman proceeded to testify that he had gone to the hospital emergency room on June 18, 1996 and that he remembered a lot of police officers coming to his house on that date. Gooman testified that he was unable to remember anything else about the alleged incident.

The prosecution's final witness, Honolulu Police Department (HPD) Detective Derek Shimatsu, testified as follows regarding telephone conversations in which he had engaged with Puahi and Kaowili:

[DPA]: When you interviewed Trent Puahi over the phone, Detective, did he indicate that he had been riding with Cory Ka[o]wili and Jonah Gooman on June 18, 1996?
Shimatsu: Yes, he did say that. Yes.
[DPA]: Did he further indicate that at some point while driving around Waipahu they had stopped and
...

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