State v. Thompson, 31305.

• Decision Date: 11 April 2006
• Docket Number: No. 31305.,31305.
• Citation: 139 P.3d 757,143 Idaho 155
• Parties: STATE of Idaho, Plaintiff-Respondent, v. Anthony K. THOMPSON, Defendant-Appellant.
• Court: Idaho Court of Appeals

139 P.3d 757

143 Idaho 155

STATE of Idaho, Plaintiff-Respondent, v. Anthony K. THOMPSON, Defendant-Appellant.

No. 31305.

Court of Appeals of Idaho.

April 11, 2006.

Review Denied July 26, 2006.

Molly J. Huskey, State Appellate Public Defender; Eric D. Fredericksen, Deputy Appellate Public Defender, Boise, for appellant. Eric D. Fredericksen argued.

Hon. Lawrence G. Wasden, Attorney General; Rebekah A. Cud, Deputy Attorney General, Boise, for respondent. Rebekah A. Cudé argued.

GUTIERREZ, Judge.

Anthony K. Thompson appeals from the judgment entered upon his conviction for possession of methamphetamine. This case addresses whether constitutional error, due to the omission of an essential element defining the offense in the jury instructions, was harmless. We affirm.

I. BACKGROUND

According to the state's evidence presented at trial, a mother contacted the Kootenai County Sheriff Office alleging that her daughter was being held against her will at the Coeur d'Alene home of Michael Mallett. In response, two deputies approached the front door of the residence while a third deputy went around to the back door. From the alleyway at the rear of the house, the third deputy could see through a window into the kitchen and living room. One of the deputies knocked on the front door and a male voice answered, "Who is it?" The deputy at the window could see that Thompson was looking through the front door peephole and holding a hypodermic needle in his hand.

After the deputies identified themselves, Thompson left the front door area and walked toward the back of the house and out of sight. A deputy knocked on the front door again and Mallett eventually opened the door. Thompson emerged from the back room of the house and was frisked by a deputy who later testified that she found a bindle of what she suspected to be methamphetamine in the right front pocket of Thompson's sweat pants. Two baggies of crystal methamphetamine were also removed from Thompson's pockets. Thompson testified, however, that the sweat pants he was wearing did not have pockets and that the deputy only pulled keys out of the pockets of the shorts Thompson was wearing under the sweat pants.

While the pat-down search of Thompson was occurring, another deputy conducted a sweep of the house to determine if the person they were looking for was there. During the sweep, the deputy observed a yellowish crystal substance in a small baggie, packaging materials, scales, a burner, a spoon which appeared to have drug residue on it, a butane lighter, some pipes, and a large amount of currency in plain view near the back bedroom. Upon obtaining and executing a search warrant, deputies found a hypodermic needle floating in the toilet in the bathroom at the back of the house. The jury found Thompson guilty of possession of methamphetamine. This appeal followed.

II. ANALYSIS

The elements instruction given to the jury did not include the requisite element that the state must prove that the defendant knew the substance possessed was a controlled substance.¹ See State v. Blake, 133 Idaho 237, 241-42, 985 P.2d 117, 121-22 (1999). Thompson argues that this error in the jury instructions violated his Sixth Amendment right to have a jury make a determination of guilt or innocence on all the disputed elements of the offense. The state concedes this was error but argues that the error was harmless.

The determination of error in the jury instructions does not end our inquiry where, as here, the state argues that the error was harmless. State v. Hansell, 141 Idaho 587, 591, 114 P.3d 145, 149 (Ct.App. 2005). To constitute error entitling a defendant to relief, an instruction must mislead the jury or prejudice the defendant. State v. Hanson, 130 Idaho 842, 844, 949 P.2d 590, 592 (Ct.App.1997). Any error, defect, irregularity, or variance that does not affect substantial rights shall be disregarded. I.C.R. 52. A harmless error analysis may be applied when a court omits an essential element from the instructions to the jury. Neder v. United States, 527 U.S. 1, 15, 119 S.Ct. 1827, 144 L.Ed.2d 35 (1999); State v. Lovelace, 140 Idaho 73, 79, 90 P.3d 298, 304 (2004). In cases where the improper instruction did not vitiate all the jury's findings, the United States Supreme Court has "recognized that improperly omitting an element from the jury can easily be analogized to improperly instructing the jury on an element of the offense, an error which is subject to harmless-error analysis." Neder, 527 U.S. at 10-11, 119 S.Ct. 1827; State v. Peteja, 139 Idaho 607, 613, 83 P.3d 781, 787 (Ct.App.2003). See, e.g., State v. Lilly, 142 Idaho 70, 72, 122 P.3d 1170, 1172 (Ct.App.2005) (instruction submitted to the jury resulted in the omission of an element by effectively canceling out the essential element given in another instruction).

The error at issue here, as in Neder, is simply an error in the trial process, not a structural error defying harmless-error review by "affecting the framework within which the trial proceeds." Neder, 527 U.S. at 19, 119 S.Ct. 1827. Our inquiry is not "whether, in a trial that occurred without the error, a guilty verdict would surely have been rendered, but whether the guilty verdict actually rendered in this trial was surely unattributable to the error." Sullivan v. Louisiana, 508 U.S. 275, 279, 113 S.Ct. 2078, 124 L.Ed.2d 182 (1993). The government bears the burden of showing that the error had no effect on a defendant's substantial rights. Lilly, 142 Idaho at 72, 122 P.3d at 1172. If, after examining the record, the reviewing court "cannot conclude beyond a reasonable doubt that the jury verdict would have been the same absent the error ... it should not find the error harmless." Neder, 527 U.S. at 19, 119 S.Ct. 1827. Thus, the error is reversible where a jury is not instructed as to an element of an offense and the record contains evidence that could rationally lead to a finding in favor of the defendant with respect to the omitted element. Id.; Lovelace, 140 Idaho at 79, 90 P.3d at 304.

In Neder, the defendant pled not guilty but did not bring forth facts contesting an omitted element. The Court explained that "answering the question whether the jury verdict would have been the same absent the error does not fundamentally undermine the purposes of the jury trial guarantee" where the state's evidence with respect to the omitted element is overwhelming. Neder, 527 U.S. at 19, 119 S.Ct. 1827; see also Johnson v. United States, 520 U.S. 461, 470, 117 S.Ct. 1544, 137 L.Ed.2d 718 (1997) (concluding that error of omission did not warrant reversal where evidence was uncontroverted and overwhelming). Thompson contends in the instant case, however, that he contested the omitted element by pleading not guilty, and that this alone was sufficient for the judgment of conviction to be in violation of his right to have a jury determine whether he knew the substance in his possession was in fact a controlled substance. Thompson cites State v. Cutler, 94 Idaho 295, 296, 486 P.2d 1008, 1009 (1971), for the proposition that a plea of not guilty puts in issue every material allegation in the criminal charge. As Thompson would have it, unless an element is conceded by a defendant pleading not guilty, there can be no harmless error.

We disagree. Although in Neder, the omitted element was not contested, the Neder analysis does not limit harmlessness to that circumstance. According to Neder, even if the element was in some manner genuinely contested, we must determine whether the "record contains evidence that could rationally lead to a finding for the defendant, with respect to that omitted element." Neder, 527 U.S. at 19, 119 S.Ct. 1827. Where there is no basis in the record that could rationally lead to a finding for the defendant, the jury instruction error is harmless. United States v. Pettigrew, 346 F.3d 1139, 1146-47 (D.C.Cir.) (no basis for concluding quantity of crack cocaine was not above the fifty-gram threshold).

The degree to which the defendant must "contest" the omitted element logically depends on the strength of the state's evidence and the amount of evidence necessary to rationally lead to a finding for the defense with respect to the omitted element. As we indicated in Lilly, 142 Idaho at 73, 122 P.3d at 1173, it is not necessarily required that a defendant must take the stand and expressly deny the omitted element before the element can be deemed contested. On the other hand, depending upon the strength of the state's evidence, merely pleading not guilty and thus putting the element at issue may not be a sufficient "contest" of the element to prevent a determination of harmless error when the element is omitted from the jury instructions. See and compare Peteja, 139 Idaho at 614, 83 P.3d at...