State v. Urbina

Decision Date16 June 2015
Citation115 A.3d 261,221 N.J. 509
PartiesSTATE of New Jersey, Plaintiff–Respondent, v. Edwin URBINA, Defendant–Appellant.
CourtNew Jersey Supreme Court

Robin Kay Lord, Trenton, argued the cause for appellant (Law Office of Robin Kay Lord, attorney; Ms. Lord and Richard W. Berg, of counsel and on the brief).

Jennifer E. Kmieciak, Deputy Attorney General, argued the cause for respondent (John J. Hoffman, Acting Attorney General of New Jersey, attorney).

Opinion

Justice FERNANDEZ–VINA delivered the opinion of the Court.

This case involves an appeal from defendant Edwin Urbina's conviction and sentence for first-degree aggravated manslaughter, contrary to N.J.S.A. 2C:11–4(a)(1), following his entry of a guilty plea for the shooting death of Edwin A. Torres. Defendant asserts that the trial court erred in accepting his guilty plea because the “factual basis elicited for [that] guilty plea indicated that [defendant] was asserting a complete defense to the charge.” That factual basis was later challenged on appeal, along with defendant's seventeen-and-one-half year sentence.

In a split decision, a majority of the Appellate Division panel affirmed defendant's conviction and sentence. The majority held that while defendant testified to facts during the plea colloquy that raised the possibility of self-defense, his testimony, when considered in light of all the surrounding circumstances, did not constitute a contemporaneous claim of innocence requiring the court to vacate the plea. Rather, the majority found that defendant, during his plea colloquy, explicitly agreed to waive self-defense after consultation with counsel and his family. The majority additionally noted that defendant signed an amended plea form waiving such defense. One member of the appellate panel dissented, concluding that defendant's plea was accompanied by a claim of innocence, and further found that the trial judge failed to engage in a sufficient colloquy with defendant to confirm that his self-defense waiver was knowing and voluntary.

Defendant appealed as of right to this Court. See R. 2:2–1(a)(2). We are now asked to consider whether, in pleading guilty to the crime of aggravated manslaughter, defendant's assertion of facts implying that he acted in self-defense rendered the factual basis for that plea inadequate. For the reasons set forth in this opinion, we reverse the judgment of the Appellate Division.

I.

On the morning of November 24, 2007, emergency dispatchers received a report of an injured man in Camden City. Upon arrival at the specified location, Camden police officers found the victim, Edwin A. Torres, deceased on the sidewalk with multiple gunshot wounds to the head and neck. An eyewitness to the incident identified defendant, Edwin Urbina, as the shooter. The witness had known defendant since childhood. Defendant, sixteen years old at the time of the shooting, was thereafter charged with an offense that, if committed by an adult, would constitute murder contrary to N.J.S.A. 2C:11–3(a)(1), (2).

Three days later, on November 27, 2007, defendant, accompanied by counsel, surrendered at the Camden Police Department, and was thereafter remanded to a youth correctional facility.

On March 27, 2008, defendant voluntarily elected to have his case transferred from the Family Part to the Law Division, pursuant to N.J.S.A. 2A:4A–27.

On that same date, in order to avoid an indictment for first-degree murder carrying a potential life sentence with a mandatory parole disqualifier of thirty years, defendant entered into a negotiated plea agreement with the State. Under the terms of that plea arrangement, defendant agreed to proceed as an adult and to plead guilty to one count of first-degree aggravated manslaughter, N.J.S.A. 2C:11–4(a)(1), in exchange for the State's recommendation of a sentence not to exceed seventeen-and-one-half years' incarceration subject to an eighty-five percent parole disqualifier and five years of post-release parole supervision under the No Early Release Act (NERA), N.J.S.A. 2C:43–7.2. As a further part of the agreement, defendant agreed to pay the requisite fines and penalties and to waive his right to appeal. Defense counsel expressly reserved the right to argue for a sentence less than the sentence the State agreed to recommend in accordance with State v. Warren, 115 N.J. 433, 558 A. 2d 1312 (1989).

At the plea hearing, defendant testified under oath that he had sufficient time to speak with his family and counsel before deciding to plead guilty. Thereafter, counsel for defendant represented to the court that he explained to defendant that “by waiving the Grand Jury he would not be indicted for murder” and that defendant would instead proceed “on a less serious charge.” Defendant acknowledged his understanding and voluntary agreement to waive indictment. To establish the factual basis for defendant's plea, the following colloquy took place, which we set out at length because of its importance:

[DEFENSE COUNSEL]: Edwin, on November 24th you were in the City of Camden, correct?
THE DEFENDANT: Yes.
[DEFENSE COUNSEL]: You came into contact at that time with Edwin Torres. Do you recall that?
THE DEFENDANT: Yes.
[DEFENSE COUNSEL]: And, Edwin, actually there was another young man with him, is that correct?
THE DEFENDANT: Yes.
[DEFENSE COUNSEL]: And at the time, you and Edwin Torres, would it be fair to say, got into an argument?
THE DEFENDANT: Yes.
[DEFENSE COUNSEL]: At some point during that argument did you produce a handgun and fire that at Edwin? Did you shoot the handgun?
THE DEFENDANT: First he smacked me. When I was walking off, I looked behind me. He said I know you and I turn your back behind me. I looked behind me. Him and his cousin was pulling out their firearms. I went for mines. It was an automatic, so then the gun just went off. When it went off it dropped. When it dropped I picked it up and I just ran.
I ain't mean to kill him, your Honor. I just wanted to have him back up.
THE COURT: You discharged a firearm in his direction, right?
THE DEFENDANT: I shot, like, away from, but it hit and the gun took my hand.
THE COURT: Well, you didn't shoot it in the air and it went in the air and accidentally came down and hit him in the top of the head, right?
THE DEFENDANT: No.
THE COURT: You pointed it in his direction, right?
THE DEFENDANT: Yes.
THE COURT: You discharged it multiple times, right?
THE DEFENDANT: Yes.
THE COURT: You pulled it six times. It wasn't an automatic, right?
THE DEFENDANT: Yes—no, it was an automatic.
THE COURT: You pulled the trigger once and six bullets came out?
THE DEFENDANT: Yes.
THE COURT: That's right?
THE DEFENDANT: Yes.
THE COURT: You knew the pistol was an automatic?
THE DEFENDANT: No.
THE COURT: But you still shot in his direction six times, correct?
THE DEFENDANT: Yes.
THE COURT: And you struck him six times?
THE DEFENDANT: Yes.
[DEFENSE COUNSEL]: Your Honor, for the record, I also have discovery. The post-mortem indicates six bullet wounds to the victim, so I would just state that also.
As far as—and I don't disagree at all with Edwin's recitation of the facts. However, as far as the disposition in this matter, in preparation of this matter, there was no handgun found on the victim at the time the police responded. We would have had to argue that someone disposed of it in order to proffer a viable self-defense argument and I took all that into account when we decided on that and, therefore, although it certainly was contemplated a possible self-defense, based on the lack of a weapon found at the scene and the six bullet wounds, it's my professional opinion that that would not have been a particularly viable defense.
THE COURT: You understand what your lawyer just said?
THE DEFENDANT: Yes.
THE COURT: And you agree with that assessment?
THE DEFENDANT: Yes.
[PROSECUTOR]: If I may, Judge, there is an eyewitness and the eyewitness account does not include the victim having a handgun.
The facts as the State understood them are different from the defense version.
We ask that the plea paperwork be amended to show a waiver of self-defense as part of the plea.1
THE COURT: You understand what [the prosecutor] said?
THE DEFENDANT: Yes.
THE COURT: You agree with that as well?
THE DEFENDANT: Yeah.
THE COURT: You reviewed everything with your lawyer and you reached this conclusion that this was the best thing to do under the circumstances, right?
THE DEFENDANT: Yes.
THE COURT: There's no doubt that you, in fact, discharged a firearm in the direction of Mr. Torres and caused his death, correct?
THE DEFENDANT: Yes.
THE COURT: All right. And you do know that, again, by pleading guilty today, you've waived any potential utilization of self-defense, correct?
THE DEFENDANT: Yes.
THE COURT: You also understand when you weighed everything out that, as [defense counsel] said and as I alluded to, had the matter gone to the Grand Jury you could have been, in fact, indicted for a first degree murder carrying a life sentence, 85 percent without parole, which is essentially 62–and–a–half years without parole?
You understand that?
THE DEFENDANT: Yes.
THE COURT: So, you weighed all that when you reached this decision with your family's assistance and [defense counsel's] assistance, correct?
THE DEFENDANT: Yes.

The court thereafter found that defendant provided an adequate factual basis for aggravated manslaughter, and accepted the plea.

On May 16, 2008, defendant appeared for sentencing. At the sentencing hearing, the prosecutor briefly set forth the State's version of events, as developed during the course of the investigation into the victim's murder:

[PROSECUTOR]: There was an eyewitness to this matter of November 24, 2007, at 10:32 A.M., Third and Erie, in the City of Camden, where Edwin Torres was murdered, he was 22 years old.
And we had an eyewitness to this murder. In fact, the eyewitness stated the victim and the defendant engaged in conversation, the defendant pulled a gun, the defendant shot the victim. When the victim, Edwin Torres, went to the
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