Steele v. Richardson

• Decision Date: 22 December 1972
• Docket Number: No. 25,Docket 72-1304.,25
• Citation: 472 F.2d 49
• Parties: Lucille STEELE, Plaintiff-Appellant, v. Elliot RICHARDSON, Secretary of Health, Education and Welfare, Defendant-Appellee.
• Court: U.S. Court of Appeals — Second Circuit

472 F.2d 49 (1972)

Lucille STEELE, Plaintiff-Appellant, v. Elliot RICHARDSON, Secretary of Health, Education and Welfare, Defendant-Appellee.

No. 25, Docket 72-1304.

United States Court of Appeals, Second Circuit.

Submitted October 3, 1972.

Decided December 22, 1972.

Kalman Finkel, The Legal Aid Society, Carol Berkman, New York City, for plaintiff-appellant.

Whitney North Seymour, Jr., U. S. Atty., for the S. D. N. Y.; Stanley H. Wallenstein and Joseph P. Marro, Asst. U. S. Attys., for defendant-appellee.

Before MOORE, FEINBERG and MULLIGAN, Circuit Judges.

FEINBERG, Circuit Judge:

Lucille Steele appeals from an order of the United States District Court for the Southern District of New York, Edmund L. Palmieri, J., which granted summary judgment to the Secretary of Health, Education and Welfare, and denied appellant Social Security benefits as a widowed mother. The basic issue before the Secretary was whether appellant was the "widow" of Howard Steele, the insured wage earner, when he died. The Secretary decided that she was not, and the district court upheld that finding.¹ We disagree, and we reverse the judgment.

Howard Steele died on December 25, 1966. Thereafter, appellant applied for insurance benefits allegedly owing, on the account of the deceased Steele, to her as a widowed mother pursuant to 42 U.S.C. § 402(g)² and to her children by Howard Steele pursuant to 42 U.S.C. § 402(d). Both claims were initially denied, but, on reconsideration, the children were found entitled to benefits. Appellant petitioned for and received an evidentiary hearing on her own claim; the decision of the hearing examiner, which once more denied the application, became final when affirmed by the Appeals Council. A petition for review in the district court followed.³

The hearing examiner rejected appellant's claim because he found that notwithstanding evidence that a marriage had been celebrated in Maryland on September 28, 1954 joining appellant and Howard Steele, neither appellant nor Howard Steele was free to marry the other. It is undisputed that appellant had married James Artis of New York City in May 1950, and that this marriage had never been terminated by death or legal decree. The examiner also found evidence of a prior marriage entered into by Howard Steele and one Alice Page. Finding that appellant's marriage to Steele was therefore invalid, the hearing examiner concluded that she had not established that she was a widow as defined by 42 U.S.C. § 416(c). See note 2 supra. Judge Palmieri upheld this decision without reaching the effect of appellant's prior marriage to Artis, reasoning that "even if she were free to marry Steele . . . Steele was not free to marry her . . . since Alice Page was still alive at the time Steele married plaintiff and the Steele-Page marriage had never been dissolved."

Appellant has the burden of establishing the validity of her marriage to Steele. E. g., Smith v. Finch, 426 F.2d 814 n. 1 (4th Cir.) (per curiam), cert. denied, 400 U.S. 907, 91 S.Ct. 150, 27 L.Ed.2d 146 (1970). On this appeal, appellant argues that New York law, which controls here,⁴ recognizes a presumption in favor of the validity of the latest of successive ceremonial marriages. See, e. g., In re Terry's Estate, 32 Misc.2d 470, 222 N.Y.S.2d 865, 866 (Surr.N.Y.Co.1961); In re Meehan's Estate, 150 App.Div. 681, 135 N.Y.S. 723 (1st Dep't 1912). Accordingly, appellant further argues, were her marriage to Steele tested in the courts of New York, this presumption would operate to validate that marriage and thus establish her statutory claim to benefits. We agree.

In Dolan v. Celebrezze, 381 F.2d 231 (2d Cir. 1967), Judge Friendly canvassed the many New York cases that consider the presumption and concluded that its force varies with "attendant facts and circumstances . . . in given cases . . . ." Id. at 236, quoting In re Carr's Estate, 134 N.Y.S. ed 513 (Surr.Chautauqua Co. 1953), aff'd, 134 N.Y.S.2d 280 (4th Dep't 1954). The crucial question regarding any evidentiary presumption is what proof is required to rebut it. See H. Clark, Law of Domestic Relations § 2.7, at 68-69 (1968). The Secretary principally relies on two items of evidence to rebut the presumed validity of the Steele-appellant marriage: an "Application for Social Security Account Number" filed by Howard Steele in 1940 listing Alice Page as his wife; and a 1950 marriage license issued to James Artis and Lucille Hickmon (appellant). If substantial evidence established that either or both of these two prior marriages were initially valid and remained undissolved when appellant married the wage earner Steele, then their marriage is void under New York law, N.Y. Domestic Relations Law § 6 (McKinney's Consol.Laws, c. 14, 1964), and the presumption of the validity of appellant's marriage to Steele is successfully rebutted.

Whether the presumption should be strong or limited in this case, the Secretary's evidence of the prior Howard Steele-Alice Page marriage is not adequate to rebut the presumption and to show that Steele was legally disabled from marrying appellant. The evidence that Steele had in fact been married to Alice Page was hardly overwhelming. The listing of her as "wife" in an application for a Social Security number did not necessarily show that the union was ceremonially blessed. Moreover, the reliability of the 1940 document is largely undermined by a later "Employee's Request for Change in Records," filed in 1947. In this paper, Steele requested significant changes in his social security records: In the 1940 document, he had listed his father as "Elijah Steele" and his mother as "Jennie Williams"; in the 1947 correction, these were changed to "Walter Edwards" and "Minerva Steele," respectively. These changes cast considerable doubt on the accuracy of any identification of relatives made by Steele previously, such as Alice Page as "wife." Moreover, while the district judge found that Alice Page was alive when Steele married appellant in 1954, and that neither she nor Steele had divorced the other, we have searched the administrative record in vain for any affirmative evidence on these questions.

Evidence of a prior ceremonial marriage between appellant and James Artis does throw somewhat more doubt on the validity of appellant's later marriage to Steele. The record contains a marriage license signed by the City Clerk of the City of New York, which evidences their marriage on May 28, 1950. Both appellant in her testimony and Artis in a signed statement admitted this marriage; no divorce proceedings were ever instituted by either party; and Artis was living when appellant married Howard Steele. Whatever might be the strength of this evidence standing alone, however, appellant forcefully argues that her prior marriage to Artis was itself void for bigamy. Appellant testified that she had left Artis in October 1950, some five months after they were married, upon discovering that Artis had one and possibly several living wives. She further submitted a statement signed by Artis in which he acknowledged that he had married one Cherry Murphy in 1923, whom he had never divorced and from whom he had never received notice of divorce proceedings instituted or completed. We find this statement, in which Artis confesses against his penal interest to bigamy, particularly probative: Artis manifests a pattern of marriage without prior divorce as well as a familiarity with divorce proceedings when occasionally inclined to employ them.

To be sure, the possibility remains that the Artis-Cherry Murphy marriage was terminated by the death of Cherry Murphy between 1923 and 1950, or by divorce without notice to Artis. We are nevertheless unwilling to place upon appellant the burden of eliminating these possibilities. Given the comparatively great investigative resources of the...