Stribling v. United States

Decision Date12 December 1969
Docket NumberNo. 19609.,19609.
Citation419 F.2d 1350
PartiesNellie Mae STRIBLING, Appellant, v. UNITED STATES of America, The Prudential Insurance Company of America and Georgia Mae Stribling, Appellees.
CourtU.S. Court of Appeals — Eighth Circuit

Reinberger, Eilbott, Smith & Staten, Pine Bluff, Ark., on brief for appellant.

Bridges, Young, Matthews & Davis, Pine Bluff, Ark., on brief for appellee Georgia Mae Stribling.

Rose, Meek, House, Barron, Nash & Williamson, Little Rock, Ark., on brief for appellee Prudential Ins. Co. of America.

Before MATTHES, BLACKMUN and BRIGHT, Circuit Judges.

MATTHES, Circuit Judge.

This appeal is from a judgment of dismissal of appellant's complaint in which she sought to recover $10,000, the amount of a group life insurance policy issued by appellee The Prudential Insurance Company of America to Private Jesse B. Stribling under the provisions of the Servicemen's Group Life Insurance Act, 38 U.S.C. § 765 et seq.1 Jurisdiction was conferred in the district court by 38 U.S.C. § 775.

The factual development of the present controversy is fully detailed in the reported opinion of the district court. Stribling v. United States, 293 F.Supp. 1293 (E.D.Ark.1968). We briefly review the salient facts.

Private Stribling was killed in action in Viet Nam on July 16, 1966. Upon entering the United States Army on December 17, 1965, he had executed government Form DA 3054, "Elections of Amount, Beneficiary Designation and Settlement Options for Servicemen's Group Life Insurance," designating that payments under his policy should be made "in the order of preference set forth in the law." The Form states that the first person in this order of preference is the serviceman's wife. Appellee Georgia Mae Stribling was the wife of Private Stribling at the time this Form was executed and was therefore the designated beneficiary. Appellant, Private Stribling's mother, alleged that the deceased, subsequent to his enlistment, had by letter evidenced an intention to change the beneficiary of his policy and, in furtherance of that intention, had sent appellant on or before April 5, 1966, an undated carbon copy of another Form DA 3054. This second document, written wholly in deceased's hand, specifically named appellant as beneficiary. Appellant conceded, however, that this purported change of beneficiary designation had not come to the attention of either appellee The Prudential Insurance Company of America or the United States Army prior to Private Stribling's death.

The able trial judge held that 38 U.S.C. § 770(a) of the Servicemen's Group Life Insurance Act, requiring a designation of beneficiary to be in "writing received in the uniformed services prior to the serviceman's death," is to be strictly construed, and that such a construction precluded appellant's recovery since the deceased had not notified the Army in writing of his change of beneficiary designation. Therefore, judgment was entered for appellee Georgia Mae Stribling. We affirm.

The critical issue presented for review is the district court's construction of 38 U.S.C. § 770(a) of the Servicemen's Group Life Insurance Act relating to designation of beneficiaries. That section provides:

"(a) Any amount of insurance under this subchapter in force on any member or former member on the date of his death shall be paid, upon the establishment of a valid claim therefor, to the person or persons surviving at the date of his death, in the following order of precedence:
First, to the beneficiary or beneficiaries as the member or former member may have designated by a writing received in the uniformed services prior to such death; * * *."

We are not aware of any reported decision dealing with this precise question.2

The thrust of appellant's claim on appeal is that the district court erred in strictly construing the above statutory language. She urges that we adopt the liberal policy favoring beneficiary changes which has developed over the years in a long line of decisions construing the National Service Life Insurance Act of 1940, 38 U.S.C. §§ 701 et seq., the United States Government Life Insurance Act, 38 U.S.C. §§ 740 et seq.,3 and the regulations promulgated pursuant thereto, 38 C.F.R. §§ 8.47 and 6.60 respectively. The liberal policy, adopted by this court among others, effectuated a change of beneficiary upon proof of only two conditions: First, that the serviceman intended to change the beneficiary of his particular policy, and second, that he performed some overt act directed toward accomplishing that end.4 Benard v. United States, 368 F.2d 897 (8th Cir. 1966). For an exhaustive collection of pertinent cases see Annot., 2 A.L.R.2d 489 (1948). Appellant's argument is that Congress, being aware of the judicial interpretation of existing servicemen's life insurance acts, did not intend to alter that policy when the Servicemen's Group Life Insurance Act was enacted. We cannot accept this argument.

It is axiomatic that congressional intent is the guidepost to judicial interpretation of Federal statutes. Sinclair Refining Co. v. Atkinson, 370 U.S. 195, 82 S.Ct. 1328, 8 L.Ed.2d 440 (1962); Kansas City, Mo. v. Federal Pacific Electric Co., 310 F.2d 271 (8th Cir.), cert. denied, 371 U.S. 912, 83 S.Ct. 256, 9 L.Ed.2d 171 (1962). And, where the interpretation of a particular statute at issue is in doubt, the express language and legislative construction of another statute not strictly in pari materia but employing similar language and applying to similar persons, things, or cognate relationships may control by force of analogy. See, e. g., Overstreet v. North Shore Corp., 318 U.S. 125, 131-132, 63 S.Ct. 494, 87 L.Ed. 656 (1943); N.L. R.B. v. John W. Campbell, Inc., 159 F.2d 184 (5th Cir. 1947). The public policy providing the justification for this rule of statutory construction has been succinctly expressed in III Sutherland, Statutes and Statutory Construction § 6102, at 159 (3d ed. 1943):

"By referring to other similar legislation the court is able to learn the purpose and course of legislation in general, and by transposing the clear intent expressed in one or several statutes to a similar statute of doubtful meaning, the court not only is able to give effect to the probable intent of the legislature, but also to establish a more uniform and logical system of law." (Footnote omitted).

The basic structure of the Servicemen's Group Life Insurance Act was modeled after the provisions of the Federal Employee's Group Life Insurance Act of 1954, Pub.L.No. 598, ch. 752, 68 Stat. 736, et seq., as amended 5 U.S.C. §§ 8701, et seq. Both acts provide automatic insurance coverage for all persons within the class sought to be protected, unless specifically disavowed.5 Both depart from previous government-sponsored life insurance programs by providing that private insurance companies, rather than the Federal Government itself, are to issue the group insurance policies and be the principal carriers of the insurance risk.6 The designation of beneficiary provisions of the two acts are virtually identical, and each expressly provides that such a designation be in writing and received by the Federal Government — "in the employing office" for Federal Employee's Group Life Insurance and "in the uniformed services" for Servicemen's Group Life insurance.7

Prior to congressional amendment in 1967, the designation of beneficiary section of the Federal Employee's Group Life Insurance Act, 5 U.S.C. § 8705(a), provided in relevant part:8

"(a) The amount of group life insurance and group accidental death insurance in force on an employee at the date of his death shall be paid, on the establishment of a valid claim, to the person or persons surviving at the date of his death, in the following order of precedence:
First, to the beneficiary or beneficiaries designated by the employee in a writing received in the employing office before death."

Congress amended the second paragraph of § 8705(a) in 1967, Pub.L.No. 90-83, 81 Stat. 219, to read:

"First, to the beneficiary or beneficiaries designated by the employee in a signed and witnessed writing received before death in the employing office * * *. For this purpose, a designation, change, or cancellation of beneficiary in a will or other document not so executed and filed has no force or effect."

The amendment of 5 U.S.C. § 8705(a) in 1967 was designed, in the words of the Senate Report on the bill, "To clarify Congress' intent * * *." S.Rep. No. 1064 to H.R. 432, appearing in 2 U.S. Code Cong. & Admin. News, 89th Cong., 2d Sess. 2070, 2071 (1966). The impetus for the amendment was a 1961 decision by the Ninth Circuit, Sears v. Austin, 292 F.2d 690 (9th Cir. 1961), which had construed the beneficiary designation section in the original Federal Employee's Group Life Insurance Act of 1954 in conformity with the liberal construction accorded beneficiary designations in National Service Life Insurance policies.9 The court allowed a beneficiary designated in the insured's holographic will to recover the insurance proceeds, even though the insured had not previously designated a beneficiary and his will had not been filed in his employing office before death.

The explicit language employed in the amendment to 5 U.S.C. § 8705(a) and the Senate Report appertaining thereto makes it abundantly clear that Congress intended the beneficiary designation provisions of the Federal Employee's Group Life Insurance Act to be strictly construed.10 By analogy, we implant that same construction upon 38 U.S.C. § 770(a).

We do not deem it material to our decision, as appellant contends, that the Federal Employee's Group Life Insurance Act and the Servicemen's Group Life Insurance Act apply to wholly different classes of persons.11 An analysis of the legislative report to the amendment of 5 U.S.C. § 8705(a) conclusively shows that Congress' departure from the liberal policy of judicial construction typified by the Sears decision was...

To continue reading

Request your trial
55 cases
  • Linquist v. Bowen
    • United States
    • United States Courts of Appeals. United States Court of Appeals (8th Circuit)
    • 3 Junio 1987
    ...534, 542, 60 S.Ct. 1059, 1063, 84 L.Ed. 1345 (1940); Groseclose v. Bowen, 809 F.2d 502, 505-06 (8th Cir.1987); Stribling v. United States, 419 F.2d 1350, 1352 (8th Cir.1969); Lambur v. Yates, 148 F.2d 137, 139 (8th Cir.1945). A primary rule of statutory construction is that when a court int......
  • Premachandra v. Mitts
    • United States
    • United States Courts of Appeals. United States Court of Appeals (8th Circuit)
    • 18 Abril 1984
    ...where there is an alternative interpretation that reasonably effects the statute's purpose"); see also Stribling v. United States, 419 F.2d 1350, 1352 (8th Cir.1969). A close evaluation of the legislative history and purpose of Sec. 2412(b) convinces us that Congress, in making the United S......
  • Abourezk v. Reagan
    • United States
    • United States Courts of Appeals. United States Court of Appeals (District of Columbia)
    • 11 Marzo 1986
    ...the new statute is in part a codification of existing law. See Doe v. diGenova, 779 F.2d 74, 82 (D.C.Cir.1985); Stribling v. United States, 419 F.2d 1350, 1352-53 (8th Cir.1969). Accord 2A N. Singer, Sutherland Statutory Construction Sec. 53.03, at 554 (Sands 4th ed. 1984). That is the situ......
  • Stiltner v. Beretta U.S.A. Corp.
    • United States
    • United States Courts of Appeals. United States Court of Appeals (4th Circuit)
    • 2 Febrero 1996
    ...to use it in a similar vein." See Doe v. DiGenova, 779 F.2d 74, 83 (D.C.Cir.1985) (emphasis added); see also Stribling v. United States, 419 F.2d 1350, 1352-53 (8th Cir.1969) (express language and legislative construction of another statute employing similar language and applying to similar......
  • Request a trial to view additional results
1 books & journal articles
  • Old MacDonald Files Chapter 12 Bankruptcy: How Should the IRS Tax the Reorganization?
    • United States
    • Iowa Law Review No. 97-2, January 2012
    • 1 Enero 2012
    ...same subject. Id. at 240–43 (footnote omitted). 171. Brief for the Appellant, supra note 91, at 28 (quoting Stribling v. United States, 419 F.2d 1350, 1352 (8th Cir. 1969)) (internal quotation marks omitted). 172. Knudsen , 581 F.3d at 713. 173. Brief for the Appellant, supra note 91, at 16......

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT