Stufflebeam v. Harris

• Decision Date: 04 April 2008
• Docket Number: No. 06-4046.,06-4046.
• Citation: 521 F.3d 884
• Parties: Richard M. STUFFLEBEAM, Plaintiff-Appellant, v. Jeff W. HARRIS, Defendant-Appellee.
• Court: U.S. Court of Appeals — Eighth Circuit

521 F.3d 884

Richard M. STUFFLEBEAM, Plaintiff-Appellant, v. Jeff W. HARRIS, Defendant-Appellee.

No. 06-4046.

United States Court of Appeals, Eighth Circuit.

Submitted: October 19, 2007.

Filed: April 4, 2008.

Norman Douglas Norwood, Rogers, AR, argued, Susan T. Lusby, Fayetteville, AR, on the brief, for appellant.

Sherri L. Robinson, Asst. Atty. Gen., Little Rock, AR, argued, for appellee.

Before LOKEN, Chief Judge, GRUENDER and BENTON, Circuit Judges.

LOKEN, Chief Judge.

Near the end of a routine traffic stop in May 2003, Arkansas State Police Officer Jeff W. Harris asked the vehicle's passenger, Richard M. Stufflebeam, to identify himself. When Stufflebeam repeatedly refused, he was arrested for knowingly obstructing, impairing, or hindering "the performance of any governmental function." Ark.Code Ann. § 5-54-102(a)(1). After the criminal charge was nolle prossed, Stufflebeam filed this § 1983 action against Harris in his individual capacity. Stufflebeam claims he was arrested without probable cause in violation of his Fourth Amendment rights. The district court granted Harris's Rule 12(b)(6) motion to dismiss. Stufflebeam appeals. We reverse.

We review de novo the grant of a Rule 12(b)(6) motion to dismiss for failure to state a claim, accepting the facts alleged in the complaint as true and granting all reasonable inferences in favor of Stufflebeam, the nonmoving party. Gilmore v. County of Douglas, Neb., 406 F.3d 935, 937 (8th Cir.2005). Stufflebeam's complaint alleged few facts, but the parties agree that additional facts are part of the Rule 12 record because Stufflebeam attached Officer Harris's Incident/Activity Report and the subsequent criminal citation to his complaint.

It is undisputed that Harris stopped the car being driven by Stufflebeam's grandson because it did not display a license plate. After the grandson produced his driver's license, proof of insurance, a bill of sale, and a title document,¹ Harris asked the passenger, Stufflebeam, for his identification. Stufflebeam angrily replied, "You can't do that!" Harris replied that the law permitted him to ask for identification. Stufflebeam again refused, stating, "You either arrest me and take me to jail or I don't have to show you anything!" Harris returned to his vehicle and requested back-up. When two additional officers arrived, Harris asked Stufflebeam to exit the vehicle. He complied but still refused to identify himself "with anger in his voice and expression," according to Harris's report. Harris then arrested and handcuffed Stufflebeam and removed everything from his pockets, including a wallet containing a driver's license that identified Stufflebeam. Harris placed Stufflebeam in the back of the squad car, searched the vehicle "incident to the arrest" over the grandson's protest, and then released the grandson and drove Stufflebeam to a local jail where he was booked for obstructing governmental operations.

A warrantless arrest without probable cause violates the Fourth Amendment as applied to state actors by the Fourteenth Amendment. Walker v. City of Pine Bluff, 414 F.3d 989, 992 (8th Cir. 2005). A state police officer has probable cause to arrest if the facts and circumstances within his knowledge "are sufficient to warrant a prudent person, or one of reasonable caution, in believing . . . that the suspect has committed, is committing, or is about to commit an offense" under state law. United States v. Brown, 49 F.3d 1346, 1349 (8th Cir.1995) (quotation omitted).

Stufflebeam was charged with violating § 5-54-102(a)(1), which prohibits the knowing obstruction of Harris's performance of a "governmental function," which in turn is defined as "any activity that a public servant is legally authorized to undertake on behalf of any governmental unit he or she serves." Ark.Code Ann. § 5-54-101(6). Stufflebeam's complaint alleges that he "was not suspected of any criminal activity" and was arrested "simply because he would not identify himself." Nothing in the record suggests any obstruction other than Stufflebeam's refusal to identify himself. Thus, the primary question, one not addressed by the district court or carefully analyzed by the parties on appeal, is whether Arkansas law permits a police officer to arrest a person for refusing to identify himself when he is not suspected of other criminal activity and his identification is not needed to protect officer safety or to resolve whatever reasonable suspicions prompted the officer to initiate an on-going traffic stop or Terry,² stop. See Marrs v. Tuckey, 362 F.Supp.2d 927, 939-46 (E.D.Mich.2005). We conclude it does not.

To establish the governmental function that is a necessary predicate for this arrest, Harris relies exclusively on Rule 2.2 of the Arkansas Rules of Criminal Procedure. This Rule provides in relevant part:

Rule 2.2 Authority to request cooperation.

(a) A law enforcement officer may request any person to furnish information or otherwise cooperate in the investigation or prevention of crime. The officer may request the person to respond to questions . . . or to comply with any other reasonable request.

(b) In making a request pursuant to this rule, no law enforcement officer shall indicate that a person is legally obligated to furnish information or to otherwise cooperate if no such legal obligation exists.

By threatening to arrest Stufflebeam if he refused to identify himself, Harris "indicated" to Stufflebeam in no uncertain terms that he was legally obligated to furnish this information. Yet Harris cites no provision of Arkansas law that created a "legal obligation" to cooperate in this manner within the meaning of Rule 2.2(b).³ As Stufflebeam had no legal obligation to provide the information, his refusal to comply with Harris's improper demand did not obstruct a legitimate "governmental function" within the meaning of § 5-54-102(a)(1). In other words, on these facts, the authority conferred by Rule 2.2 did not provide Harris with probable cause to arrest Stufflebeam for a violation of § 5-54-102(a)(1).

Our interpretation of Rule 2.2 is strongly reinforced by a Supreme Court of Arkansas decision not cited by either party or by the district court. In Meadows v. State, 269 Ark. 380, 602 S.W.2d 636 (1980), narcotics investigators stopped two men for suspiciously hurrying through the Little Rock airport. The officers asked for identification, Meadows produced his driver's license, and a computer check of the license revealed an outstanding arrest warrant. Meadows was then arrested pursuant to the warrant, and heroin was found during a search incident to the arrest. Reversing the trial court, the Supreme Court of Arkansas suppressed the heroin. After rejecting the State's argument there was reasonable suspicion for the stop under Rule 3.1, the Court turned to the State's alternative argument that the request for identification was proper under Rule 2.2. After quoting Rule 2.2(a), the Court rejected this contention:

We have emphasized the word "otherwise" [in the quote] because the insertion of that word shows beyond question that the officer's request for information must be in aid of the investigation or prevention of crime. Here there is nothing in the officers' testimony to support a belief that Officer Sanders asked Meadows for identification in the course of a criminal investigation.

602 S.W.2d at 638. In a decision issued eighteen months after the arrest in this case, the Arkansas Court reaffirmed its interpretation of Rule 2.2 in Meadows. See Jackson v. State, 359 Ark. 297, 197 S.W.3d 468, 483 (2004), cert, denied, 544 U.S. 1039, 125 S.Ct. 2266, 161 L.Ed.2d 1070 (2005). Here, Harris called for backup and extended the traffic stop in order to demand that a passenger not suspected of criminal activity identify himself. Rule 2.2 as construed in Meadows did not support this additional detention nor the arrest. Accordingly, Harris lacked probable cause to arrest Stufflebeam for obstruction of a governmental function or any other crime under Arkansas law.

Harris relies heavily on cases establishing that a police officer does not violate the Fourth Amendment...