Swords v. American Sealanes, Inc.

Decision Date04 June 1971
Docket NumberNo. 15155.,15155.
Citation443 F.2d 1324
PartiesAnne R. SWORDS, as Administratrix of the Estate of Robert L. Swords, Deceased, Appellee, v. AMERICAN SEALANES, INC., Appellant.
CourtU.S. Court of Appeals — Fourth Circuit

Charles F. Tucker, Norfolk, Va. (J. Davis Reed, III, and Vandeventer, Black, Meredith & Martin, Norfolk, Va., on brief), for appellant.

C. Arthur Rutter, Jr., Norfolk, Va. (Stuart V. Carter, and Breit, Rutter, Cohen, Ermlich, & Friedman, Norfolk, Va., on brief), for appellee.

Before BOREMAN, BRYAN and BUTZNER, Circuit Judges.

ALBERT V. BRYAN, Circuit Judge:

Pleading unseaworthiness of the SS American Pride and her master's negligence, crewman Robert L. Swords' administratrix declared against the ship-owner, American Sealanes, Inc., for death damages under the Jones Act, 46 USC 688. Swords had drowned February 25, 1969, in the China Sea. A general verdict on the two counts went for the plaintiff in the amount of $100,000.00. The vessel's owner now asks for a new trial, and we grant it.

Appellant protests the failure of the facts as a matter of law to support either cause of action. The testimony was without discord and revealed the following episode. With Swords aboard as an able-bodied seaman, the American Pride left Okinawa on Sunday, February 23, 1969, bound for Sasebo, Japan. Swords had been drinking heavily during the several days the ship was in port, and was still inebriated when he rejoined the vessel just before she set sail. He was observed carrying whiskey aboard and indulging on ship.

Apparently because of his intemperance, he did not stand evening watch on Sunday, nor on Monday. The first he stood after departing Okinawa was Tuesday, February 25.

That morning he was called for the 4 to 6 watch at 3:30 o'clock, when he was seen sitting on the side of his bunk. Shortly thereafter Swords was observed in the messroom drinking coffee. To the shipmate who had called him, he seemed sick. He was asked "if he felt like standing watch and he said yes, he would try it". Later, when this same witness saw him in the mess he "looked a little sick, but he was up". His hand shook as he drank the coffee.

About 4 A.M. Swords sought the baker in the galley "to go to work", apparently meaning to make him coffee. Swords spoke of the latter's gaming loss of $30, commenting that it was "not too bad". The baker thought he "looked like he did every morning". Acknowledging the baker's caution to dress in heavy clothes because of the cold outside, he replied, "I am, don't worry," and left for his watch.

That was the last seen of him. He was not authorized to leave his watch station in the starboard bow of the ship unless relieved by a standby. His flashlight and gloves were later found in the seat provided for him.

Along the edge of the deck at this location was a solid metal bulwark about 4 feet in height running from the bow sternward for approximately 30 feet. Adjoining and extending aft for another 30 feet was a guardrail some 3 feet high composed of 3 horizontal chains supported by upright stanchions set into the deck. There was, however, a defect in this guardrail caused by one or more dislocated stanchions which had become separated from the deck. This allowed the chains to dip at one spot to an estimated height of 16 inches above the deck. The passageway bordered by the railing was 8 feet wide, with the deck sloping gradually seaward.

The unseaworthiness alleged by the plaintiff is laid to the sagging railing. The contention is that Swords fell over the side because of this break in the protection.

Report of Swords' disappearance was sent to the bridge at about 6:35 A.M., February 25. A thorough search of the ship followed. Beginning at 7 A.M. the vessel retraced her course several times, scouring the sea for Swords until 3 o'clock in the afternoon. An urgency message of a man overboard had been radioed at 7:38 A.M. to the ships in the area and to Japan's Coast Guard. Swords' body was found in the water by the Japanese several weeks later.

From these facts negligence also is imputed to the shipowner. First, it is said that the master was negligent in allowing Swords to go on watch in the deteriorated physical condition due to his dissipation. It is charged in addition that the master was neglectful in not broadcasting the tragedy earlier, and in failing to post a lookout on the mast during the search for the seaman.

I. Guided by the prescriptions of Chicago, Milwaukee & St. Paul Railway Company v. Coogan, 271 U.S. 472, 46 S.Ct. 564, 70 L.Ed. 1041 (1926), our judgment is that when the facts, and the conclusions which a jury might fairly draw from them, are taken most strongly against the shipowner, the plaintiff's contention that the slack in the chain accounted for or contributed to Swords' death is "without any substantial support. The record leaves the matter in the realm of speculation and conjecture", at 478, 46 S.Ct. at 566. This is not enough to justify submission of the issue of causative unseaworthiness to the jury.

Because of the vast difference in its circumstances, Schulz v. Pennsylvania R. Co., 350 U.S. 523, 76 S.Ct. 608, 100 L. Ed. 668 (1956), cited to us, is not actually precedent contra. There the decedent had been required to tend, on a bitter cold night, four tugboats docked side by side. Three were unlighted and one only slightly illuminated, although their decks were partly iced. His body was found several weeks later in the water near the boats. The Court pointed to the fair inference that these conditions proximately caused the accident and that the defendant was derelict in requiring the decedent to work in such conditions. Therefore, it refused direction of a verdict for the defendant.

Likewise, Lavender v. Kurn, 327 U.S. 645, 66 S.Ct. 740, 90 L.Ed. 916 (1946), rested on facts fully giving rise to an inference of proximate cause. The body of the switch-tender, for whose death the action was brought, was found near the railroad tracks. The proof was that his duties required him to traverse the rails at intervals, with his safety imperilled by train movements. No one witnessed his death, but this testimony was held to supply a premise for the inference that carelessness in the railway activity was the proximate cause of the accident. No such threatening hazard is shown as joining Swords' demise and the lowered railing.

Closer to the present issue is Mosley v. Cia. Mar. Adra, S. A., 314 F.2d 223, 227 (2 Cir. 1963). The Court found that the question of the ship's...

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4 cases
  • Kline v. Maritrans CP, Inc., Civ. A. No. 90-019-CMW.
    • United States
    • U.S. District Court — District of Delaware
    • 21 Mayo 1992
    ...analogize Chicago, Milwaukee & St. Paul Ry. Co. v. Coogan, 271 U.S. 472, 46 S.Ct. 564, 70 L.Ed. 1041 (1926), and Swords v. American Sealanes, Inc., 443 F.2d 1324 (4th Cir.1971), cert. denied, 404 U.S. 948, 92 S.Ct. 276, 30 L.Ed.2d 265 (1971) to the case presently before it. Each of those ca......
  • Garrett v. GUTZEIT O/Y
    • United States
    • U.S. District Court — Eastern District of Virginia
    • 10 Enero 1973
    ...regarding the band that broke was such as to cause the jury to indulge in speculation, which is not allowable. Swords v. American Sealanes, Inc., 443 F.2d 1324 (4 Cir., 1971). While it is true there was no direct evidence that this particular band was defective, such evidence for the most p......
  • Kiesel v. American Trading and Production Corporation, Civ. No. 21002-M.
    • United States
    • U.S. District Court — District of Maryland
    • 31 Julio 1972
    ...v. Texaco, Inc., 434 F. 2d 121 (1st Cir. 1970); Pollard v. Seas Shipping Co., 146 F.2d 875 (2d Cir. 1945); cf. Swords v. American Sealanes, Inc., 443 F.2d 1324 (4th Cir. 1971); Smith v. Reinauer Oil Transport, 256 F. 2d 646 (1st Cir. 1958); Miller v. Farrell Lines, 247 F.2d 503 (2d Cir. 195......
  • Estate of Larkins by Larkins v. Farrell Lines, Inc.
    • United States
    • U.S. Court of Appeals — Fourth Circuit
    • 5 Diciembre 1986
    ...the fact of the seaman's disappearance, without more, invites a verdict based on sympathy or speculation. See Swords v. American Sealanes, Inc., 443 F.2d 1324, 1325 (4th Cir.1971). A jury instruction on res ipsa under these circumstances may make the plaintiff's light burden nonexistent, an......

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