Taylor v. State

• Decision Date: 13 July 1976
• Docket Number: No. 158,158
• Citation: 278 Md. 150,360 A.2d 430
• Parties: William Edward TAYLOR, Jr. v. STATE of Maryland.
• Court: Maryland Court of Appeals

Page 150

278 Md. 150

360 A.2d 430

William Edward TAYLOR, Jr. v. STATE of Maryland.

No. 158.

Court of Appeals of Maryland.

July 13, 1976.

George E. Burns, Jr., Asst. Public Defender, Baltimore (Alan H. Murrell, Public Defender, and Howard L. Cardin, Assigned Public Defender, Baltimore, on the brief), for appellant.

Gilbert Rosenthal, Asst. Atty. Gen., Baltimore (Francis B. Burch, Atty. Gen., and Clarence W. Sharp, Asst. Atty. Gen. Baltimore, on the brief), for appellee.

Argued June 3, 1976 before MURPHY,

Argued June 3, 1976 before MURPHY, LEVINE and ELDRIDGE, JJ.

Reargued June 4, 1976 before MURPHY, C. J., SINGLEY, SMITH, DIGGES, LEVINE, and ELDRIDGE, JJ., and J. HAROLD GRADY, Special Judge.

SINGLEY, Judge.

We granted certiorari in this case in order that we might consider the decision of the Court of Special Appeals in Taylor v. State, 28 Md.App. 560, 346 A.2d 718 (1975), which affirmed Taylor's conviction of second degree murder, of assault and of two handgun violations. ¹ At his trial, Taylor produced a number of character witnesses, each of whom testified that Taylor enjoyed a reputation in his community as a 'peaceful man.' On cross-examination, the State was permitted to inquire of two of the character witnesses whether they had heard that Taylor had been convicted in 1963 of 'an assault by striking a Baltimore County police officer' and fined $13.00 or whether they had heard that Taylor 'was found guilty of an assault and battery in Baltimore County, and fined $53.00,' also in 1963. Each witness asked about these prior convictions testified that he was unaware of them, and that knowledge of the convictions would have done nothing to change his opinion of Taylor's reputation.

In Taylor, Judge Gilbert, writing for the court, in a careful and well-considered opinion, concluded that the holding of Michelson v. United States, 335 U.S. 469, 69 S.Ct. 213, 93 L.Ed. 168 (1948), that a character witness for a criminal defendant might be cross-examined as to an arrest of the defendant, whether or not the arrest culminated in a conviction, had not been attenuated by Loper v. Beto, 405 U.S. 473, 92 S.Ct. 1014, 31 L.Ed.2d 374 (1972); United States v. Tucker, 404 U.S. 443, 92 S.Ct. 589, 30 L.Ed.2d 592 (1972), and Burgett v. Texas, 389 U.S. 109, 88 S.Ct. 258, 19 L.Ed.2d 319 (1967).

These three cases stand for the proposition that constitutionally infirm convictions, infirm because they antedated Gideon v. Wainwright, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799 (1963), and were cases in which the defendant was convicted without being represented by counsel, could not be used to support the guilt of a defendant; to enhance the punishment of a defendant, or to impeach the credibility of a defendant.

The Court of Special Appeals concluded that the rationale of Michelson permitted Taylor's character witnesses to be cross-examined as regards the defendant's two prior convictions, even though it was apparent that he had not been represented by counsel.

We shall affirm the judgments of the Court of Special Appeals without reaching the constitutional issue, because, as will be demonstrated, we believe that the cross-examination of the character witnesses as regards the defendant's prior convictions, while error as a matter of Maryland law, was harmless error beyond a reasonable doubt.

We begin our consideration of the problem by noting that when extrinsic evidence of a prior conviction is offered to impeach the testimony of a character witness or of a defendant testifying in his own behalf in a criminal case, it is offered for the purpose of laying open to question the veracity and credibility of the witness or of the defendant, Taylor v. State,226 Md. 561, 565-66, 174 A.2d 573, 575 (1961); Linkins v. State, 202 Md. 212, 220-21, 96 A.2d 246, 250 (1953). On the other hand, when a character witness is cross-examined regarding the defendant's prior conviction, what is being tested is the basis of the witness' knowledge, 3A J. Wigmore, Evidence § 988 at 912 (Chadbourn rev. 1970).

As a consequence, when either the witness or the defendant is being questioned as regards his own conviction, relevance must be taken into account by the trial judge in ruling on admissibility, but the determination reached by the trial judge will not be interfered with on appeal unless the prior conviction is clearly irrelevant, Cousins v. State, 230 Md. 2, 4, 185 A.2d 488, 489 (1962); Nelson v. Seiler, 154 Md. 63, 68, 139 A. 564, 566 (1927). To be relevant, the evidence of the prior conviction must tend to demonstrate that the witness cannot be believed. If the conviction is of an infamous crime, lapse of time usually has little bearing on relevancy; the contrary may be true, however, where the crime is not infamous, Burgess v. State, 161 Md. 162, 170-71, 155 A. 153, 156 (1931); Simond v. State, 127 Md. 29, 39, 95 A. 1073, 1077 (1915); see, Note, The Circumstantial and Impeachment Uses of a Prior Conviction, 22 Md.L.Rev. 244 (1962). Mere charges or arrests not followed by convictions may not be shown, Burgess v. State, supra, 161 Md. at 170, 155 A. 153; Nelson v. Seiler, supra, 154 Md. at 69, 139 A. 564; Duffy v. State, 151 Md. 456, 468, 135 A. 189, 192 (s926); Bonaparte v. Thayer, 95 Md. 548, 559, 52 A. 496, 499 (1902); McLaughlin v. State, 3 Md.App. 515, 524, 240 A.2d 298, 304 (1968), nor may a conviction be received in evidence if the conviction is being appealed or if the time for an appeal has not expired, Maryland Code (1974), Courts & Judicial Proceedings Article § 10-905(a); Bailey v. State, 263 Md. 424, 426, 283 A.2d 360, 361 (1971).

Until 1974, Code (1957, 1971 Repl.Vol.) Art. 35, § 10 provided, in part:

'(I)n the event of . . . the conviction of such witness of any infamous crime . . . in order to prove such conviction it shall not be necessary to produce the whole record of proceedings containing such conviction, but the certificate, under the seal of the clerk of the court wherein such proceedings were had . . . shall be sufficient. No conviction may be used for any purpose under this section when the conviction is being appealed or the time for noting an appeal has not expired.'

While Art. 35, § 10 was repealed by Chapter 2 of the Laws of 1973, 1st Spec. Sess., effective 1 January 1974, the General Assembly enacted, at the same session, Chapter 2, § 1, which is now codified as Courts and Judicial Proceedings Article § 10-905:

'(a) In general-Evidence is admissible to prove the interest of a witness in any proceeding, or the fact of his conviction of an infamous crime. Evidence of conviction is not admissible if an appeal is pending, or the time for an appeal has not expired, or the conviction has been reversed, and there has been no trial or reconviction.

'(b) Certificate under seal as evidence-The certificate, under the seal of the clerk of the court, of the court in which the conviction occurred is sufficient evidence of the conviction.'

Article 35, § 13C, dealing with character witnesses was repealed by the same Chapter, and there was enacted in its stead § 9-115 of the Courts and Judicial Proceedings Article:

'Where character evidence is otherwise relevant to the proceeding, no person offered as a character witness who has an adequate basis for forming an opinion as to another person's character shall hereafter be excluded from giving evidence based on personal opinion to prove character, either in person or by deposition, in any suit, action or proceeding, civil or criminal, in any court or before any judge, or jury of the State.' ²

We regard the thrust of $ 10-905 as purely procedural, making no change in substantive law. While it has always been possible to establish the fact of a witness' conviction by his admission, Green v. State, 161 Md. 75, 155 A. 164 (1931), we regard the preferable practice as a proffer by the prosecution, out of the presence of the jury, of the evidence which it proposes to offer to prove the witness' prior conviction, see Johnson v. State, 9 Md.App. 166, 177-78, 263 A.2d 232, 239-40 (1970). This is but another aspect of the rule that the prosecution must act in good faith, see Graham v. State, 13 Md.App. 171, 180-81, 282 A.2d 162, 168 (1971); Raimondi v. State, s2 Md.App. 322, 332-36, 278 A.2d 664, 670-72 (1971).

The enactment of Article 35, § 13C by Chapter 760 of the Laws of 1971, however, made a drastic change in the substantive law. It abrogated the common law rule that a character witness' testimony was limited to the defendant's reputation, which required the question to be prefaced with the phrase 'have you heard' rather than 'do you know.' Section 9-115 now permits the character witness to express a personal opinion of the defendant's reputation, see Taylor v. State, supra, 28 Md.App. at 567-68, 174 A.2d 573.

The law in other jurisdictions is in such a state of disarray that it is virtually impossible to determine what the weight of authority is. Wigmore puts it this way:

'The state of the law upon the foregoing topics (the use of prior convictions to impeach credibility) illustrates the truth (not as often judicially appreciated as it ought to be) that there are half a hundred independent jurisdictions within our boundaries, and that it is impossible to make use of all the rulings as though they were valid precedents for every jurisdiction. The shuttlecock citation of decisions, backward and forward, in and out of their proper jurisdictions, has done much to unsettle and to confuse the law. The greatest judicial service that can be rendered today is to keep the line of precedents clear and inflexible in each jurisdiction.' 3A J. Wigmore, Evidence § 987 at 826, 911 (Chadbourn rev. s970) (footnotes omitted).

We have reviewed the Maryland cases with some care, not so much in response to Professor Wigmore's hortatory caveat as to identify and to consider what appears to us to be a lacuna in our case law.

When a character witness is cross-examined as to his familiarity...