Taylor v. Vt. State Senior Trooper David Schaffer

Decision Date10 February 2015
Docket NumberCase No. 1:14-cv-123-jgm
CourtU.S. District Court — District of Vermont
PartiesRHONDA TAYLOR, Individually and as Personal Representative of the estate of MACADAM LEE MASON, by and through its Administratrix, RHONDA TAYLOR, Plaintiffs, v. VERMONT STATE SENIOR TROOPER DAVID SCHAFFER, in his individual and official capacities; VERMONT STATE POLICE DET. SGT. DAVID ZORN, in his individual and official capacities; COL. THOMAS L'ESPERANCE, COMMANDER OF THE VERMONT STATE POLICE, in his individual and official capacities; and COMMISSIONER KEITH FLYNN, in his individual and official capacities, Defendants.
ORDER ON MOTION TO DISMISS AND MOTION FOR LEAVE TO FILE SUPPLEMENTAL PLEADINGS

(Docs. 7, 11, 14)

I. Introduction

Macadam Lee Mason died after Defendant David Shaffer, a Vermont State Police officer, deployed a taser against him on June 20, 2012. Mason's mother, Rhonda Taylor, brings suit on behalf of his estate for violations of his Fourth and Fourteenth Amendment rights under 42 U.S.C. § 1983, § 504 of the Rehabilitation Act, Title II of the Americans with Disabilities Act, common law assault and battery, and common law negligence. In her personal capacity, Taylor brings claims forparental loss of consortium and intentional infliction of emotional distress. Defendants moved to dismiss these claims. (Doc. 7.)

Plaintiff Taylor subsequently moved for permission to file supplemental pleadings. (Doc. 11.) The supplemental materials support her argument that she was in fact the administratrix of Mason's estate at the time she filed her Complaint. After the Civil Division of the Orange County Superior Court reappointed her administratrix of Mason's estate, Taylor again moved to file supplemental pleadings. (Doc. 14.) Defendants oppose both motions. (Docs. 13, 21.)

Based on the following, Taylor's Motions for Leave to File Supplemental Pleadings (Docs. 11, 14) are GRANTED. Defendants' Motion to Dismiss (Doc. 7) is GRANTED in part and DENIED in part.

II. Background

The facts are taken from the Complaint. On June 20, 2012, Macadam Lee Mason died after Defendant David Shaffer, a Vermont State Police ("VSP") officer, deployed a taser against him. (Doc. 1 (Compl.) ¶ 4.) The Complaint alleges that Mason suffered from a seizure disorder due to traumatic brain injury (Id. ¶¶ 20-21) and several other diagnosed mental disorders (Id. ¶¶ 22, 34, 35).

On June 19, 2012, Mason suffered a seizure. (Id. ¶ 23.) The next day he exhibited erratic behavior and called his mental health case worker to report he was having a difficult time and experiencing suicidal ideations. (Id. ¶ 26.) The case worker told Mason to call his neurologist at Dartmouth Hitchcock Medical Center ("DHMC"). (Id. ¶ 27.) DHMC later called VSP to report a call from an unidentified man who had stated he wanted to slit his throat in the back yard. (Id. ¶ 28-29.) A reverse phone check indicated the caller was Mason, who was at the home of Theresa Davidonis, his life partner. (Id. ¶ 30.) DHMC asked the police the check on Mason's welfare.(Id. ¶ 21.) Mason subsequently called DHMC a second time and informed them if police came to his location he hoped they would shoot him. (Id. ¶ 33.) DHMC reported this to VSP. (Id.)

In response to the first call from DHMC, VSP dispatched three troopers, Defendant Trooper Jacob Zorn, Trooper Abigail Drew, and Trooper Charles Schulze, to Davidonis' home to conduct a welfare check on Mason. (Id. ¶ 38.) The police called Davidonis and requested she return to her home. (Id. ¶ 41.) Davidonis told the police no one should be in her house (Id. ¶ 42) and there were no guns at her home (Id. ¶ 43). When she arrived at home she informed Troopers Drew and Schulze of Mason's seizure the previous day and told them he needed to be left alone. (Id. ¶ 46.) She asked VSP to leave the property and told them she would take care of Mason. (Id. ¶¶ 47-48.) After Davidonis returned to work, VSP continued to watch her home (Id. ¶ 65), calling her to report someone was in her house. (Id. ¶ 64.) Davidonis again told the police to leave Mason alone, as this was the best response to his "post-epileptic seizures." (Id. ¶ 67.) Davidonis returned when VSP told her they would enter her home if she did not return as soon as possible. (Id. ¶ 68.)

Defendant Trooper Shaffer, who had dealt with Mason in the past, arrived at 6:20 p.m. (Id. ¶¶ 71, 73.) Shaffer had read the report stating the welfare check on Mason was prompted by a call from DHMC indicating Mason was in the midst of a mental health episode. (Id. ¶ 70.) Zorn instructed Shaffer to help set up a perimeter of the residence. (Id. ¶ 73.) In the perimeter, Shaffer observed Mason walking out of the woods. (Id. ¶ 78.) Shaffer approached Mason with his M4 rifle aimed at Mason and requested he show his hands. (Id. ¶ 80.) He ordered Mason to lie down on the ground, and Mason slowly complied. (Id. ¶ 84.) When Shaffer approached Mason, Mason got up and swore at Shaffer, stating "Why don't you just go ahead and shoot me?" (Id. ¶ 85.) Shaffer then switched from his rifle to an X26 Taser. (Id. ¶ 86.) Shaffer claims Mason was walking toward him with his right hand flipping him off and his left hand clenched (Id.), but Davidonis and her son,Eriks Davidonis, claim Mason walked toward Shaffer with his hands in the air (Id. ¶ 87.) Shaffer claims he felt threatened by Mason, and shot Mason in the chest with his taser. (Id. ¶ 89.) Mason immediately collapsed and VSP handcuffed him, only to remove the handcuffs in order to perform CPR on him. (Id. ¶¶ 111-16.) Shaffer called for EMT and paramedic assistance at 6:23 p.m. (Id.) After being taken to the hospital, Mason died at 7:40 p.m. (Id. ¶ 127.)

Plaintiff Taylor, Mason's mother, was originally appointed administratrix of Mason's estate without objection, but on February 20, 2014 the Probate Division of Orange County Superior Court removed her and appointed Corinna Megalhaes, the mother of Mason's child. (Doc. 7-1.) Taylor contested this decision, and on November 3, 2014 the Civil Division of Orange County Superior Court entered an order affirming Taylor's continuous appointment as administratrix of Mason's estate. (Doc. 14-2.)

III. Discussion

Defendants move to dismiss the Complaint, principally on the ground that Taylor lacked standing to file it. (Doc. 7.) Taylor opposes the Motion to Dismiss and moves to allow supplemental pleadings in opposition. (Docs. 11, 14). The supplemental pleadings support her assertion she was the proper administratrix of Mason's estate at the time she filed her Complaint.

A. Standard of Review

When a motion to dismiss cites Rule 12(b)(1) as a grounds for dismissal, "the court should consider the Rule 12(b)(1) challenge first since if it must dismiss the complaint for lack of subject matter jurisdiction, the accompanying defenses and objections become moot and do not need to be determined." Rhulen Agency, Inc. v. Alabama Ins. Guaranty Ass'n, 896 F.2d 674, 678 (2d Cir. 1990) (citation omitted). When deciding a motion to dismiss under Rule 12(b)(1), the burden is on the party invoking federal jurisdiction to prove facts to establish that jurisdiction. See Taite v.Shinseki, No. 5:10-cv-270, 2011 WL 2414316, at *2 (D. Vt. June 14, 2011). The court may consider affidavits and other materials beyond the pleadings to resolve the jurisdictional issue. See Zappia Middle E. Constr. Co. v. Emirate of Abu Dhabi, 215 F.3d 247, 253 (2d Cir. 2000).

To survive a motion to dismiss under Rule 12(b)(6) "a complaint must contain sufficient factual matter, accepted as true, to 'state a claim to relief that is plausible on its face.'" Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). "The plausibility standard is not akin to a 'probability requirement,' but asks for more than a sheer possibility that a defendant has acted unlawfully." Id. at 678. "[C]ourts must consider the complaint in its entirety, as well as other sources courts ordinarily examine when ruling on Rule 12(b)(6) motions to dismiss, in particular, documents incorporated into the complaint by reference, and matters of which a court may take judicial notice." Tellabs, Inc. v. Makor Issues & Rights, Ltd., 551 U.S. 308, 322 (2007).

B. Administratrix Status

To sue on behalf of Mason's estate, Taylor must be the proper administratrix under Vermont law. See Fed. R. Civ. P. 17(b)(3) (for all parties other than an individual or a corporation, capacity to sue is determined "by the law of the state where the court is located"); Weinstein v. Med. Ctr. Hosp. of Vt., Inc., 358 F. Supp. 297, 298 (D. Vt. 1972) ("Since the plaintiff instituted the suit as administratrix, her capacity to maintain the action is determined according to the law of Vermont."). Vermont law provides that "[a]n executor or administrator may commence . . . in the right of the deceased, actions which survive to such executor or administrator and are necessary for the recovery and protection of the property rights of the deceased." 14 V.S.A. § 1401. Survival causes of action for personal injury may be "commenced and prosecuted by or against the executor or administrator." 14 V.S.A. § 1453. Actions for wrongful death must be brought by the deceased's"personal representative." 14 V.S.A. § 1492. Taylor only has "capacity to maintain the present action" if she "has authority to proceed" from the probate court. Weinstein, 358 F. Supp. at 299.

Taylor was not administratrix on the date she filed suit, but the Civil Division of Orange County Superior Court has since reappointed her with retroactive effect. Taylor was originally appointed administratrix of Mason's estate on August 9, 2012, but was removed by the Orange County Probate Division on February 20, 2014. Taylor filed her Complaint on June 18, 2014. On November 3, 2014 the Civil Division appointed Taylor administratrix by an order that applied retroactively -- it affirmed "the continuous appointment of Rhonda Taylor [as administratrix of...

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