The Florida Bar v. Summers, 90,566.

• Court: Florida Supreme Court
• Writing for the Court: PER CURIAM.
• Citation: The Florida Bar v. Summers, 728 So.2d 739 (Fla. 1999)
• Decision Date: 11 March 1999
• Docket Number: No. 90,566.,90,566.
• Parties: THE FLORIDA BAR, Complainant, v. Lynn Mobley SUMMERS, Respondent.

728 So.2d 739

THE FLORIDA BAR, Complainant, v. Lynn Mobley SUMMERS, Respondent.

No. 90,566.

Supreme Court of Florida.

March 11, 1999.

John F. Harkness, Jr., Executive Director and John Anthony Boggs, Staff Counsel, Tallahassee, Florida, and Gregg D. Wenzel, Bar Counsel, Miami, Florida, for Complainant

Jeffrey S. Weiner and Mycki Ratzan of Jeffrey S. Weiner, P.A., Miami, Florida, for Respondent

PER CURIAM.

We have for review the complaint of The Florida Bar and the referee's report regarding alleged ethical breaches by Lynn Mobley Summers. We have jurisdiction. Art. V, § 15, Fla. Const.

On May 19, 1997, the Bar filed a complaint against Summers which alleged that in 1995, Summers, a former Assistant United States Attorney, failed to comply with numerous trial court directives in a forfeiture case while representing the government,¹ and that her noncompliance resulted in the dismissal of the case and the entry of a final judgment against the government. Primarily as a result of her actions in that case, the Miami office of The Florida Bar sent Summers two letters to her record Bar address and business address, requesting information regarding several cases handled by her during her tenure as an Assistant United States Attorney. Summers did not respond to either of these letters. The Bar then initiated the above-mentioned complaint against Summers. After Summers did not answer the complaint, the Bar filed a request for admissions which also went unanswered and, consequently, the referee deemed all charges in the complaint admitted.

The transcript in this case reflects that at a status conference before the referee, the Bar and Summers attempted to negotiate a settlement agreement whereby Summers would receive a ninety-day suspension with an automatic reinstatement. The Bar prepared a proposed agreement for a consent judgment and forwarded it to Summers. However, Summers failed to respond and the parties never finalized the agreement. As a result, a final hearing before the referee was scheduled, but Summers did not attend.² Subsequently, the referee entered a report and recommended that Summers be found guilty of all the charges alleged in the complaint.³ The referee noted that Summers had previously been suspended until she answered a complaint of the Florida Bar regarding her Continuing Legal Education Requirement credits and dues requirements and for ten days thereafter. In light of the above findings, and the absence of any defense presented by Summers, the referee accepted the Bar's recommendation to disbar Summers.

FACTUAL FINDINGS AND GUILT RECOMMENDATION

A referee's findings of fact regarding guilt carry a presumption of correctness that should be upheld unless clearly erroneous or without support in the record. See Florida Bar v. Cox, 718 So.2d 788, 792 (Fla. 1998); Florida Bar v. Beach, 699 So.2d 657, 660 (Fla. 1997). If the referee's findings are supported by competent, substantial evidence, this Court is precluded from reweighing the evidence and substituting its judgment for that of the referee. See Cox at 792 (citing Florida Bar v. Bustamante, 662 So.2d 687, 689 (Fla. 1995)). In the instant case, the Bar duly notified Summers of the proceedings against her by mailing the complaint and request for admissions via regular mail and certified mail to her record bar address and last known address pursuant to rule 3-7.11(b),(c) of the Rules Regulating the Florida Bar.⁴ Therefore, the allegations against her were properly deemed admitted when she failed to respond. See Florida Bar v. Porter, 684 So.2d 810 (Fla. 1996); Florida Bar v. Daniel, 626 So.2d 178, 182 (Fla. 1993); Florida Bar v. Greene, 515 So.2d 1280 (Fla. 1987). As a result, we find no basis to overturn the referee's findings or to grant Summers' request to remand this cause to the referee for consideration of a motion for relief from the consequences of her failure to respond to the request for admissions.⁵ We therefore approve the referee's findings.

DISCIPLINE

Our scope of review of a referee's recommended discipline is much broader than that afforded to findings of fact because this Court has the ultimate responsibility to determine the appropriate sanction. See Florida Bar v. Kassier, 23 Fla. L. Weekly S599, S600, ___ So.2d ___, 1998 WL 821781 (Fla. Nov. 25, 1998); Florida Bar v. Niles, 644 So.2d 504, 506 (Fla. 1994). The Bar argues that this Court should disbar Summers because of her failure to comply with the numerous directives of a federal judge in a case where she represented the government and for her neglect in responding to the Bar's inquiry. On the other hand, Summers contends that no evidence was presented at the final hearing before the referee to demonstrate that her neglect had any effect on the outcome of the federal proceedings on the merits.

The Bar cites Florida Bar v. Horowitz, 697 So.2d 78 (Fla. 1997); Florida Bar v. Smith, 512 So.2d 832 (Fla. 1987); and Florida Bar v. Friedman, 511 So.2d 986 (Fla. 1987), in support of its argument for disbarment. However, these cases are factually distinguishable because they involve far more egregious actions and cumulative misconduct than that involved herein. In this case, for example, there is no evidence that Summers intended to deceive the Bar by her neglect in not responding to the settlement offer or attending the final hearing. In fact, as previously stated, she has admitted her neglect and apparently was ready to accept a suspension as punishment for the Bar's charges against her. It is the recommendation of disbarment that she protests.

This Court has repeatedly stated that disbarment is an extreme form of discipline and should be reserved for the most egregious misconduct. See Florida Bar v. Cox, 718 So.2d 788, 794 (Fla. 1998) (disbarment is appropriate where there is a pattern of misconduct and history of discipline); Florida Bar v. Kassier, 711 So.2d 515, 517 (Fla. 1998) ("[T]he extreme sanction of disbarment is to be imposed only in those rare cases where rehabilitation is highly improbable."); The Florida Bar v. Hirsch, 342 So.2d 970, 971 (Fla. 1977) ("Disbarment is the extreme and ultimate penalty in disciplinary proceedings. It occupies the same rung of the ladder in these proceedings as the death penalty in criminal proceedings."). Although we do not condone Summers' behavior in this case, and we reprimand her for it, we conclude that it does not warrant disbarment.

We do find, however, that Summers' conduct merits both a suspension and proof of rehabilitation rather than suspension and automatic reinstatement. This Court has repeatedly disciplined attorneys for neglecting their clients and ignoring Bar inquiries. See, e.g. Florida Bar v. Flowers, 672 So.2d 526 (Fla. 1996) (ninety-one-day suspension ordered for attorney's failure to provide competent representation to a client, failing to respond in writing to the Bar's inquiry, and ratifying the misconduct of a nonlawyer associated with a lawyer); Florida Bar v. Jones, 543 So.2d 751 (Fla. 1989)(ninety-one-day suspension imposed for attorney's neglect of client's legal matters and for failure to cooperate with the Bar during disciplinary proceedings). These cases are more indicative of the punishment...