U.S. v. Arnold

Decision Date18 May 2007
Docket NumberNo. 04-5384.,04-5384.
Citation486 F.3d 177
PartiesUNITED STATES of America, Plaintiff-Appellee, v. Joseph ARNOLD, Defendant-Appellant.
CourtU.S. Court of Appeals — Sixth Circuit

Robert C. Brooks, Memphis, Tennessee, for Appellant.Joseph C. Wyderko, United States Department of Justice, Washington, D.C., for Appellee.

ON BRIEF:

Robert C. Brooks, Memphis, Tennessee, for Appellant.Joseph C. Wyderko, United States Department of Justice, Washington, D.C., David N. Pritchard, Assistant United States Attorney, Memphis, Tennessee, for Appellee.

Before BOGGS, Chief Judge; MARTIN, BATCHELDER, DAUGHTREY, MOORE, COLE, CLAY, GILMAN, ROGERS, SUTTON, COOK, McKEAGUE, and GRIFFIN, Circuit Judges.*

SUTTON, J., delivered the opinion of the court, in which BOGGS, C.J., BATCHELDER, DAUGHTREY, ROGERS, COOK, and McKEAGUE, JJ., joined, and in which GRIFFIN, J., joined except with respect to Sections IV.A.2., V., and VI.CLAY (p. 196) and GRIFFIN (pp. 196-202), JJ., delivered separate opinions concurring in part and dissenting in part.Judge CLAY joins Judge Griffin's opinion except with respect to Section II. of the opinion, and joins Section IV. of Judge Moore's dissenting opinion.MOORE, J.(pp. 202-17), delivered a separate dissenting opinion, in which MARTIN, COLE, and GILMAN, JJ., joined.

OPINION

SUTTON, Circuit Judge.

Joseph Arnold challenges his felon-in-possession-of-a-firearm conviction, contending that the evidence does not support the verdict, that the district court violated his Confrontation Clause rights by admitting testimonial hearsay and that the district court made several erroneous evidentiary rulings during the course of the trial.We affirm.

I.

At 7:43 a.m. on September 19, 2002, Tamica Gordon called 911 and told the emergency operator: "I need police....Me and my mama's boyfriend got into it, he went in the house and got a pistol, and pulled it out on me.I guess he's fixing to shoot me, so I got in my car and [inaudible] left.I'm right around the corner from the house."Gordon identified her mother's boyfriend as Joseph Arnold, a convicted murderer whom the State had recently released from prison.

About five minutes after the dispatcher told three police officers about Gordon's call, the officers arrived at 1012 Oak View, the residential address that Gordon had provided to the 911 operator.Gordon exited her car and approached the officers, "crying,""hysterical,""visibly shaken and upset," and exclaimed that Arnold had pulled a gun on her and was trying to kill her.JA 112-14.She described the gun as a "black handgun."JA 127.

Soon after the officers arrived, Arnold returned to the scene in a car driven and owned by Gordon's mother.Gordon became visibly anxious again, exclaiming, "that's him, that's the guy that pulled the gun on me, Joseph Arnold, that's him."JA 115.She also told the officers that "he's got a gun on him."JA 116.Arnold exited the car, and the police patted him down to determine if he was carrying a weapon.When the pat-down did not produce a weapon, the officers asked Gordon's mother for permission to search the car.She consented, and the officers found a black handgun inside a clear, plastic bag directly under the passenger seat where Arnold had been sitting.

A grand jury charged Arnold with being a felon in possession of a firearm.See18 U.S.C. § 922(g)(1).When Gordon did not appear to testify at Arnold's trial in response to a government subpoena, the district court ruled (1) that the government could admit a redacted recording of the 911 call (without the reference to Arnold as a convicted murderer) and Gordon's two statements at the scene under the "excited utterance" exception to the hearsay rule and (2) that the applicability of this well-established hearsay exception authorized the introduction of this evidence under the Confrontation Clause.The district court also declined to admit a statement from a private investigator hired by Arnold to the effect that Gordon had told the investigator, eight months after the incident, that she did not see Arnold with a gun.The jury found Arnold guilty of the single charge.

II.

Arnold challenges the sufficiency of the evidence with regard to just one element of the crime: Did he possess a firearm?The jury heard several pieces of evidence that, when "view[ed] . . . in the light most favorable to the government," would allow it to conclude just that.United States v. Morrow,977 F.2d 222, 230(6th Cir.1992)(en banc);seeJackson v. Virginia,443 U.S. 307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560(1979);see alsoUnited States v. Aarons,718 F.2d 188, 189 n. 1(6th Cir.1983)("Where the sufficiency of the evidence is properly before us, we consider that issue first because it is determinative of whether" the Double Jeopardy Clause prevents "the appellant[from] be[ing] retried.").

At trial, the jury learned that Tamica Gordon called 911 and told the emergency operator that Arnold had just threatened her with a gun.When officers arrived at the scene, they encountered a visibly shaken Gordon, who explained that she had just been in an argument with Arnold, her mother's boyfriend, and that he had threatened her with a gun."Joseph Arnold,"she told the officers, "pulled a gun on [me], he said he was going to kill [me].He was arguing and [I] thought he was going to kill [me]."JA 114.Gordon "stated that she ... saw him with a gun in his hand," JA 140, and "that she observed him cock the weapon," JA 143.Gordon described Arnold's weapon as "a black handgun."JA 127, 140."[B]ecause of the way she said that he cocked it," JA 127 — that he"pulled back the slide,"id. — and because of the way she described the gun, the officers concluded that the gun was a semiautomatic handgun, id., and that "there would be a round chambered" in it, JA 133.

Soon after the officers arrived, Gordon's mother pulled up in a car with Arnold sitting in the passenger seat."[A]s the car pulled up, [Gordon] got back excited, she started crying [and] pointing at the car saying that's him, that's the guy that pulled the gun on me, Joseph Arnold, that's him[,] . . . he's got a gun on him."JA 115-16.When the officers approached Arnold and "asked him what was going on, . . . he basically said that they were arguing."JA 117.After obtaining permission to search the car, the officers found a plastic bag containing a loaded, black, semiautomatic handgun with a round in its chamber directly under the passenger seat of the car.

In the light cast by this evidence, "any rational trier of fact,"Jackson,443 U.S. at 319, 99 S.Ct. 2781, could conclude beyond a reasonable doubt that Arnold possessed the gun the officers found below his seat.The jury heard evidence that Gordon, her mother and Arnold were at home that morning, that Arnold and Gordon began arguing and that during the argument Arnold retrieved a gun and pointed it at Gordon as she fled to call 911.They learned that Gordon described the gun to officers as a black handgun.They heard that the way Arnold cocked the weapon indicated to the officers that it was a loaded semiautomatic and that it had a round of ammunition in its chamber.And the jury learned that when, moments later, a car containing Arnold arrived at the scene, the police found a gun inches from the passenger seat where Arnold was sitting.The gun in every way matched Gordon's description: it was black; it was semiautomatic; it was loaded; and it had a round in its chamber.And it was found within easy reach of Arnold.

Because "possession may be proved by direct or circumstantial evidence,"United States v. Craven,478 F.2d 1329, 1333(6th Cir.1973), we cannot overturn the jury's decision merely because it had to draw reasonable inferences to find Arnold guilty.It is true, for example, that the government did not offer evidence that, after Arnold threatened Gordon with a gun, someone saw him take the gun, wipe his fingerprints off it, place the gun in a plastic bag and stick it under his seat in Gordon's mother's car.But the jury was told enough to know that, after Gordon left the house to call 911, Arnold had the opportunity to take these steps, and "any rational trier of fact" reasonably could infer that he did.SeeUnited States v. Moore,208 F.3d 411, 413(2d Cir.2000)(upholding felon-in-possession conviction even though "no witnesses saw or heard [the defendant] throw a handgun into the bedroom closet [where officers found it], and there were no identifiable fingerprints found on the gun that was recovered" because "such evidence was not necessary for a reasonable jury to conclude that [the defendant] had been in possession of the gun that was recovered by the police" when officers testified that they had seen the defendant earlier possessing a gun of the same size and color);see alsoUnited States v. Crowe,291 F.3d 884, 886-87(6th Cir.2002)(upholding conviction for carrying a firearm during a drug trafficking crime even though testifying officer "could see only a small portion of the object"he identified as a firearm and he"could not state for sure whether the object . . . was a real handgun or only a toy" because evidence need not "remove every reasonable hypothesis except that of guilt")(internal quotation marks omitted);United States v. Austin,133 Fed.Appx. 271, 275(6th Cir.2005)(upholding felon-in-possession conviction where arresting officer observed defendant"with a weapon from eight to ten feet away, through a plate-glass window, before [he] fled down a hallway" and officers later found a gun "in a trash can in the hallway down which [the defendant] ran").

As in all criminal trials, the jury did not have to draw these inferences.But it reasonably could have reached these conclusions — and when that is the casewe must respect the jury's inferences over our own.

Even if the jury had not drawn these inferences, moreover, Arnold had little to gain from the...

Get this document and AI-powered insights with a free trial of vLex and Vincent AI

Get Started for Free

Start Your 3-day Free Trial of vLex and Vincent AI, Your Precision-Engineered Legal Assistant

  • Access comprehensive legal content with no limitations across vLex's unparalleled global legal database

  • Build stronger arguments with verified citations and CERT citator that tracks case history and precedential strength

  • Transform your legal research from hours to minutes with Vincent AI's intelligent search and analysis capabilities

  • Elevate your practice by focusing your expertise where it matters most while Vincent handles the heavy lifting

vLex

Start Your 3-day Free Trial of vLex and Vincent AI, Your Precision-Engineered Legal Assistant

  • Access comprehensive legal content with no limitations across vLex's unparalleled global legal database

  • Build stronger arguments with verified citations and CERT citator that tracks case history and precedential strength

  • Transform your legal research from hours to minutes with Vincent AI's intelligent search and analysis capabilities

  • Elevate your practice by focusing your expertise where it matters most while Vincent handles the heavy lifting

vLex

Start Your 3-day Free Trial of vLex and Vincent AI, Your Precision-Engineered Legal Assistant

  • Access comprehensive legal content with no limitations across vLex's unparalleled global legal database

  • Build stronger arguments with verified citations and CERT citator that tracks case history and precedential strength

  • Transform your legal research from hours to minutes with Vincent AI's intelligent search and analysis capabilities

  • Elevate your practice by focusing your expertise where it matters most while Vincent handles the heavy lifting

vLex

Start Your 3-day Free Trial of vLex and Vincent AI, Your Precision-Engineered Legal Assistant

  • Access comprehensive legal content with no limitations across vLex's unparalleled global legal database

  • Build stronger arguments with verified citations and CERT citator that tracks case history and precedential strength

  • Transform your legal research from hours to minutes with Vincent AI's intelligent search and analysis capabilities

  • Elevate your practice by focusing your expertise where it matters most while Vincent handles the heavy lifting

vLex

Start Your 3-day Free Trial of vLex and Vincent AI, Your Precision-Engineered Legal Assistant

  • Access comprehensive legal content with no limitations across vLex's unparalleled global legal database

  • Build stronger arguments with verified citations and CERT citator that tracks case history and precedential strength

  • Transform your legal research from hours to minutes with Vincent AI's intelligent search and analysis capabilities

  • Elevate your practice by focusing your expertise where it matters most while Vincent handles the heavy lifting

vLex

Start Your 3-day Free Trial of vLex and Vincent AI, Your Precision-Engineered Legal Assistant

  • Access comprehensive legal content with no limitations across vLex's unparalleled global legal database

  • Build stronger arguments with verified citations and CERT citator that tracks case history and precedential strength

  • Transform your legal research from hours to minutes with Vincent AI's intelligent search and analysis capabilities

  • Elevate your practice by focusing your expertise where it matters most while Vincent handles the heavy lifting

vLex
198 cases
  • Equal Emp't Opportunity Comm'n v. Tepro, Inc.
    • United States
    • U.S. District Court — Eastern District of Tennessee
    • 28 d1 Setembro d1 2015
    ... ... See United States v. Arnold, 486 F.3d 177, 206 (6th Cir.2007) (noting that "the burden of proving that the statement fits squarely within a hearsay exception rests with the ... ...
  • U.S.A v. Smalls
    • United States
    • U.S. Court of Appeals — Tenth Circuit
    • 3 d1 Maio d1 2010
    ... ... declarant's position would not have made the statement unless believing it to be true.” The issue in this interlocutory appeal, presented to us pursuant to 18 U.S.C. § 3731, is whether the district court abused its discretion in excluding as inadmissible hearsay, and thus as outside the ... 804(b)(3) determines its admissibility, subject, of course, to Rule 403's balancing test ... United States v. Arnold, 486 F.3d 177, 192-93 (6th Cir.2007) (en banc) (explaining that the only question pertinent to the admissibility of a nontestimonial statement is ... ...
  • The State Of Ohio v. Fry
    • United States
    • Ohio Supreme Court
    • 23 d2 Março d2 2010
    ... ... BIVINS: No.         {¶ 85} “THE COURT: Will you be able to talk to us later out in the courtroom and tell us the truth about what you saw the day your grandmother was hurt?         {¶ 86} “MR. BIVINS: ... Compare ... United States v. Arnold ... ...
  • United States v. Thurman
    • United States
    • U.S. District Court — Western District of Kentucky
    • 7 d1 Janeiro d1 2013
    ... ... United States v. Arnold, 486 F.3d 177, 19293 (6th Cir.2007) ( en banc ), cert. denied, 552 U.S. 1103, 128 S.Ct. 871, 169 L.Ed.2d 736 (2008) (discussing Davis v ... ...
  • Get Started for Free
7 books & journal articles
  • Hearsay
    • United States
    • James Publishing Practical Law Books Archive Trial Evidence Foundations - 2018 Contents
    • 31 d2 Julho d2 2018
    ...to prove composition of controlled substances in illegal possession case was a nontestimonial business record. United States v. Arnold , 486 F.3d 177 (6th Cir. 2007). Admission of statements victim made to 911 operator and to responding o൶cers upon their arrival at the scene did not violate......
  • Hearsay
    • United States
    • James Publishing Practical Law Books Archive Trial Evidence Foundations - 2015 Contents
    • 31 d5 Julho d5 2015
    ...to prove composition of controlled substances in illegal possession case was a nontestimonial business record. United States v. Arnold , 486 F.3d 177 (6th Cir. 2007). Admission of statements victim made to 911 operator and to responding officers upon their arrival at the scene did not viola......
  • Hearsay
    • United States
    • James Publishing Practical Law Books Archive Trial Evidence Foundations - 2017 Contents
    • 31 d1 Julho d1 2017
    ...to prove composition of controlled substances in illegal possession case was a nontestimonial business record. United States v. Arnold , 486 F.3d 177 (6th Cir. 2007). Admission of statements victim made to 911 operator and to responding o൶cers upon their arrival at the scene did not violate......
  • Trial
    • United States
    • James Publishing Practical Law Books Federal Criminal Practice
    • 30 d6 Abril d6 2022
    ...caller reported someone running around with a gun, and the caller ended the call as soon as the police arrived); United States v. Arnold, 486 F.3d 177, 186-87 (6th Cir. 2007) (en banc) (finding excited utterances made by the victim to a 911 operator non-testimonial where the statements were......
  • Get Started for Free

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT