U.S. v. O'Brien

Decision Date15 May 1986
Docket NumberNo. 85-5194,85-5194
Citation789 F.2d 1344
PartiesUNITED STATES of America, Plaintiff-Appellee, v. Henry Leroy O'BRIEN, Defendant-Appellant.
CourtU.S. Court of Appeals — Ninth Circuit

Charles Lee, Asst. U.S. Atty., Los Angeles, Cal., for plaintiff-appellee.

Carlton F. Gunn, Deputy Federal Public Defender, Los Angeles, Cal., for defendant-appellant.

On Appeal from the United States District Court for the Central District of California.

Before KENNEDY and SCHROEDER, Circuit Judges, and ORRICK, * District Judge.

ORRICK, District Judge:

In this appeal from the denial of a motion for release from probation supervision, appellant, Henry Leroy O'Brien, contends that his five-year term of probation began to run from the date he was released from federal custody in 1979 rather than the date he was released from Oklahoma custody in 1983 because the district judge who imposed the term of probation did not specify in the judgment and commitment order ("judgment") whether probation was to commence upon release from any and all confinement, or whether it was to commence upon release from federal confinement alone. The issue on appeal is whether this failure to specify rendered the judgment ambiguous, or whether it was clear notwithstanding its lack of specificity. Because this Court finds that the district judge's language was clear and unambiguous, the denial of the motion for release from probation is affirmed.

I

In 1973, appellant was convicted on two counts of manslaughter in Oklahoma state court. He was given two consecutive fifty-year sentences. After reversal on appeal and reconviction, he was given two consecutive ten-year sentences, which on appeal were reduced to two seven-year terms. While free on bond during the appeal of the subsequent conviction, appellant was arrested in Orange County, California, on apparently unrelated charges.

During the pendency of the Orange County charges, appellant was released on bond and then arrested on the charges that give rise to the sentence at issue in this case. Specifically, appellant was charged with three counts of violating 18 U.S.C. Sec. 474, possession of counterfeiting plates, printing counterfeit obligations, and possession of counterfeit obligations. While the counterfeiting charges were pending, appellant was convicted on the Orange County charges and sentenced to three years imprisonment, the sentence to run concurrently with any sentence later imposed in the counterfeiting case.

Appellant was convicted on the counterfeiting charges. The district court sentenced appellant on June 6, 1977. Appellant received a seven-year sentence of imprisonment on each of the first two counts; the sentences were to run concurrently with each other, but consecutive to the Orange County sentence. On the third count, the district judge suspended sentence and placed appellant on probation, "to commence on his release from confinement * * *."

In November 1979, appellant was released from federal custody. He was given credit for federal time served against the Orange County sentence, thus making it unnecessary for him to serve any additional time in California state custody. Instead, appellant returned to Oklahoma to serve his Oklahoma sentences. He was released from Oklahoma custody in March 1983.

On May 31, 1985, appellant went before the district court that had sentenced him on the counterfeiting charges and moved for release from probation. He argued that the judgment was ambiguous with respect to when the probation term would start running and, therefore, that the probation must be deemed to run concurrently with the Oklahoma sentences. Under appellant's theory, probation began to run in November 1979, when he was released from federal custody, and it expired in November 1984.

In opposing the motion for release from probation supervision, the government argued that the district court's judgment was not ambiguous with regard to when probation would start. Probation was to begin when appellant was released from any and all confinement, the government contended. Under the government's theory, probation began to run in March 1983, when appellant was released from Oklahoma custody, and will not expire until March 1988.

The district court sua sponte dispensed with oral argument on the motion for release from probation. On July 29, 1985, the court filed an order denying the motion without comment. Appellant timely filed a notice of appeal on August 8, 1985. This Court has jurisdiction of the appeal pursuant to 28 U.S.C. Sec. 1291.

II

As noted above, the issue is whether the district court's judgment was ambiguous with respect to when probation was to commence. Appellant argues that it was ambiguous and, therefore, it must be presumed that the probation ran concurrently with the Oklahoma sentences, under the rule of United States v. Adair, 681 F.2d 1150, 1151 (9th Cir.1982). The government argues that the judgment was not ambiguous and, therefore, the probation ran consecutively to the Oklahoma sentences. The easiest way to resolve this issue would be to find that the judgment must be interpreted one way because the judge lacked the authority to order the other. However, such is not the case. The trial court was authorized to run the probation term consecutively to the Oklahoma sentence. See United States v. Thornton, 710 F.2d 513, 516 (9th Cir.1983). The court was also authorized to run a term of probation concurrently with the Oklahoma sentence. 1 Thus, neither reading of the court's judgment can be eliminated on the basis that it lacked the power to impose such terms.

The judgment, however, requires no external explanation. One could not harbor any serious doubt about the district judge's intention. He plainly meant that probation was to commence when appellant was discharged from any and all confinement. It would require a most unnatural and extraordinary interpretation of plain English to find an ambiguity in the judgment. If a judge says that probation will commence on release from confinement, the normal and probable meaning of the words is that probation begins when the defendant is no longer incarcerated. Because appellant was not discharged from imprisonment until March 1983, that is when the probationary period began.

Appellant argues that because the district judge knew of the Oklahoma sentences from the presentence report, his omission of any reference to them gives rise to an inference that he intended probation to run concurrently with the Oklahoma sentences. The argument is without merit. Far from aiding appellant's cause, the fact that the district judge knew of the Oklahoma sentences militates in favor of finding an intention to run the probation consecutively. The judge was aware that there would be other incarceration subsequent to the federal incarceration, yet he used language in the judgment that clearly and plainly encompasses all confinement, without any...

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13 cases
  • U.S. v. Hardesty, 90-30260
    • United States
    • U.S. Court of Appeals — Ninth Circuit
    • 10 Marzo 1992
    ...no corresponding limit on their authority to order that sentences be served consecutively. Id. at 516. See also United States v. O'Brien, 789 F.2d 1344, 1346 (9th Cir.1986) (following Thornton ). The government contends that because the three-judge Terrovona panel did not have the authority......
  • United States v. Carter
    • United States
    • U.S. Court of Appeals — Ninth Circuit
    • 7 Febrero 2014
    ...(noting that the judge that imposed the sentence was “in a good position to interpret” that sentence); see also United States v. O'Brien, 789 F.2d 1344, 1347 (9th Cir.1986). The district court's later statements are relevant to understanding its intent at the time of sentencing, but not det......
  • U.S. v. Taylor
    • United States
    • U.S. Court of Appeals — Fourth Circuit
    • 11 Julio 2005
    ...Rule 35(b) Motion. Therefore, such judge was in an excellent position to interpret the state of the record. See United States v. O'Brien, 789 F.2d 1344, 1347 n. 2. (9th In sum, all probative evidence in the record points to the conclusion that the judgment vacated and reentered by the distr......
  • U.S. v. Hardesty
    • United States
    • U.S. Court of Appeals — Ninth Circuit
    • 21 Agosto 1992
    ...not limit the authority of judges to order that sentences be served consecutively. 710 F.2d at 516; see also United States v. O'Brien, 789 F.2d 1344, 1346 (9th Cir.1986) (O'Brien ) (following Thornton We granted rehearing en banc to resolve the conflict between Thornton and Terrovona. Our p......
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