U.S. v. Burd

Decision Date12 June 1996
Docket NumberNo. 699,D,699
PartiesUNITED STATES of America, Appellee, v. Jeffrey S. BURD, Defendant-Appellant. ocket 95-1325.
CourtU.S. Court of Appeals — Second Circuit

Jerry D. Bernstein, New York City (Michele C. Buckley, Bernstein & Maffeo, New York City, of counsel), for Defendant-Appellant.

Lewis J. Liman, Assistant United States Attorney, New York City (Mary Jo White, United States Attorney, Southern District of New York, Thomas A. Arena, Alan J. Brudner, Nancy J. Northup, Assistant United States Attorneys, New York City, of counsel), for Appellee.

Before: KEARSE, MAHONEY and PARKER, Circuit Judges.

PARKER, Circuit Judge:

Jeffrey Burd appeals from an Amended Judgment and Conviction Order issued by the United States District Court for the Southern District of New York (Michael B. Mukasey, District Judge ) which corrected a technical illegality in the innards of his original sentence, but left the actual duration of the prison term intact. Burd argues the district court lacked jurisdiction to make this correction. We agree, vacate the corrected sentence, and remand for proceedings consistent with this opinion.

I. BACKGROUND

In September, 1992, a jury found Jeffrey Burd guilty of twelve counts of wire fraud in violation of 18 U.S.C. § 1343. The wire fraud statute states that each violation of it may result in a prison sentence of "not more than five years." 18 U.S.C. § 1343. In November 1993, Judge Mukasey sentenced Burd to, among other things, prison "for a term of seventy-eight (78) months on each of counts 1 through 12 to run concurrently." Burd appealed his sentence to this court without making any argument about the illegal allocation of seventy-eight months to each count of conviction. We affirmed Burd's sentence in an unpublished summary order dated June 21, 1994.

In December 1994, the United States Attorney's office informed Judge Mukasey by letter that the warden at Burd's prison had recently noticed that concurrent terms of seventy-eight months on all twelve wire fraud counts contradicted the five year (sixty month) statutory maximum sentence found in 18 U.S.C. § 1343. In this letter, the government suggested to Judge Mukasey that he "simply amend the Judgment and Commitment Order ... in a manner that reaches the same result as that which the Court intended by way of consecutive terms of imprisonment."

In February 1995, the government wrote Judge Mukasey again, this time suggesting that Rule 36 of the Federal Rules of Criminal Procedure ("Rule 36") provided a mechanism for correcting the problem with Burd's sentence. Rule 36 provides:

Clerical mistakes in judgments, orders or other parts of the record and errors in the record arising from oversight or omission may be corrected by the court at any time and after such notice, if any, as the court orders.

This letter stated the government's view that the "per-count allocation set forth in the Judgment and Commitment Order was plainly the result of a clerical error rather than a judicial one."

In March 1995, we decided United States v. Werber, 51 F.3d 342 (2d Cir.1995), in which we articulated the parameters of Rule 36 jurisdiction. In April, Judge Mukasey heard arguments regarding how Werber affected Burd's situation. Judge Mukasey acknowledged that "a mistake was made," and, in May 1995, published an "Amended Judgment and Commitment Order" (hereafter "Amended Judgment"). The Amended Judgment specified that Burd's seventy-eight month sentence reflected "sixty (60) months on each of counts [1 through 6] to run concurrently; and eighteen (18) months on counts [7 through 12] to run consecutive to the sentences imposed on counts [1 through 6] and concurrently to each other."

On this appeal, Burd does not argue that the substance of the corrected sentence is illegal. Instead he argues that Rule 36 does not authorize the district court to change the sentence in this way. Burd appears to assume that if the court agrees with his Rule 36 argument, the only remedy is that his sentence be reduced to sixty months. As explained below, we agree that the district court was without power to correct the sentence but disagree that the only recourse is to fix Burd's sentence at sixty months.

II. DISCUSSION
A. Standard of Review

As this case hinges entirely on the application of Rule 36 to the undisputed facts, we review the propriety of the district court's order de novo. United States v. Forma, 42 F.3d 759, 762 (2d Cir.1994).

B. Review

At the outset, we emphasize that the legality of the duration of Burd's sentence is not in dispute. It was affirmed by this court in Burd's direct appeal, in which Burd failed to notice the technical problem with the sentence. Judge Mukasey intended a seventy-eight month sentence, and he could have legally allocated the sentence among the various counts in a large variety of ways pursuant to United States Sentencing Guideline § 5G1.2(d). 1

1. Rule 36

As indicated above, the Second Circuit addressed the scope of Rule 36 jurisdiction in Werber, 51 F.3d at 342. In that case, the district court incorrectly assumed that time served for related state offenses would be automatically credited against the federal sentence. This assumption went unstated. Upon learning that this assumption was wrong, the court changed the sentence pursuant to Rule 36 in order to reflect the court's original sentencing intentions. We reversed, holding that such a modification was more than a clerical correction. Therefore, Rule 36 did not give the district court jurisdiction to make such a change. "Rule 36 authorizes a court to correct only clerical errors in the transcription of judgments, not to effectuate its unexpressed intentions at the time of sentencing." 51 F.3d at 343 (footnote omitted). "Rule 36 is not a vehicle for the vindication of the court's unexpressed sentencing expectations, or for the correction of errors made by the court itself." Id. at 347 (quotation marks omitted).

We agree with Burd that Judge Mukasey did more than correct a clerical error. "[A] clerical error must not be one of judgment or even of misidentification, but merely of recitation, of the sort that a clerk or amanuensis might commit, mechanical in nature." Id. at 347 (quoting United States v. Guevremont, 829 F.2d 423, 426 (3d Cir.1987)). An amanuensis is "one employed to write from dictation or to copy manuscript." Webster's Seventh New Collegiate Dictionary (1965). The mistake made here was not of this type; the correction required more than substituting a right number for a wrong number. The Amended Judgment changed the internal structure of the sentence. Thus, the district court lacked jurisdiction under Rule 36, and we vacate the Amended Judgment.

2. Remedy

Congress created the right to appeal a sentence such as Burd's in 18 U.S.C. § 3742. That statute allows a defendant to appeal "an otherwise final sentence if the sentence ... was imposed in violation of law." 18 U.S.C. § 3742(a)(1). As explained above, we agree that the Amended Judgment which corrected Burd's original sentence was "imposed in violation of law." See also 18 U.S.C. § 3742(e)(1). Burd assumes that this holding means his sentence will become sixty months. The government seems to suffer under the same assumption--"[t]o hold [in favor of Burd] would allow ... a technical error to result in a windfall for the defendant." Gov. Brief at 11. This assumption is incorrect. In Werber, after holding the district court lacked jurisdiction to change a sentence pursuant to Rule 36, the circuit court directed the district court to vacate the corrected judgment and reinstate the original sentence. 51 F.3d at 349. See also United States v. Spilotro, 884 F.2d 1003, 1009 (7th Cir.1989) (issuing writ of mandamus directing district court to reinstate original sentence after holding district court lacked jurisdiction...

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