U.S. v. Clark

• Decision Date: 20 June 2002
• Docket Number: No. 00-6428.,00-6428.
• Citation: 294 F.3d 791
• Parties: UNITED STATES of America, Plaintiff-Appellee, v. James Henry CLARK, Defendant-Appellant.
• Court: U.S. Court of Appeals — Sixth Circuit

294 F.3d 791

UNITED STATES of America, Plaintiff-Appellee, v. James Henry CLARK, Defendant-Appellant.

No. 00-6428.

United States Court of Appeals, Sixth Circuit.

Argued April 24, 2002.

Decided and Filed June 20, 2002.

William Cohen (argued and briefed), Assistant United States Attorney, Nashville, TN, for Appellee.

Sumter L. Camp (argued and briefed), Federal Public Defender's Office, Nashville, TN, for Appellant.

Before: DAUGHTREY and MOORE, Circuit Judges; SIMPSON, District Judge.^*

OPINION

SIMPSON, District Judge.

Defendant-Appellant James Henry Clark ("Clark") appeals his conviction and sentence for bank robbery on the grounds that (1) there was insufficient evidence to support his conviction, because he was insane at the time of the commission of the offense, and (2) the district court erred in applying a two level enhancement under U.S. Sentencing Guidelines Manual ("U.S.S.G.") § 2B3.1(b)(2)(F)(2000) for making a threat of death during the commission of the crime. Finding no merit to these contentions, we AFFIRM both the conviction and the sentence.

I. FACTS

On June 22, 1998, a robber entered the main office of the First American Bank in Nashville, Tennessee, and approached a teller window. He handed the teller a note which read "I have a gun. Do what you are told and you wont [sic] get hurt." He told her to give him "hundreds and fifties," which she did. No weapon was displayed during the robbery. The robber took the money and calmly left the bank.

The teller identified James Henry Clark as the robber. Clark agreed to speak with law enforcement officials at the Nashville F.B.I. office. There, he was interviewed by police officer Roll. Clark admitted robbing the bank, and signed a confession. After obtaining the confession, Roll left the interview area. During Roll's absence, Clark told another police officer, Everett, that voices told him to rob the bank. Everett noted that Clark was calm, cooperative and talkative.

In a court proceeding one week later, officer Everett noted a marked difference in Clark's behavior. Clark seemed edgy and uneasy. He described his demeanor as "like a coiled spring." Clark's counsel questioned whether Clark was receiving his medication. Clark had a known history of mental illness.

On July 23, 1998, a federal grand jury indicted Clark on one count of bank robbery in violation of 18 U.S.C. § 2113(a).

In November of 1998, Dr. John Griffin, a psychiatrist retained for the defense, interviewed Clark in the United States Marshals Office for approximately one hour. Prior to the interview, Dr. Griffin reviewed Clark's medical records and information concerning the robbery. Dr. Griffin was not unfamiliar with Clark, as he had interviewed Clark seven years earlier in connection with another matter.

Based on this, Dr. Griffin concluded that at the time of the robbery, Clark was impaired in his ability to fully understand what he was doing and substantially impaired in his ability to understand the consequences. Dr. Griffin opined that Clark was a chronic paranoid schizophrenic and of limited intelligence. Dr. Griffin was not able to conclude with certainty, but believed that it was more likely than not that Clark was responding to auditory hallucinations telling him to rob the bank.

Clark was then sent to the United States Medical Center for Federal Prisoners in Springfield, Missouri, for evaluation. While at Springfield, he was interviewed six times. Dr. Cristina Pietz, a forensic psychologist assigned to Clark's case, found Clark fit to stand trial. She further found that, although he was suffering from chronic paranoid schizophrenia, Clark knew what he was doing when he robbed the bank, and he understood that what he was doing was wrong. She based her opinion upon the series of interviews, documentation concerning Clark's psychiatric history, and the way in which the robbery itself was conducted.

At trial, the defendant offered an insanity defense. The jury heard evidence concerning the robbery, and heard the psychiatric experts' conflicting testimony concerning Clark's sanity at the time of the crime. Defense counsel did not move for judgment of acquittal at the close of the evidence. On April 13, 2000, the jury returned a verdict of guilty.

On September 26, 2000, the district court entered judgment, sentencing Clark to seventy-eight months' imprisonment and a three-year term of supervised release. The court imposed this sentence after finding that Clark had made a threat of death during the commission of the robbery, warranting a 2 level enhancement § 2B.3.1(b)(2)(F). This timely appeal followed.

II. ANALYSIS

A. Sufficiency of the Evidence

Defense counsel's failure to move for judgment of acquittal constituted a waiver of Clark's right to challenge the sufficiency of the evidence on appeal. United States v. Morrow, 977 F.2d 222, 230 (6th Cir.1992) (en banc), cert. denied, 508 U.S. 975, 113 S.Ct. 2969, 125 L.Ed.2d 668 (1993). Our review is therefore "limited to determining whether there was a `manifest miscarriage of justice'... [which] exists only if the record is `devoid of evidence pointing to guilt.'" United States v. Price, 134 F.3d 340, 350 (6th Cir.) (citations omitted), cert. denied 525 U.S. 845, 119 S.Ct. 114, 142 L.Ed.2d 91 (1998).

Section 17(a) states, in pertinent part, that an insanity defense "is an affirmative defense to a prosecution under any Federal statute." A defendant must establish that "at the time of the commission of the acts constituting the offense, the defendant, as a result of a severe mental disease or defect, was unable to appreciate the nature and quality or the wrongfulness of his acts." Id.

The United States has the burden of proving every element of the offense beyond a reasonable doubt. In re Winship, 397 U.S. 358, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970). However, the defendant here presented a defense of diminished responsibility, and thus bore the burden of proving insanity by clear and convincing evidence. 18 U.S.C. § 17(b); United States v. Kimes, 246 F.3d 800 (6th Cir.2001), (citing, 18 U.S.C. § 17(a) and (b)), cert. denied, ___ U.S. ___, 122 S.Ct. 823, 151 L.Ed.2d 705 (2002)(distinguishing two different types of mental disease or defect — "diminished responsibility" where defendant's insanity absolves him of criminal responsibility, and "diminished capacity" where the mental condition is such that the defendant cannot form the culpable mental state.)

The psychiatric experts agreed that Clark suffered from chronic paranoid schizophrenia, but their opinions were diametrically opposed with respect to the question of whether this mental disease or defect rendered him unable to appreciate the nature and quality or the wrongfulness of his acts.

The conclusion reached by Dr. Pietz, that Clark was not insane at time of the commission of the crime, was grounded on a thorough evaluation over an extended period of time at Springfield. Dr. Pietz considered that Clark had been taking anti-psychotic medication, that he had exhibited no symptoms of psychosis at the time of the robbery or a week later when interviewed. Although Clark revealed that he had heard voices telling him to rob the bank, he also told Dr. Pietz that he was usually able to ignore such auditory hallucinations. Clark's reportedly calm behavior and seemingly well thought out plan at the time of the crime was contrasted with his "floridly psychotic" behavior at times in the past when he was not taking his medication.

We find no miscarriage of justice in the jury's choice to credit the opinion of Dr. Pietz over that of Dr. Griffin in this case. The jury could properly accept the testimony of one expert and reject that of the other. United States v. Shepard, 538 F.2d 107, 110 (6th Cir.1976). We therefore affirm Clark's conviction.

B. Sentencing Guidelines Application

At sentencing, the district court applied a two level enhancement under U.S.S.G. § 2B3.1(b)(2)(F), finding that Clark made a threat of death during the commission of the robbery. The district court stated that "the language `I have a gun, do what I say, nobody will get hurt'... is a threat that a reasonable person would consider putting one in danger of death." Clark challenges this application of the enhancement, contending that the note does not constitute a threat of death.

Clark relies on United States v. Alexander, 88 F.3d 427 (6th Cir.1996), in which a panel of this court held that a note containing the language "I've got a bomb in my case and I've got a gun" did not qualify for enhancement under § 2B3.1(b)(2)(F).

That case was decided under a former version of the Guideline, however, which provided for a two level increase for making an express threat of death. The Alexander court held that for the enhancement to apply, "a defendant's statement must distinctly and directly indicate that the defendant intends to kill or otherwise cause the death of the victim." Alexander, 88 F.3d at 431.

The Sentencing Commission deleted the word "express" from the guideline in 1997¹, thus removing the underpinning of Alexander. Clark's sentencing in 2000 was based on the post 1997 guideline in which the death threat need not be "express" for the enhancement to apply.

Examples of threats of death are set out in the Commentary, Application Note 6:

For example, an oral or written demand using words such as "Give me the money or I will kill you", "Give me the money or I will pull the pin on the grenade I have in my pocket", "Give me the money or I will shoot you", "Give me the money or else (where the defendant draws his hand across his throat in a slashing motion)", "Give me the money or you are dead" would constitute a threat of death. The court should consider that the intent of this provision is to provide an increased offense level for cases in which the offender(s) engaged in conduct that would instill in a reasonable person, who is a victim of the offense, a fear of death.

Our task, then, is to...