U.S. v. Claxton

Decision Date13 November 2001
Docket NumberNo. 01-2198,01-2198
Citation276 F.3d 420
Parties(8th Cir. 2002) UNITED STATES OF AMERICA, APPELLEE, v. RONALD CLAXTON, APPELLANT. Submitted:
CourtU.S. Court of Appeals — Eighth Circuit

Appeal from the United States District Court for the Eastern District of Missouri.

Douglas P. Roller, argued, Clayton, MO, for appellant.

Lois C. Jackson, Asst. U.S. Attorney, argued, St. Louis, MO, for appellee.

Before Wollman, Chief Judge, Bowman, and Stahl,1 Circuit Judges.

Wollman, Chief Judge.

The defendant, Ronald Claxton, appeals his convictions for possession of a firearm by a convicted felon in violation of 18 U.S.C. § 922(g)(1) and for possession of an unregistered, sawed-off shotgun in violation of 26 U.S.C. § 5861. On appeal, Claxton contends that: (1) the admission of evidence regarding narcotics trafficking was an abuse of discretion and (2) refusal of the proffered theory of defense instruction was in error. We affirm the judgment of the district court.2

I.

On October 4, 2000, St. Louis police officers conducted surveillance of 3884 Park Street, St. Louis, Missouri, following a tip that narcotics were being sold at the residence and that guns were located inside. The officers observed five or six people approach a small window next to an air conditioning unit, reach in the window, and leave shortly after. A short time later, the officers returned to the apartment. Claxton answered the door and, upon seeing the officers, stated that he knew they were there because he had violated his parole. A search of the apartment led to the discovery of a.38 caliber revolver on a bed, along with approximately $1200 in cash and a small amount of narcotics. A sawed-off shotgun was found under the bed. In addition, the police also seized a small amount of marijuana, a VCR, and a bag of jewelry. Claxton told the police that he had traded drugs for those items.

At trial, the government presented evidence that Claxton initially told the officers that he lived in the apartment, that the revolver had been given to him by a relative, and that he had bought the shotgun "on the street" for his protection. The government also presented evidence regarding the alleged drug trafficking that had been taking place in the apartment. The defense argued that the statements regarding ownership of the guns had been recanted and presented witnesses who testified that Claxton was merely visiting the apartment, that the shotgun belonged to the resident, and that Claxton, in making his initial statements, had been attempting to protect the woman residing in the apartment.

Following the jury's verdict, Claxton moved for a new trial on the ground that the district court erred in refusing to give his proffered theory-of-defense instruction. The district court denied the motion and sentenced Claxton to 108 months' incarceration.

II.

Claxton contends that the district court erred in admitting evidence regarding the drugs found in the apartment and evidence indicating drug trafficking. He argues that this evidence was inadmissible under Fed. R. Evid. 404(b)3 because, under the balancing test of Fed. R. Evid. 403,4 the danger of undue prejudice flowing from the evidence substantially outweighed its probative value.

We review decisions regarding the admissibility of evidence under an abuse of discretion standard. United States v. Fuller, 887 F.2d 144, 147 (8th Cir. 1989) (citing United States v. Marshall, 683 F.2d 1212, 1215 (8th Cir. 1982)). "In balancing the prejudicial effect and probative value, great deference is given to the district judge's determination...." United States v. DeLuna, 763 F.2d 897 913 (8th Cir. 1985). In addition, as we have previously noted, Fed. R. Evid. 404(b) is a rule "of inclusion rather than exclusion and admits evidence of other crimes or acts relevant to any issue in the trial, unless it tends to prove only criminal disposition." Id. at 912 (internal quotations omitted).

We conclude that the district court did not abuse its discretion in admitting the evidence regarding the drugs found in the apartment. There is a "close and well-known connection between firearms and drugs." Fuller, 887 F.2d at 147. "Firearms are known 'tools of the trade' of narcotics dealing because of the dangers inherent in that line of work." Id. (quoting United States v. Simon, 767 F.2d 524, 527 (8th Cir. 1985)). The drug evidence was properly admitted for the purpose of showing Claxton's motive for possessing the guns and was relevant to the issue of the ownership of the guns. Claxton initially admitted to ownership of the guns, his possession of the guns for self-protection, and his involvement with the sale of drugs and the trading of drugs for other goods found in the apartment. He later recanted all of these statements. The testimony concerning the drug-related activities at the apartment and Claxton's involvement with those activities served to counter Claxton's subsequent assertion that he was present at the apartment only as a visitor and that his initial statement that he possessed the weapons was made only to protect the woman who lived in the apartment.

III.

Claxton also contends that the district court erred in refusing to give the following instruction:

It is the position of defendant, Ronald Claxton, that he did not possess the firearms alleged in the indictment and that he was merely present at the residence and had no control over the firearms.

If you do not find beyond a reasonable doubt that the defendant possessed the firearms alleged in the indictment, then you should find the defendant not guilty.

The district court refused to give this instruction, finding that it was argumentative. The instructions given by the court included the following:

Instruction No. 15B: If you do not find beyond a reasonable doubt that defendant possessed the firearms alleged in the indictment, then you should find the defendant not guilty on Count I.

Instruction No. 16B: If you do not find beyond a reasonable doubt that defendant possessed the sawed-off shotgun as alleged in Count II of the indictment, then you should find the defendant not guilty on Count II.

Claxton argues that because his proffered instruction was timely submitted, contained a correct statement of the law, and was...

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