U.S. v. Gonzalez-Balderas, GONZALEZ-BALDERA

CourtUnited States Courts of Appeals. United States Court of Appeals (5th Circuit)
Writing for the CourtBefore POLITZ, Chief Judge, HIGGINBOTHAM; POLITZ
Citation11 F.3d 1218
PartiesUNITED STATES of America, Plaintiff-Appellee, v. Hilarior., Defendant-Appellant.
Decision Date04 January 1994
Docket NumberNo. 92-1482,GONZALEZ-BALDERA,S

Page 1218

11 F.3d 1218
UNITED STATES of America, Plaintiff-Appellee,
v.
Hilario GONZALEZ-BALDERAS, Sr., Defendant-Appellant.
No. 92-1482.
United States Court of Appeals,
Fifth Circuit.
Jan. 4, 1994.
Rehearing and Suggestion for Rehearing
En Banc Denied Jan. 31, 1994.

Page 1221

Winston E. Cochran, Jr., Mike DeGeurin, Houston, TX, for defendant-appellant.

Joe C. Lockhart, Delonia A. Watson, Asst. U.S. Attys., Marvin Collins, U.S. Atty., Mark D. McBride, Asst. U.S. Atty., Dallas, TX, for plaintiff-appellee.

Appeal from the United States District Court for the Northern District of Texas.

Before POLITZ, Chief Judge, HIGGINBOTHAM, Circuit Judge, and DAVIDSON, * District Judge.

POLITZ, Chief Judge:

Hilario Gonzalez-Balderas, Sr. appeals his convictions of narcotics offenses and life imprisonment sentences. We affirm in all respects, except as to one conspiracy count and concurrent sentence.

Background

Gonzalez-Balderas was indicted with 41 others for his role in a cocaine distribution operation that reached from Colombia to Matamoros, Mexico to New York City. He was in charge of the distribution of cocaine in Houston, facilitated the shipment of cocaine to other locales, and was responsible for the funnelling of cocaine profits back to the top echelon of the organization in Matamoros. A jury convicted him of conspiring to possess more than five kilograms of cocaine with intent to distribute in violation of 21 U.S.C. Sec. 846, engaging in a continuing criminal enterprise in violation of 21 U.S.C. Sec. 848, and conspiring to transport funds out of the United States to promote an unlawful activity in contravention of 18 U.S.C. Sec. 371. The district court imposed sentences of life imprisonment on each of the Title 21 counts and a five-year sentence for the Sec. 371 conspiracy conviction, all to run concurrently. This appeal timely followed.

Analysis

Gonzalez-Balderas assigns numerous errors which we address in turn.

1. Government challenge for cause.

Gonzalez-Balderas contends that the district court erred in granting the government's challenge for cause of prospective juror Wayne Green. Green admitted to a conviction for possession of marihuana. His voir dire examination included the following:

The Court: Is there anything about that experience that you think would affect you should you be selected to serve as a juror [in] this case?

Green: I been thinking about that. As it stands right now, I think I could give a fair judgment. There was somewhat what I consider to be entrapment in my experience, and if that were to come out in this case, I might be biased a little bit.

....

The Court: What is your definition of entrapment so we'll know what kind of evidence you are talking about?

Green: Well, in my case it was being shown forty thousand dollars and people will do a lot of things for forty thousand dollars. To me that's entrapment when they come to you and you don't go to them, and that was my experience.

....

Government: I would say that it seems to me that he was treated unfairly by the FBI.

The Court: Is that a fair statement of the way you feel?

Green: I would say that about the entire situation, not only the FBI but mostly the Dallas police officers, Dallas and Richardson. That's who--The FBI treated me pretty good.

The Court: Okay. And they were not in the picture that long?

no response

The Court: I'm not sure myself which law enforcement agencies may be involved in the case before us here, but if any of those law enforcement agencies are involved--

Page 1222

the FBI, the City of Dallas police, the City of Richardson police--do you think that your feelings about the way that you were treated in your experience would affect your ability to be impartial in this case?

Green: It could to a certain degree to be honest with you. Right now from these proceedings I think I could be fair, but I don't know what's going to come out in court.

....

Defense Counsel: If this case were an FBI case as opposed to a local agency case and if there is no entrapment issue that is raised in this case, do you feel like you could be fair and impartial to both sides?

Green: Yes, I do. If there is no entrapment.

We afford wide latitude to the trial court in determining the impartiality of a potential juror and reverse only for an abuse of discretion. We have only the cold record before us; the trial court had the opportunity to observe the voice and demeanor of the person in determining what he really was saying and in assessing his credibility. 1 We perceive no reason to disturb the trial court's assessment herein. Green's prior conviction of a narcotics offense, albeit comparatively minor, posed substantial potential for bias in the trial of an accused narcotics trafficker. 2 Indeed, Green admitted to such doubts about his impartiality. The combination of objective grounds for bias and subjective doubts of impartiality entitled the trial court to discount Green's conditional affirmation that he could be fair. Gonzalez-Balderas's reliance on jurisprudence concerning excuse of Witherspoon 3 jurors in capital cases is misplaced. In death penalty cases removal of a potential juror on the basis of opposition to the death penalty is subject to heightened scrutiny. 4

In any event, Gonzalez-Balderas does not contest the impartiality of the panel that actually judged his case. This is fatal to his objection. We held in Prati that improper removal of a member of the venire is not grounds for reversal in a non-capital case unless the jurors who actually sat were not impartial within the meaning of the sixth amendment. Gonzalez-Balderas argues that this rule should be limited to improper denial of a defendant's challenges. Prati, however, was not so limited; it was an appeal of the grant of a government challenge for cause, as here. We may not ignore the decision of a prior panel absent an intervening Supreme Court ruling, legislation, or a decision by this court sitting en banc. This assignment of error is rejected.

2. Batson objection.

There were three Hispanic Americans on the venire; the government struck one with a peremptory challenge. Gonzalez-Balderas contends that it did so for racial reasons in contravention of Batson v. Kentucky. 5 Proceeding directly to the ultimate question of discrimination vel non, 6 we agree with the district court that the government proffered a race-neutral reason for its challenge, the force of which Gonzalez-Balderas did not overcome.

The person excused, Rudolfo Serna, testified that he had two relatives who were police officers in the Rio Grande Valley. The prosecuting attorney explained that police corruption associated with cocaine traffic across the border is endemic in that area. Because he anticipated that testimony on this subject might be presented at trial, the prosecutor feared potential bias. We find this explanation more than adequate to dispel any inference of discrimination, particularly in light of the fact that the government did not

Page 1223

strike either of the two other potential jurors of Hispanic descent.

3. "Seek the truth" jury charge.

In its closing instruction to the jury on the duty to deliberate, the court explained:

To reach a verdict, all of you must agree. Your verdict must be unanimous on each count of the indictment. Your deliberations will be secret. You will never have to explain your verdict to anyone.

It is your duty to consult with one another and to deliberate in an effort to reach agreement if you can do so. Each of you must decide the case for yourself, but only after an impartial consideration of the evidence with your fellow jurors. During your deliberations, do not hesitate to re-examine your own opinions and change your mind if convinced that you were wrong. But do not give up your honest beliefs as to the...

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38 practice notes
  • State v. Gould, No. 19471.
    • United States
    • Supreme Court of Connecticut
    • 16 Agosto 2016
    ...175 F.3d 605, 606 (8th Cir.1999), cert. denied, 528 U.S. 1119, 120 S.Ct. 941, 145 L.Ed.2d 818 (2000) ; United States v. Gonzalez–Balderas, 11 F.3d 1218, 1222 (5th Cir.), cert. denied, 511 U.S. 1129, 114 S.Ct. 2138, 128 L.Ed.2d 867 (1994) ; United States v. Joseph, 892 F.2d 118, 124 (D.C.Cir......
  • State v. Aleksey, No. 25212.
    • United States
    • United States State Supreme Court of South Carolina
    • 13 Noviembre 2000
    ...judges—judges of the facts. Your sole interest is to seek the truth from the evidence in this case." United States v. Gonzalez-Balderas, 11 F.3d 1218, 1223 (5th Cir.1994). Like appellant, Gonzalez-Balderas argued instructing the jury that its "sole interest is to seek the truth" dilutes the......
  • Gaines v. Matesanz, No. CIV.A.98-12092-RGS.
    • United States
    • United States District Courts. 1st Circuit. United States District Courts. 1st Circuit. District of Massachusetts
    • 22 Julio 2003
    ...Cockerham court did apply Cage as the conviction at issue had not become final until after Cage. 5. In United States v. Gonzalez-Balderas, 11 F.3d 1218, 1223 (5th Cir.1994), the court cautioned against the use of "seeking of truth" language to define reasonable doubt, since it may imply the......
  • Jones v. State, No. 72135
    • United States
    • Court of Appeals of Texas. Court of Criminal Appeals of Texas
    • 16 Septiembre 1998
    ...amount to a constitutional violation. United States v. Prati, 861 F.2d 82, 87 (5th Cir.1988). Accord, United States v. Gonzalez-Balderas, 11 F.3d 1218, 1222 (5th Cir.), cert. denied, 511 U.S. 1129, 114 S.Ct. 2138, 128 L.Ed.2d 867 (1994). Cf. Ross v. Oklahoma, 487 U.S. 81, 108 S.Ct. 2273, 10......
  • Request a trial to view additional results
37 cases
  • State v. Gould, No. 19471.
    • United States
    • Supreme Court of Connecticut
    • 16 Agosto 2016
    ...175 F.3d 605, 606 (8th Cir.1999), cert. denied, 528 U.S. 1119, 120 S.Ct. 941, 145 L.Ed.2d 818 (2000) ; United States v. Gonzalez–Balderas, 11 F.3d 1218, 1222 (5th Cir.), cert. denied, 511 U.S. 1129, 114 S.Ct. 2138, 128 L.Ed.2d 867 (1994) ; United States v. Joseph, 892 F.2d 118, 124 (D.C.Cir......
  • State v. Aleksey, No. 25212.
    • United States
    • United States State Supreme Court of South Carolina
    • 13 Noviembre 2000
    ...judges—judges of the facts. Your sole interest is to seek the truth from the evidence in this case." United States v. Gonzalez-Balderas, 11 F.3d 1218, 1223 (5th Cir.1994). Like appellant, Gonzalez-Balderas argued instructing the jury that its "sole interest is to seek the truth" dilutes the......
  • Gaines v. Matesanz, No. CIV.A.98-12092-RGS.
    • United States
    • United States District Courts. 1st Circuit. United States District Courts. 1st Circuit. District of Massachusetts
    • 22 Julio 2003
    ...Cockerham court did apply Cage as the conviction at issue had not become final until after Cage. 5. In United States v. Gonzalez-Balderas, 11 F.3d 1218, 1223 (5th Cir.1994), the court cautioned against the use of "seeking of truth" language to define reasonable doubt, since it may imply the......
  • Jones v. State, No. 72135
    • United States
    • Court of Appeals of Texas. Court of Criminal Appeals of Texas
    • 16 Septiembre 1998
    ...amount to a constitutional violation. United States v. Prati, 861 F.2d 82, 87 (5th Cir.1988). Accord, United States v. Gonzalez-Balderas, 11 F.3d 1218, 1222 (5th Cir.), cert. denied, 511 U.S. 1129, 114 S.Ct. 2138, 128 L.Ed.2d 867 (1994). Cf. Ross v. Oklahoma, 487 U.S. 81, 108 S.Ct. 2273, 10......
  • Request a trial to view additional results
1 books & journal articles
  • CRIMINAL JURY INSTRUCTIONS: A CASE STUDY.
    • United States
    • Albany Law Review Vol. 84 Nbr. 3, September 2021
    • 22 Septiembre 2021
    ...No. 140 (emphasis added). (47) State v. Berube, 286 P.3d 402, 411 (Wash. Ct. App. 2012). (48) United States v. Gonzalez-Balderas, 11 F.3d 1218, 1223 (5th Cir. 1994) (internal quote marks omitted). See also WIS JI-CRIMINAL No. (49) Berube, 286 P.3d at 411. (50) Michael D. Cicchini, Spin Doct......

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