U.S. v. Greenough

Decision Date27 February 1986
Docket NumberNo. 85-7020,85-7020
Citation782 F.2d 1556
PartiesUNITED STATES of America, Plaintiff-Appellee, v. Gary A. GREENOUGH, Defendant-Appellant.
CourtU.S. Court of Appeals — Eleventh Circuit

E.E. Ball, Owen, Ball & Simon, Richard M. Kemmer, Jr., Bay Minette, Ala., for defendant-appellant.

J.B. Sessions, III, U.S. Atty., Ginny S. Granade, Asst. U.S. Atty., Mobile, Ala., for plaintiff-appellee.

Appeal from the United States District Court for the Southern District of Alabama.

Before GODBOLD, Chief Judge, ANDERSON, Circuit Judge, and ATKINS *, Senior District Judge.

PER CURIAM:

Defendant was a member of the Board of Commissioners, the governing body of the City of Mobile, Alabama. Among his responsibilities were the finance department of the city and the city auditorium. He was charged and convicted in 14 counts, alleging violation of 18 U.S.C. Secs. 371, 1341, 1343 and 1951. The charges related to various schemes to skim or divert money from operation of the city auditorium to defendant and his friends.

Defendant filed a motion under the provision of 28 U.S.C. Sec. 455(a) requiring that a judge shall disqualify himself in any proceeding in which his impartiality might reasonably be questioned. The motion alleged the following. A state criminal case having its genesis in the same facts was pending against Greenough and was set for trial ahead of the federal case. The state case was postponed on motion of the prosecution and over defendant's objection. The state judge told counsel for defendant that he received direct communications from the federal district judge and the United States Attorney and that "both parties had been more or less noncommittal as to whether or not the state case would be continued." The motion went on to state that thereafter a story appeared in a local newspaper saying:

Hodnette [the state judge], as everyone knows, changed his mind and put the trial off. But it took a little persuasion from a very persuasive and very angry United States District Judge Brevard Hand [the federal district judge to whom the case was assigned].

Defendant stated he had attempted to find out from the reporter who wrote the newspaper piece whether she had first-hand information, and she declined to divulge this. Defendant asked for a hearing to determine the sources of the reporter's information, and whether the district judge was angry, and if he was the source of his anger.

The district judge ordered defendant to file affidavits to support the truth of his allegations. Defendant responded with a group of nearly 30 duplicate boilerplate affidavits, each saying:

After reading the article, I seriously doubt that Judge Brevard Hand can be impartial in his treatment of Gary Greenough, if he were the judge trying Mr. Greenough's case. If what Ms. Taylor [the reporter] says is true, I definitely feel Judge Hand would be biased against Mr. Greenough and would not afford him a partial trial.

The court filed a lengthy order denying the motion. As the district court pointed out, the standard for determining whether a judge should disqualify himself under Sec. 455 is an objective one, whether a reasonable person knowing all the facts would conclude that the judge's impartiality might reasonably be questioned. Hepperle v. Johnston, 590 F.2d 609, 614 (5th Cir.1979). Section 455 does not require the judge to accept all allegations by the moving party as true. If a party could force recusal of a judge by factual allegations, the result would be a virtual "open season" for recusal. Phillips v. Joint Legislative Com. 637 F.2d 1014 (5th Cir.1981) (Unit A).

There are twin, and sometimes competing, policies that bear on the application of the Sec. 455(a) standard. The first is that courts must not only be, but must seem to be, free of bias or prejudice. Thus the situation is viewed through the eyes of the objective person. A second policy is that a judge, having been assigned to a case, should not recuse himself on unsupported, irrational, or highly tenuous speculation. If this occurred the price of maintaining the purity of the appearance of justice would be the power of litigants or third parties to exercise a veto over the assignment of judges.

Because there exists this second policy, our inquiry cannot stop with the questions: have a number of people thought or said that a judge should not preside over a given case? has the judge's failure to recuse himself been a subject of unfavorable comment in the media? or, would the judge have avoided controversy and the need for appellate review had he stepped aside?

In re United States, 666 F.2d 690, at 694 (1st Cir.1981). Rather, a charge of partiality must be supported by facts.

Although public confidence may be as much shaken by publicized inferences of bias that are false as by those that are true, a judge considering whether to disqualify himself must ignore rumors, innuendos, and erroneous information published as fact in the newspapers ... To find otherwise would allow an irresponsible, vindictive or self-interested press informant and/or an irresponsible, misinformed or careless reporter to control the choice of judge.

Id. at 695.

A district court in this circuit, quoting from In re United States, has reached the same conclusion in a case of great importance and high publicity.

"[T]o the extent the doubts [concerning the judge] were created by representatives of the press shown to be not grounded in fact, they cannot require disqualification." The mere fact that the issue of disqualification of Judge Clemon has drawn the attention of the media, resulting in extensive coverage is not, in itself, a good reason to reassign this case.

U.S. v. State of Alabama, 582 F.Supp. 1197, 1208 (N.D.Ala.1984).

The district judge, after reviewing these authorities, reviewed the factual basis of the motion. He noted that the statement attributed to the state judge referred to "direct communications" but contained no indication of any anger exhibited by the federal judge, and that in the...

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