U.S. v. Greer, 2:95-CR-72.
| Decision Date | 19 February 1997 |
| Docket Number | No. 2:95-CR-72.,2:95-CR-72. |
| Citation | 956 F.Supp. 520 |
| Court | U.S. District Court — District of Vermont |
| Parties | UNITED STATES of America v. William GREER, a/k/a "Thomas William Dodds," Stephen Hutchins, Michael Maple, Thomas Cook, a/k/a "George Wright," Gregory Stevens, Martin Scott, and Glen Koski, Defendants. |
Robert Francis O'Neill, Gravel & Shea, Burlington, VT, Paul S. Volk, Blodgett, Watts & Volk, Burlington, VT, Robert Kalina, Rubin & Bailin, New York City, for Greer.
Mark Alan Kaplan, Jarvis & Kaplan, Burlington, VT, Barry Edward Griffith, Griffith & Lundeen, P.C., Rutland, VT, Theodore Frederic Robare, Theodore Robare, P.C., Rutland, VT, for Hutchins.
Bradley Specht Stetler, Stetler & Allen, Burlington, VT, for Cook.
Mark John Keller, Cain & Keller, Burlington, VT, for Stevens.
Richard C. Bothfeld, Bothfeld & Volk, P.C., Burlington, VT, L. Randolph Amis, III, L. Randolph Amis, P.C., Burlington, VT, for Peryea.
Robert Andres, Burlington, VT, for Carr.
David J. Williams, Sleigh & Williams, St. Johnsbury, VT, for Scott.
Barry Edward Griffith, Griffith & Lundeen, P.C., Rutland, VT, for Cunningham.
Paul S. Volk, Blodgett, Watts & Volk, Burlington, VT, for Desautel.
Martin A. Maley, Kissane Associates, St. Albans, VT, for Koski.
Thomas D. Anderson, David V. Kirby, Asst. U.S. Attys., Burlington, VT, for U.S.
The Defendants have challenged various counts of the superseding indictment1 as duplicitous or multiplicitous (papers 72, 97, 103, 241). They alternatively seek dismissal of the offending counts, or to require the government to elect the counts on which it will proceed. Defendant Hutchins has also moved for severance from his co-defendants on Count 2 of the original indictment (paper 84). The Defendants have also moved to dismiss Count IV for selective prosecution (paper 241). For the reasons that follow, Defendants' motions to dismiss and/or elect and to sever are denied.
Defendant Stevens has moved to dismiss Counts I and II as duplicitous. He argues that Counts I and II in fact charge four separate conspiracies, one that occurred in the 1980's, one whose goal was to import hashish from the Netherlands into Canada in 1989, one involving the exportation of currency from the United States into Canada, and one whose goal was to import hashish from the Netherlands into Canada in 1991.
An indictment is duplicitous if it joins two or more distinct crimes in a single count. United States v. Murray, 618 F.2d 892, 896 (2d Cir.1980). An indictment, therefore, may not charge multiple conspiracies in a single count. Id. A single conspiracy may have multiple objects, however, and "the allegation in a single count of a conspiracy to commit several crimes is not duplicitous." Braverman v. United States, 317 U.S. 49, 54, 63 S.Ct. 99, 102, 87 L.Ed. 23 (1942). Moreover, a single agreement to commit an offense does not become several conspiracies because it continues over a period of time. Id. at 52, 63 S.Ct. at 101.
In Count 1 the government has alleged a conspiracy to import and export hashish and marijuana in violation of 21 U.S.C. § 952 and § 953. In Count 2 the government has alleged a conspiracy to distribute and possess with intent to distribute hashish, marijuana and cocaine in violation of 21 U.S.C. § 841(a)(1). The conspiracy charged in Count 1 alleges one continuing scheme of drug trafficking, involving smuggling drugs and money between Vermont and Quebec by different routes over the course of several years, and the importation and attempted importation of multi-ton quantities of hashish from Pakistan. The conspiracy charged in Count 2 alleges the same continuing scheme, with the additional claim that the defendants also obtained cocaine in Florida for distribution in Vermont.
The essence of the crimes charged in Counts 1 and 2 is an agreement to engage in drug trafficking. Neither Count 1 nor Count 2 is duplicitous on its face. The evidence at trial may prove a single conspiracy, multiple conspiracies or none at all. Whether the government has proved a single conspiracy or multiple independent conspiracies will be an issue for the jury to decide. United States v. Aracri, 968 F.2d 1512, 1519 (2d Cir.1992). Defendant Stevens' motion to dismiss (paper 103) is denied.
The Defendants have moved to dismiss or require election on Counts 1 and 2 on the ground that they are multiplicitous. The Count 1 conspiracy charge is brought under 21 U.S.C. § 963, and the Count 2 conspiracy charge is brought under 21 U.S.C. § 846. The defendants, means and overt acts described are identical for both counts, with the exception that count 2 includes additional allegations involving cocaine.
An indictment is multiplicitous if it charges a single offense in more than one count. United States v. Seda, 978 F.2d 779, 780 (2d Cir.1992) (quoting United States v. Maldonado-Rivera, 922 F.2d 934, 969 (2d Cir.1990)). The doctrine derives from the double jeopardy clause of the Fifth Amendment to the United States Constitution, which prohibits multiple punishments for the same offense. Id. at 969. The test set forth in Blockburger v. United States, 284 U.S. 299, 304, 52 S.Ct. 180, 182, 76 L.Ed. 306 (1932) is employed to determine whether Congress intended the same conduct to be punishable under two criminal provisions. Ball v. United States, 470 U.S. 856, 861, 105 S.Ct. 1668, 1671-72, 84 L.Ed.2d 740 (1985). The Blockburger test "requires that courts examine the offenses to ascertain `whether each provision requires proof of a fact which the other does not.'" Iannelli v. United States, 420 U.S. 770, 785, n. 17, 95 S.Ct. 1284, 1294, n. 17, 43 L.Ed.2d 616 (1975) (quoting Blockburger, 284 U.S. at 304, 52 S.Ct. at 182).
In Albernaz v. United States, 450 U.S. 333, 101 S.Ct. 1137, 67 L.Ed.2d 275 (1981), the United States Supreme Court considered whether Congress intended consecutive sentences to be imposed for convictions of violating sections 846 and 963 as part of a single course of conduct. Applying Blockburger, the Court determined that the statutes at issue described separate offenses "the violations of which can result in the imposition of consecutive sentences." Albernaz, 450 U.S. at 339, 101 S.Ct. at 1142.
Albernaz dictates the conclusion that Counts 1 and 2 of this indictment do not pose a multiplicity problem. See also United States v. Nakashian, 820 F.2d 549 (2d Cir. 1987). The Defendants' motions to dismiss or elect with regard to Counts 1 and 2 are denied.
The Defendants have also moved to require election between Counts 1 and 2, and Count 3, which charges them with conducting a continuing criminal enterprise, in violation of 21 U.S.C. § 848. In its recent decision in Rutledge v. United States, ___ U.S. ___, 116 S.Ct. 1241, 134 L.Ed.2d 419 (1996), the United States Supreme Court, again applying Blockburger, held that Congress intended to authorize only one punishment for convictions of sections 846 and 848 stemming from the same conduct. It concluded that § 846, conspiracy, is a lesser included offense of § 848, continuing criminal enterprise. Id. at ___, 116 S.Ct. at 1247.
Defendants' motion to require election between the conspiracy charge and the continuing criminal enterprise charge is denied as well. Rutledge indicates that the appropriate method of avoiding unauthorized multiple punishment in this situation is by a lesser included offense jury instruction. Id. at ___, n. 16, 116 S.Ct. at 1250, n. 16.
Defendant Greer has moved to dismiss Count 4 as multiplicitous of Count 2. Count 2 alleges a conspiracy to distribute and possess with intent to distribute hashish and marijuana. Count 4 alleges a conspiracy to have a United States citizen on board a vessel distribute and possess with intent to distribute hashish.
Again, Blockburger supplies the test: "whether each provision requires proof of a fact which the other does not." 284 U.S. at 304, 52 S.Ct. at 182. The conspiracy charged in Count 2 included the conduct charged in Count 4. However, Count 4 requires proof of facts that Count 2 does not, specifically that a United States citizen was on board a vessel trafficking in drugs, or that an individual was trafficking in drugs on board a vessel subject to the jurisdiction of the United States. The Count 2 conspiracy, although it embraces the conduct alleged in Count 4, does not require proof of the elements of the Count 4 conspiracy to achieve a conviction. There is no multiplicity.
Defendant Hutchins has requested a separate trial on Count 2 of the original indictment, asserting that the Government does not have credible evidence that he was involved in any conspiracy to traffic in cocaine. Count 2 of the superseding indictment explicitly asserts that Michael Johnson and James Mayo transported kilogram quantities of cocaine from Florida to Vermont for Defendants Greer and Hutchins.
Rule 8(b) of the Federal Rules of Criminal Procedure provides that two or more defendants may be charged in the same indictment or information if they are alleged to have participated in the same act or transaction or in the same series of acts or transactions. Rule 14 of the Federal Rules of Criminal Procedure provides for relief from prejudicial joinder by permitting severance of defendants or counts or any other relief that justice may require.
On a motion to sever under Fed.R.Crim.P. 14, a defendant bears the burden of demonstrating that joinder is so prejudicial as to amount to a miscarriage of justice. United States v. Cervone, 907 F.2d 332, 341 (2d Cir.1990). Hutchins has not met this burden.
Count 2 of the superseding indictment charges, as part of a conspiracy among all the defendants to distribute hashish, marijuana and cocaine, that Hutchins participated with Greer in conspiring to have quantities of cocaine transported to Vermont from...
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