U.S. v. Kennard, 85-3098

Decision Date05 September 1986
Docket NumberNo. 85-3098,85-3098
Citation799 F.2d 556
Parties-5782, 86-2 USTC P 9775 UNITED STATES of America, Plaintiff-Appellee, v. Oscar A. KENNARD, Defendant-Appellant.
CourtU.S. Court of Appeals — Ninth Circuit

Roger M. Olsen, Robert E. Lindsay, David F. Axelrod, Dept. of Justice, Washington, D.C., for plaintiff-appellee.

Phillip M. Margolin, Portland, Or., for defendant-appellant.

Appeal from the United States District Court for the District of Oregon.

Before WRIGHT, GOODWIN, and NELSON, Circuit Judges.

PER CURIAM:

We reverse the judgment and conviction on four counts of failing to file income tax returns and submitting false withholding certificates to an employer, and we remand to the district court for further proceedings. We recognize that the district judge was presented with continued efforts by Kennard to delay the first trial, to disrupt it, and to demean it.

All of these actions were sufficient provocation for appropriate sanctions. Nevertheless, the court erred in denying the appellant the right to counsel and a brief continuance to obtain an attorney.

Kennard had once been tried on the charges and a mistrial was declared when the jury could not reach a verdict. At the first trial, Kennard had waived his right to counsel, after being advised that he should have an attorney. He proceeded with advice from a lay adviser at counsel table, offered a vigorous defense, called witnesses, and made appropriate motions.

The second trial was scheduled only two working days after the mistrial. The government informed the court that it would call a new witness, not called at the first trial, and would have other exhibits. The defendant then moved for a continuance so that he might have an attorney to represent him. The motion was denied, the case proceeded to trial, this time without Kennard's lay assistant to aid him because the judge objected to the demeanor and appearance of the lay person.

Denial of a continuance is reviewed for a clear abuse of discretion. United States v. Flynt, 756 F.2d 1352, 1358 (9th Cir.), amended on other grounds, 764 F.2d 675 (1985). But the sixth amendment right to counsel is so fundamental that we may not countenance a denial of the right absent a clearly expressed waiver, voluntarily given. Johnson v. Zerbst, 304 U.S. 458, 464-65, 58 S.Ct. 1019, 1023, 82 L.Ed. 1461 (1938) (presumption against waiver); Adamson v. Ricketts, 789 F.2d 722, 727 (9th Cir.1986) (en banc) (discussing waiver of constitutional rights). There was no waiver here before the second trial.

That there had been a waiver earlier has no effect on Kennard's rights at a second trial. Cf. Arnold v. United States, 414 F.2d 1056, 1059 (9th Cir.1969) (valid waiver carries forward through all stages of a case unless appointment in subsequent stage is expressly requested), cert. denied, 396 U.S. 1021, 90 S.Ct. 593, 24 L.Ed.2d 514 (1970). Whe...

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6 cases
  • U.S. v. Wadsworth
    • United States
    • U.S. Court of Appeals — Ninth Circuit
    • 22 Octubre 1987
    ...S.Ct. 884, 890, 8 L.Ed.2d 70 (1962) ("[p]resuming waiver from a silent record is impermissible"); see also United States v. Kennard, 799 F.2d 556, 557 (9th Cir.1986) (per curiam) (explicit waiver required for a second trial although defendant waived his right to counsel at his first We also......
  • Menefield v. Borg
    • United States
    • U.S. Court of Appeals — Ninth Circuit
    • 2 Agosto 1989
    ...practical distinction between delay on the eve of trial and delay at the time of a post-trial hearing. Cf. United States v. Kennard, 799 F.2d 556 (9th Cir.1986) (per curiam) (absolute right to counsel in retrial after defendant represented himself in initial trial). Delay immediately prior ......
  • U.S. v. Springer, 94-10148
    • United States
    • U.S. Court of Appeals — Ninth Circuit
    • 3 Abril 1995
    ...to do so. See Menefield v. Borg, 881 F.2d 696, 699-701 (9th Cir.1989) (waiver withdrawn for new trial hearing); United States v. Kennard, 799 F.2d 556, 557 (9th Cir.1986) (waiver withdrawn before retrial). That is not this case. Here, Springer asserted the right to self-representation and w......
  • Zemunski v. Kenney
    • United States
    • U.S. District Court — District of Nebraska
    • 3 Febrero 1992
    ...III judge, involving "important constitutional rights," to the right to withdraw waivers of the right to counsel, United States v. Kennard, 799 F.2d 556 (9th Cir.1986), and the right to withdraw a waiver of a jury trial before retrial of the same case, Groth, supra, the Mortensen court The ......
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