U.S. v. Kiliyan, 74-1426

• Citation: 504 F.2d 1153
• Decision Date: 24 February 1975
• Docket Number: No. 74-1426,74-1426
• Parties: UNITED STATES of America, Appellee, v. Arman KILIYAN, Jr., Appellant.
• Court: United States Courts of Appeals. United States Court of Appeals (8th Circuit)

Page 1153

504 F.2d 1153

UNITED STATES of America, Appellee, v. Arman KILIYAN, Jr., Appellant.

No. 74-1426.

United States Court of Appeals Eighth Circuit.

Submitted Sept. 11, 1974.

Decided Nov. 1, 1974, Certiorari Denied Feb. 24, 1975, See

95 S.Ct. 1333.

Donald L. Schlapprizzi, St. Louis, Mo., for appellant.

Richard E. Coughlin, Asst. U.S. Atty., St. Louis, Mo., for appellee.

Before VAN OOSTERHOUT, Senior Circuit Judge and HEANEY and STEPHENSON, Circuit Judges.

HEANEY, Circuit Judge.

Arman Kiliyan, Jr., was convicted on two counts of violating federal firearms statutes. Count I involved the making of firearms (two hand grenades) without filing application and without payment of a making tax, in violation of 26 U.S.C. 5861(f). Count II involved the transfer of the same firearms without paying a transfer tax, in violation of 26 U.S.C. 5861(e). ¹ The sole issue raised on appeal is whether the District Court erred in denying the petitioner's request to vacate and correct the imposition of two consecutive eight-year prison setences, in light of 26 U.S.C. 5871 which provides for a maximum prison sentence of ten years for violation of 'any provision' of the firearms chapter.

In support of his contention, the petitioner points to United States v. Clements, 471 F.2d 1253 (9th Cir. 1972), and United States of America v. Ackerson, 502 F.2d 300 (8th Cir. 1974), each of which held that the punishment meted out to the defendant for certain multiple violations of the firearms statute could not exceed ten years. As in those two cases, there is no question but that Congress had the power under the Constitution to impose cumulative sentences for the offenses for which the petitioner was charged. The question is solely one of statutory interpretation. For reasons set forth below, we hold that Clements and Ackerson are not controlling here, and that the total sentence of sixteen years given to the petitioner was permissible under 5871. ²

In Clements, the defendant was convicted of violating 5861(c) (possession of a firearm upon which a making tax had not been paid), 5861(d) (possession of a firearm which had not been registered to him), and 5861(f) (making a firearm without payment of a making tax). The Court, in deciding that the statute did not allow cumulative punishment exceeding ten years, stressed that a 'single transaction' was involved:

The effect of the Government's construction of the Act * * * was to divide the single transaction of unlawfully making a firearm into three separate offenses, which, could be aggregated to pyramid punishment. * * *

United States v. Clements, supra, 471 F.2d at 1254.

In Ackerson, the defendant was convicted of violating 5861(c) (possessing a firearm upon which a making tax had not been paid) and 5861(d) (possessing a firearm which had not been registered to him). In dictum, since he had not in fact been sentenced to more than ten years, this Court declared that the cumulative sentence for the unlawful possession of the gun could not properly exceed ten years. In so holding, we spoke of 'one course of conduct' by the defendant. ³ United States of America v. Ackerson, supra, 502 F.2d at 305, 306.

The theory underlying Ackerson's 'one course of conduct' language, as well as Clements' 'single transaction' language, was a theory of merger, tracing its roots at least as far back as Prince v. United States, 352 U.S. 322, 77 S.Ct. 403, 1 L.Ed.2d 370 (1957). That case held that when Congress prescribed a twenty-year sentence for bank robbery and a twenty-year sentence for entry of a bank with intent to commit a felony therein, it had no intended that a defendant who had committed bank robbery could be sentenced to more than twenty years. In reaching its decision, the Court relied heavily on the fact that the latter offense had been 'merged' with the former, since anyone who robs a bank presumably entered it with intent to do so. Id. at 328-329, 77 S.Ct. 403.

When we read Clements and Ackerson in the light of Prince, the reasons for their nonapplicability are apparent. In Ackerson, the defendant was dually charged for unlawfully possessing a firearm. Since it had been made without payment of a making tax, it was, as an inevitable incident to that unlawful making, obviously not going to be registered to him. Hence, the two offenses were merged. In Clements, the defendant's unlawful action was in making the firearm and retaining it. The Court there stressed that 'possession is always incidental to making by the person who is the maker.' United States v. Clements supra, 471 F.2d at 1254. Again, the offenses were merged. Here, however, unlawful making and unlawful transfer are separate, non-merged offenses; transfer is not 'always incidental to making by the person who is the maker.'

We recognize that an argument can be made that Congress intended a single punishment for one who carries out a scheme to make and transfer a firearm. The argument is that the making and transfer prohibitions are but a small part of the grand regulatory scheme of the Act, aimed at controlling the distribution and possession of firearms through an elaborate system of registration and taxation. The contention is that, so long as each person who acts to keep a firearm out of the channels of registration and taxation is punished, the goal of the Act is achieved and it...