U.S. v. McQueen, 95-5615

• Decision Date: 06 March 1997
• Docket Number: No. 95-5615,95-5615
• Citation: 108 F.3d 64
• Parties: UNITED STATES of America, Plaintiff-Appellee, v. James McQUEEN, Defendant-Appellant.
• Court: U.S. Court of Appeals — Fourth Circuit

Page 64

108 F.3d 64

UNITED STATES of America, Plaintiff-Appellee, v. James McQUEEN, Defendant-Appellant.

No. 95-5615.

United States Court of Appeals Fourth Circuit.

Argued Dec. 6, 1996.

Decided March 6, 1997.

ARGUED: Michael Smith Scofield, Law Offices Of Michael Scofield, Charlotte, NC, for Appellant. John Michael Barton, Assistant United States Attorney, Columbia, SC, for Appellee. ON BRIEF: John J. Cacheris, Law Offices Of Michael Scofield, Charlotte, NC, for Appellant. Margaret B. Seymour United States Attorney, Columbia, SC, for Appellee.

Before RUSSELL and MOTZ, Circuit Judges, and MICHAEL, Senior United States District Judge for the Western District of Virginia, sitting by designation.

Vacated and remanded by published opinion. Judge RUSSELL wrote the opinion, in which Judge MOTZ and Senior Judge MICHAEL joined.

OPINION

DONALD S. RUSSELL, Circuit Judge:

James McQueen appeals his two concurrently-running sentences from his convictions for conspiracy to distribute heroin, cocaine, and crack cocaine, marijuana, and various prescription pills, and for making a material false declaration before a grand jury. McQueen asserts that the Government's breach of its plea agreement warrants remanding his case for resentencing. Because the Government violated the terms of the plea agreement, we vacate McQueen's sentence and remand the case for specific performance of that agreement.

I.

In the mid-1980s, James McQueen began delivering heroin for Frank and Leroy Jones, Jr., kingpins of a drug distribution organization in South Carolina. By the early 1990s, McQueen's responsibilities included purchasing and delivering marijuana, and assisting Frank Jones in distributing prescription pills. McQueen's drug activities finally led to his arrest in March 1994.

One month after McQueen's arrest, a federal grand jury issued a superseding indictment charging him with conspiracy to distribute heroin, cocaine, crack cocaine, marijuana, and various prescription pills in violation of 21 U.S.C. § 846 and with making a material false declaration before a grand jury in violation of 18 U.S.C. § 1623. McQueen's perjury charge stemmed from his appearance before an earlier federal grand jury. At that appearance he had denied any knowledge of the Jones' illegal organization and any personal involvement therein.

At McQueen's trial, the jury found him guilty of the perjury count. While the jury continued deliberating on the conspiracy count, the Government and McQueen entered into an oral plea agreement, which was never reduced to writing. Pursuant to the plea agreement, McQueen pled guilty to the conspiracy charge. As gleaned from the transcript of the guilty plea hearing, the Government promised to (1) recommend that McQueen receive a sentence of no more than 63 months; and (2) recommend that McQueen receive a two-level adjustment for acceptance of responsibility.

At McQueen's sentencing hearing, the Government failed to honor both of its promises under the plea agreement. In fact, when the district court determined McQueen had not accepted responsibility and his sentence fell within the applicable guideline range of 78-90 months, the Government said it could not ask the court to give McQueen 63 months because it believed there was no factual or legal basis for a downward departure. Furthermore, the Government stated that when it had agreed to recommend a sentence of 63 months, it had assumed "that [McQueen] would get acceptance of responsibility." In other words, the Government had pre-calculated the acceptance of responsibility departure into the 63 month agreement. Consequently, McQueen received 78 months imprisonment on the drug conspiracy charge and 60 months imprisonment on the perjury count, the sentences to run concurrently.

II.

McQueen asserts that the Government's failure to argue the plea agreement terms to the sentencing court amounted to a breach of the plea agreement. The Government concedes (and the record of evidence supports) that it breached the plea agreement by not keeping either promise. Because McQueen raises this issue for the first time on appeal, however, we must affirm the sentence imposed by the district court unless we find plain error. ¹

The interpretation of plea agreements is guided by contract law, and parties to the agreement should receive the benefit of their bargain. ² Because a defendant's fundamental and constitutional rights are implicated when he is induced to plead guilty by reason of a plea agreement, our analysis of the plea agreement or a breach thereof is conducted with greater scrutiny than in a commercial contract. ³ When reviewing a breached plea agreement for plain error, therefore, we must establish whether the breach was "so obvious and substantial that failure to notice and correct it affect[ed] the fairness, integrity or public reputation of the judicial proceedings." ⁴

McQueen entered into an oral plea agreement with the Government that induced him to plead guilty to the conspiracy charge against him. At the sentencing hearing, however, the Government eschewed its obligations under the plea agreement. The...