U.S. v. Neal

• Citation: 951 F.2d 630
• Decision Date: 13 January 1992
• Docket Number: No. 91-4261,91-4261
• Parties: UNITED STATES of America, Plaintiff-Appellee, v. Judith A. NEAL, Defendant-Appellant.
• Court: United States Courts of Appeals. United States Court of Appeals (5th Circuit)

Page 630

951 F.2d 630

UNITED STATES of America, Plaintiff-Appellee, v. Judith A. NEAL, Defendant-Appellant.

No. 91-4261.

United States Court of Appeals,

Fifth Circuit.

Jan. 13, 1992.

John William Focke, II, Monroe, La., for defendant-appellant.

Josette L. Cassiere, Asst. U.S. Atty. and Jos. S. Cage, Jr., U.S. Atty., Shreveport, La., for plaintiff-appellee.

Appeal from the United States District Court for the Western District of Louisiana.

Before CLARK, Chief Judge, JONES, Circuit Judge and PARKER ^*, District Judge.

ROBERT M. PARKER, District Judge:

Judith A. Neal appeals her criminal conviction for obstruction of justice. We AFFIRM.

The Federal District Clerk for the Monroe Division of the Western District of Louisiana received a letter purportedly written by Mrs. Gladys Collins who had served as a juror in a criminal case styled United States versus Fryar. The letter stated:

Dear Sir:

I was on the jury last January that voted against Fryar for sending that My address is 2205 Ellis St., W'boro, Louisiana 71295

                girl to Steve's room.   We new (sic) that it was not right.   It bothers me.   If he was sent to jail let me know
                

Yours truly,

Gladys Collins.

Fryar's attorney sought a stay of Fryar's appeal, which was pending at the time the letter was received, and moved for a new trial on the basis of the letter.

Appellant admitted that she wrote the letter and addressed the envelope. Defendant Robert Swayzer, who was also indicted for obstruction of justice, dictated the letter to Appellant. She turned the letter over to Swayzer when it was completed.

On January 14, 1991, a jury found Appellant guilty. The Court sentenced Appellant to eighteen (18) months in prison, three (3) years of supervised release and a mandatory cost assessment of $50.00.

Appellant appeals the conviction bringing four points of error.

MOTION TO DISMISS THE INDICTMENT

In her first point of error Appellant contends that the trial court erred in denying her Motion to Dismiss the Indictment. She complained the indictment failed to allege that the defendant caused the letter to be communicated and/or delivered to the clerk.

The indictment specifies Judith A. Neal endeavored to influence, obstruct and impede the due administration of justice in United States v. Fryar, in that she wrote a letter to the U.S. Clerk of Court, purportedly from a juror in that case, when said letter was not written by the juror, all for the purpose of fraudulently obtaining a new trial in the case of United States v. Fryar, all in violation of Title 18, United States Code, Section 1503.

The essential elements which must be alleged in an indictment for violation of the omnibus clause of 18 U.S.C. § 1503 are that there was a pending judicial proceeding, the defendant had knowledge or notice of the pending proceeding, and the defendant acted corruptly with the specific intent to obstruct or impede the proceeding or the due administration of justice. United States v. Williams, 874 F.2d 968 (5th Cir.1989). The Appellant contends that the indictment must also allege facts concerning her intent or attempt to deliver the letter to the Clerk. Appellant argues that the mere writing of a letter without delivery or communication cannot produce an effect required for violation of the statute. She cites the following language from Cole v. United States, 329 F.2d 437 (9th Cir.1964), as authority for her position, "... only that is proscribed which produces or which is capable of producing an effect that prevents justice from being duly administered." The Fifth Circuit adopted the same interpretation of the statute verbatim in United States v. Howard, 569 F.2d 1331 (5th Cir.1978).

The omnibus clause of 18 U.S.C. § 1503 makes an offense of any proscribed endeavor, without regard to the technicalities of the law of attempts or the doctrine of impossibility. United States v. Williams, 874 F.2d 968, 481 (5th Cir.1989), citing Osborn v. United States, 385 U.S. 323, 87 S.Ct. 429, 17 L.Ed.2d 394, (1966). It is intended to cover all endeavors to obstruct justice. It was drafted with an eye to the variety of corrupt methods by which the proper administration of justice may be impeded or thwarted, a variety limited only by the imagination of the criminally inclined. U.S. v. Griffin, 589 F.2d 200 (5th Cir.1979). Appellant's argument that it is impossible to believe the letter was capable of impeding the administration of justice is without merit. The letter, in fact, interrupted and delayed the criminal appeal which was pending in the Fryar case at the time it was written.

REQUESTED JURY INSTRUCTION

In a related point of error, Appellant complains of the denial of her requested jury instruction, quoting the following language from United States v. Brand, 775 F.2d 1460 (11th Cir.1985):

"Only that is proscribed which produces or which is capable of producing an effect This is the same language the Fifth and Ninth Circuits used in interpreting the statute. Cole v. U.S., supra, and United States v. Howard, supra.

that prevents justice from being duly administered."

The District Court may properly decline to give a requested instruction which incorrectly states the law, is without foundation in the evidence, or is stated elsewhere in the instructions. United States v. Robinson, 700 F.2d 205 (5th Cir.1983). The refusal to give a requested jury charge is reversible error only if the instruction was substantially correct, was not substantially covered in the charge delivered to the jury, and it concerned an important issue so that failure to give it seriously impaired defendant's ability to present a given defense. United States v. Duncan, 919 F.2d 981 (5th Cir.1990). First, we find that the requested instruction was a correct statement of the law. However the Appellant's argument fails under the second prong of the test. The charge given substantially covered the requested instruction with the following language: "An act of influencing, impeding or obstructing justice includes any means producing or capable of producing an effect that prevents justice from being duly administered." (emphasis added) We therefore hold that the District Court did not err in denying Appellant's requested jury charge.

AIDING AND ABETTING

The Court instructed the jury over defendant's objection:

"The guilt of a defendant in a criminal case may be established without proof that the defendant personally did every act constituting the offense alleged. The law...