U.S. v. Pipes, s. 97-1074

Decision Date11 September 1997
Docket Number97-1493,Nos. 97-1074,s. 97-1074
Citation125 F.3d 638
PartiesUNITED STATES of America, Appellee, v. Roderick S. PIPES, Appellant. UNITED STATES of America, Appellee, v. LaSalle N. WALDRIP, Appellant.
CourtU.S. Court of Appeals — Eighth Circuit

Michael J. Hansen, Lincoln, NE, argued (Stephen A. Burt, on the brief), for appellant Pipes.

David R. Stickman, Assistant Federal Public Defender, Omaha, NE, argued, for appellant Waldrip.

Richard E. Rothrock, Assistant U.S. Attorney, Lincoln, NE, argued, for appellee.

Before MURPHY and HEANEY, Circuit Judges, and BOGUE, 1 District Judge.

HEANEY, Circuit Judge.

Roderick S. Pipes and LaSalle N. Waldrip appeal from their convictions for possession of cocaine base with intent to distribute, arguing that the search of their rental car violated the Fourth Amendment. Additionally, Pipes challenges the district court's finding that he failed to make a threshold showing that the government acted irrationally in refusing to file a motion for downward departure for substantial assistance under section 5K1.1 of the United States Sentencing Guidelines (U.S.S.G.) and 18 U.S.C. § 3553(e). We affirm the district court on the Fourth Amendment issue. We reverse Pipes' sentence, however, and remand for an evidentiary hearing to determine whether the government acted irrationally in failing to request the downward departure.

I.
A. Motion to Suppress

In April, 1995, Nebraska State Patrol Trooper Jeffrey Ward received a teletype message from the Utah State Patrol that described two vehicles, stated that the occupants had "known gang associations," and advised law enforcement to "investigate transportation controlled substance" and "make own case." Assisted by a computer program, Ward estimated when the vehicles would arrive in Nebraska and began a careful watch for them. At the suppression hearing, Ward admitted that his plan if he saw the two vehicles was to keep them in his view until he had an opportunity to stop them.

Early the next morning, Ward saw two vehicles that matched the descriptions in the teletype. He verified by radar that the lead car was speeding and observed that the other car was following at a constant speed. Lancaster County Deputy Sheriff James Baird responded to Ward's call for assistance to stop the cars. Ward informed Baird that the two vehicles had been clocked for speeding and that he had seen a teletype regarding possible narcotics trafficking. Ward stated that he would pull over the lead car and instructed Baird to cover the other vehicle, which was occupied by Pipes and Waldrip. Baird activated his lights and sirens and shined his spotlight into the car. Pipes and Waldrip raised their hands and shrugged their shoulders, but did not stop. Baird observed Waldrip lean out the passenger side window and throw four bags containing a white substance Baird believed to be narcotics. Nearly a half mile later, Pipes and Waldrip pulled over. After the passengers exited the car, Baird saw a bag containing what proved to be crack cocaine on the driver's console and a piece of rock cocaine on the floorboard in front of the passenger seat.

A grand jury indicted Pipes and Waldrip for possession with intent to distribute fifty grams or more of a substance containing cocaine base in violation of 21 U.S.C. § 841(a)(1). Pipes and Waldrip filed a motion to suppress the evidence, arguing that the stop of their car was pretextual and thus unreasonable. The district court denied the motion. Pipes and Waldrip conditionally pleaded guilty to the charges, preserving their right to appeal the district court's denial of their suppression motion.

On appeal, Pipes and Waldrip argue that the stop and subsequent search of their car violated their rights under the Fourth Amendment. They contend that Baird lacked probable cause to stop them for speeding and that, in any event, he used the traffic violation as a pretext to search the vehicle for drugs. While Pipes and Waldrip attempt to challenge the basis for the traffic stop, the district court's findings support that Baird lawfully stopped the car for speeding, and we have no basis to disagree with that conclusion. We also agree with Pipes and Waldrip, however, that the officers' actual motive in stopping the vehicle was to investigate possible drug trafficking. Ward candidly admitted that he was following the teletype's instruction to "make own case" and that he intended to follow the two cars until he had a reason to stop them. Nonetheless, our court and the Supreme Court have made clear that "[s]ubjective intentions play no role in ordinary, probable-cause Fourth Amendment analysis." Whren v. United States, 517 U.S. 806, ----, 116 S.Ct. 1769, 1771, 135 L.Ed.2d 89, 98 (1996); see, e.g., United States v. Caldwell, 97 F.3d 1063, 1067 (8th Cir.1996). This court has made clear that "any traffic violation, even a minor one, gives an officer probable cause to stop the violator. If the officer has probable cause to stop the violator, the stop is objectively reasonable and any ulterior motivation on the officer's part is irrelevant." United States v. Bell, 86 F.3d 820, 822 (8th Cir.1996). Of course, officers must not selectively enforce the law based on unconstitutional considerations, but such claims fall under the Equal Protection Clause, not the Fourth Amendment. See Whren, --- U.S. at ----, 116 S.Ct. at 1771, 135 L.Ed.2d at 98. Officer Baird attempted to stop the vehicle based on the information he received from Ward that the vehicle had been speeding. The vehicle initially did not stop. While following the vehicle, Baird saw one of the passengers throw what he believed to be narcotics out of the window. After the car stopped, he saw the crack cocaine on the driver's console and the floorboard. We thus agree with the district court that, under Whren, Baird's actions did not violate Pipes' and Waldrip's Fourth Amendment rights.

B. Motion to Compel

Pipes argues that the district court erred in failing to compel the government to move for a downward departure for substantial assistance under section 5K1.1 of the sentencing guidelines and 18 U.S.C. § 3553(e). In support of Pipes' motion before the district court, his attorney filed an affidavit outlining the events following Pipes' arrest and indictment. In January 1996, Pipes entered into a plea agreement, which provided in part that he would "truthfully disclose all information regarding [his] activities and those of others" and that "any cooperation provided by [him] will be considered by the government" for a downward departure. At the time of the agreement, the government knew that Pipes' role in the drug-trafficking offense was minor and that any information he did have would likely be limited. In addition to the written plea agreement, a federal prosecutor later assured Pipes that if he provided helpful information, the government would make a downward departure motion on his behalf.

Pipes gave the Nebraska State Patrol a proffer agreement regarding his knowledge of illegal activities within Nebraska. He later met with an FBI agent in Kansas who was investigating the driver of the lead car Akale Green, for controlled substance violations in the Western District of Oklahoma. Pipes identified Green in a photo lineup and identified others as possibly related to the drug operation. The FBI agent stated that Pipes was very cooperative in answering all of his questions, that the information appeared truthful and accurate as it corroborated other evidence, and that the information would be helpful in the case against Green.

A grand jury indicted Green in Oklahoma. Leslie Maye, the United States Attorney assigned to Green's case, requested that Pipes' sentencing be postponed to give Pipes an incentive to testify at Green's trial. Shortly thereafter, Green entered into a plea agreement and Pipes' testimony became unnecessary. In September 1996, Maye wrote the United States Attorney's office in Nebraska that the Oklahoma office could not support a motion for downward departure on behalf of Pipes because, "based on the totality of the investigation," they had determined that "the information was not completely correct and Waldrip and Pipes were not being altogether truthful and forthcoming in their debriefing." (Letter from Maye to Rothrock of 9/24/96.)

Based on the letter from the Oklahoma office, the government refused to...

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