U.S. v. Rabanal

• Decision Date: 19 November 2007
• Docket Number: No. 06-10307.,No. 06-11281.,06-10307.,06-11281.
• Citation: 508 F.3d 741
• Parties: UNITED STATES of America, Plaintiff-Appellee, v. Marco Antonio RABANAL, also known as Marco Rabanal-Gal, Defendant-Appellant. United States of America, Plaintiff-Appellee, v. Francisco Villegas-Jaimes, also known as Francisco Peralta-Jaimes, also known as Francisco Villegas-Pancho, also known as Ignacio Souliz, also known as Pancho, also known as Jose Cruz Castillo, also known as Joe Cruz Castillo-Guzman, also known as Jose CC Guzman, Defendant-Appellant.
• Court: U.S. Court of Appeals — Fifth Circuit

508 F.3d 741

UNITED STATES of America, Plaintiff-Appellee, v. Marco Antonio RABANAL, also known as Marco Rabanal-Gal, Defendant-Appellant.

United States of America, Plaintiff-Appellee, v. Francisco Villegas-Jaimes, also known as Francisco Peralta-Jaimes, also known as Francisco Villegas-Pancho, also known as Ignacio Souliz, also known as Pancho, also known as Jose Cruz Castillo, also known as Joe Cruz Castillo-Guzman, also known as Jose CC Guzman, Defendant-Appellant.

No. 06-10307.

No. 06-11281.

United States Court of Appeals, Fifth Circuit.

November 19, 2007.

Delonia Anita Watson, Fort Worth, TX, Susan B. Cowger, Dallas, TX, for U.S. in No. 06-10307.

Kevin Joel Page, Jason Douglas Hawkins, Dallas, TX, for Rabanal.

Robert Austin Klinck, Fort Worth, TX, Charles William Brown, Juan Carlos Rodriguez, Dallas, TX, for U.S. in No. 06-11281.

Angie N. N'Duka, Dallas, TX, for Villegas-Jaimes.

Appeals from the United States District Court for the Northern District of Texas.

Before REAVLEY, SMITH and GARZA, Circuit Judges.

REAVLEY, Circuit Judge:

Marco Antonio Rabanal and Francisco Villegas-Jaimes appeal from their sentences in unrelated cases after pleading guilty to illegal reentry, in violation of 8 U.S.C. § 1326. Both defendants received sentence enhancements pursuant to U.S.S.G. § 2L1.2 because of prior convictions for alien smuggling offenses. Because of a commonality in the defendants' arguments, we sua sponte consolidate the two appeals.¹ Finding no error, we affirm both sentences.

Rabanal pleaded guilty to illegal reentry after removal, in violation of sections 1326(a) and (b)(2). His presentence report ("PSR") applied a 16-level upward adjustment under U.S.S.G. § 2L1.2(b)(1)(A)(vii) because a prior conviction for transporting aliens was an "alien smuggling offense" as defined in 8 U.S.C. § 1101(a)(43)(N). The PSR calculated a total offense level of 21, a criminal history category of III, and a guideline range of 46-57 months. Although Rabanal objected to the PSR, he did not object to the 16-level sentence enhancement. At the sentencing hearing, the Government moved for a downward departure based on substantial assistance under § 5K1.1. The district court overruled Rabanal's objections, granted the Government's request for a downward departure, and sentenced Rabanal to 33 months in prison.

Villegas also pleaded guilty to one count of illegal reentry after removal. Noting that Villegas had a prior conviction for "Bringing Undocumented Aliens Into the United States," the PSR characterized this offense as an "alien smuggling offense" and applied the 16-level enhancement of § 2L1.2(b)(1)(A)(vii). After a three-level reduction for acceptance of responsibility, Villegas's total offense level was 21, his criminal history category was V, and the advisory guidelines range was 70 to 87 months. Villegas did not object to the 16-level enhancement. The district court sentenced him to 87 months in prison.

Both Rabanal and Villegas argue on appeal that they should not have received sentence enhancements for prior alien smuggling offenses. Both contend that the Government failed to prove the necessary facts for the enhancement as it is defined within the Guidelines.

Section 2L1.2(b)(1)(A)(vii) of the Sentencing Guidelines provides for a 16-level enhancement to the base offense level when a defendant convicted of illegal reentry was previously deported after "an alien smuggling offense." The guideline commentary provides that "`[a]lien smuggling offense' has the meaning given that term in section 101(a)(43)(N) of the Immigration and Nationality Act (8 U.S.C. § 1101(a)(43)(N))."² Section 1101(a)(43), in turn, defines an "aggravated felony" to include "an offense described in paragraph (1)(A) or (2) of section 1324(a) of this title (relating to alien smuggling), except in the case of a first offense for which the alien has affirmatively shown that the alien committed the offense for the purpose of assisting, abetting, or aiding only the alien's spouse, child, or parent (and no other individual) to violate a provision of this chapter."³

As noted above, Rabanal was previously convicted of transporting aliens within the United States, and Villegas was previously convicted of bringing undocumented aliens into the United States. Both offenses were in violation of 8 U.S.C. § 1324(a). The defendants' respective PSRs characterized the prior offenses as alien smuggling for purposes of § 2L1.2(b)(1)(A)(vii). The defendants argue that the alien smuggling enhancements were erroneous because the records in their cases are insufficient to show that their prior offenses involved aliens other than their spouses or relatives.⁴ The defendants argue that the Government, as the proponent of the sentencing enhancement, has the burden of identifying the aliens previously transported in order to prove the prior convictions were for alien smuggling offenses. We disagree. The defendants urge a defense to their convictions and not an open question at the stage of their sentences.

The general rule is that "the party seeking an adjustment in the sentence level must establish the factual predicate justifying the adjustment."⁵ The factual predicate the Government must establish for a sentence enhancement under § 2L1.2(b)(1)(A)(vii) and the cross-reference to § 1101(a)(43)(N) is a prior conviction for an offense under 8 U.S.C. § 1324(a)(1)(A) or (2). The burden is on the defendant to "affirmatively show[ ]" that the prior...