U.S. v. Reyes

• Citation: 945 F.2d 862
• Decision Date: 23 October 1991
• Docket Number: No. 91-3004,91-3004
• Parties: UNITED STATES of America, Plaintiff-Appellee, v. Jorge L. REYES, Defendant-Appellant.
• Court: United States Courts of Appeals. United States Court of Appeals (5th Circuit)

Page 862

945 F.2d 862

UNITED STATES of America, Plaintiff-Appellee, v. Jorge L. REYES, Defendant-Appellant.

No. 91-3004

Summary Calendar.

United States Court of Appeals,

Fifth Circuit.

Oct. 23, 1991.

Lawrence B. Fabacher, II, New Orleans, La., for defendant-appellant.

Peter G. Strasser, Walter F. Becker, Jr., Asst. U.S. Attys., Harry Rosenberg, U.S. Atty., New Orleans, La., for plaintiff-appellee.

Appeal from the United States District Court for the Eastern District of Louisiana.

Before GARWOOD, HIGGINBOTHAM and BARKSDALE, Circuit Judges.

GARWOOD, Circuit Judge:

Defendant-appellant Jorge L. Reyes (Reyes) appeals the denial of his motion to reconsider the denial of an earlier motion to vacate a drug conviction by a writ of audita querela sought on the grounds that vacation of the conviction was necessary to afford him relief in deportation proceedings pending against him. ¹ Agreeing with the district court that a writ of audita querela is not available to vacate a conviction on general equitable grounds, we affirm.

Procedural History

In September 1988, as the result of a plea bargain, Reyes pleaded guilty in the court below to one count of conspiring, from December 1987 to May 1988, to possess cocaine hydrochloride with intent to distribute it, contrary to 21 U.S.C. §§ 841(a)(1) & 846. In December 1988 he was sentenced to six months in prison, three years of supervised release and a special assessment of fifty dollars. Pursuant to the plea agreement, the indictment's other count against Reyes was dismissed.

Reyes is a native of Venezuela, is in the United States on a student visa, and is married to a United States citizen. Shortly after Reyes served his referenced prison sentence, deportation proceedings against him were commenced by the Immigration and Naturalization Service (INS). Reyes was unable to secure a suspension of deportation under section 244(a) of the Immigration and Naturalization Act (INA), 8 U.S.C. § 1254(a), because of his conviction.

In July of 1989, Reyes filed in the court below a motion to vacate his conviction under Fed.R.Civ.P. 60(b) and for a writ of audita querela, arguing that his impending deportation was an unjustly harsh consequence of his conviction. The district court denied his motion on August 2, 1989.

In September of 1990, Reyes filed a motion to vacate his conviction that was nearly identical to his July 1989 motion. Again, the grounds of his motion were that a writ of audita querela was an appropriate remedy to allow him to avoid deportation resulting from his earlier conviction. The district court denied this second motion on October 16, 1990.

On November 30, 1990, Reyes filed a motion asking the district court to reconsider its October 16, 1990 denial of his second (his September 1990) motion to vacate. This motion to reconsider was denied on December 19, 1990. Reyes filed notice of appeal of the district court's denial of his motion to reconsider on December 27, 1990.

Discussion

Reyes' notice of appeal clearly states that appeal is being taken only of the district court's December 19 denial of Reyes November 30 motion to reconsider, and is plainly untimely as an appeal from the October 16, 1990 denial of the September 1990 motion to vacate.

Under the bright line standard set by this Court for post-judgment motions in Harcon Barge Co., Inc. v. D & G Boat Rentals, Inc., 784 F.2d 665 (5th Cir.1986), any post-judgment motion that asks for relief other than correction of a purely clerical error and which is filed more than ten days after judgment is entered is treated as a motion under Fed.R.Civ.P. 60(b). Id. at 667. Because Reyes' November 30 motion to reconsider was filed more than ten days after the district court's October 16 denial of Reyes' second motion to vacate, it must be treated as a Rule 60(b) motion. Considering the September 1990 motion to vacate as itself also a Rule 60(b) motion, then, a question exists as to whether denial of a successive motion, such as that of November 30, 1990, is appealable.

If Reyes' September 1990 and November 30, 1990 motions ² were ordinary Rule 60(b) motions, dismissal of the appeal would appear appropriate under the rule articulated in Burnside v. Eastern Airlines, Inc., 519 F.2d 1127 (5th Cir.1975). In Burnside, this Court held that a Rule 60(b) motion could not substitute for a proper and timely appeal. The Court concluded:

"The time for notice of appeal on plaintiff's initial Rule 60(b) motion having run, the filing of another such motion alleging substantially similar grounds for relief does not provide plaintiff with a second opportunity for appellate review." Id. at 1128.

Here, the proper course of action for Reyes would have been to file a timely notice of appeal within thirty days of the district court's August 2, 1989 denial of his original motion to vacate. Rather than doing so, however, Reyes followed with not one, but two more motions alleging not just "substantially similar," but identical grounds for relief.

However, because Reyes' motions pray for the vacation of a criminal conviction rather than a civil judgment and are not ordinary Rule 60(b) motions, we hesitate to apply Burnside. A motion for a writ of audita querela seeking vacation of a then otherwise final criminal conviction might perhaps more properly be considered, for presently relevant procedural purposes, as analogous to other postconviction remedies, such as the writs of habeas corpus and coram nobis. Rather than dismiss Reyes' appeal under a Burnside-Rule 60(b) analysis, then, we will consider a motion for a writ of audita querela as subject for these purposes to the procedural rules applicable to habeas corpus relief.

Proceedings in which a defendant seeks habeas corpus relief from federal custody under 28 U.S.C. § 2255 are not subject to the principles of res judicata. Sanders v. United States, 373 U.S. 1, 83 S.Ct. 1068, 1072-74, 10 L.Ed.2d 148 (1963); Daniels v. Blackburn, 763 F.2d 705, 706 (5th Cir.1985). However, Rule 9(b) of the Rules Governing 28 U.S.C. § 2255 Proceedings states, in relevant part:

"Successive Motions. A second or successive motion may be dismissed if the judge finds that it fails to allege new or different grounds for relief and the prior determination was on the merits...." Rule 9(b), 28 U.S.C. foll. § 2255.

A request for relief under § 2255 may be dismissed under this part of the rule if (1) the same ground presented in the subsequent application was determined adversely to the applicant on the prior application, (2) the court reached the merits of the previous petition, and (3) the ends of justice are served by refusing to reach the merits of the current petition. Moore v. Blackburn, 806 F.2d 560, 564 (5th Cir.1986) (citing Sanders, supra, 83 S.Ct. at 1077-79), cert. denied, 481 U.S. 1042, 107 S.Ct. 1988, 95 L.Ed.2d 827 (1987). See also Kuhlmann v. Wilson, 477 U.S. 436, 106 S.Ct. 2616, 2627-28, 91 L.Ed.2d 364 (1986) (indicating that ends of justice exception requires colorable showing of factual innocence); McDonald v. Blackburn, 806 F.2d 613, 621-22 (5th Cir.1986) (same). Cf. McCleskey v. Zant, --- U.S. ----, 111 S.Ct. 1454, 1471, 1474-75, 113 L.Ed.2d 517 (1991) (citing Kuhlmann and applying actual innocence test).

Reyes' three petitions for writ of audita querela are practically identical in terms of authorities, arguments, and issues. Had these motions been petitions for habeas relief, the September 1990 and November 1990 motions would clearly be successive and the district court need not have addressed them on their merits.

Assuming, arguendo, that relief for Reyes is not barred as discussed above, we conclude that in any event the district court was correct in its denial of relief on the merits. In its order denying Reyes' motion to reconsider, the district court held that:

"the writ [of audita querela ] was meant only to allow a defendant to present a defense not discovered until after judgment was rendered. Because Mr. Reyes is not raising a new defense but is merely seeking equitable relief for immigration purposes, the court will not reconsider its denial of his motion."

The writ of audita querela as applied to civil judgments was expressly abolished by amendments to Fed.R.Civ.P. Rule 60(b) effective in 1948. ³ However, because the Supreme Court in United States v. Morgan, 346 U.S. 502, 74 S.Ct. 247, 98 L.Ed. 248 (1954) held that the writ of coram nobis was still available in criminal proceedings, it is likely that Rule 60(b) did not abolish the writ of audita querela to the extent it might otherwise have been available to attack a criminal conviction. ⁴ Three circuits have now questioned, without deciding, whether audita querela is ever available to vacate an otherwise final criminal conviction. See United States v. Holder, 936 F.2d 1 (1st Cir.1991); United States v. Ayala, 894 F.2d 425 (D.C.Cir.1990); United States v. Kimberlin, 675 F.2d 866 (7th Cir.), cert. denied, 456 U.S. 964, 102 S.Ct. 2044, 72 L.Ed.2d 489 (1982). ⁵ We have similar doubts, but for present purposes we assume, without deciding, that in some set of circumstances audita querela might appropriately afford post-conviction relief to a criminal defendant.

Reyes does not challenge any aspect of his plea or conviction. Rather, his sole basis for arguing that a writ of audita querela is appropriate to vacate his conviction is that his deportation will be an inequitable consequence of his conviction if it is allowed to stand. He contends that his circumstances make deportation a greater harm for him and his family than is warranted by the government's interest in maintaining his criminal record. ⁶

Reyes' legal argument relies primarily on two district court cases which have found the writ of audita querela appropriate to provide equitable relief where a foreign national seeks adjustment of status under section 245A of the Immigration Reform and Control Act of 1986 (IRCA), 8 U.S.C. § 1255a. See United States v. Salgado, 692...