U.S. v. Schuster, 84-4705

CourtUnited States Courts of Appeals. United States Court of Appeals (5th Circuit)
Writing for the CourtBefore GARZA, POLITZ and HILL; POLITZ
Citation778 F.2d 1132
PartiesUNITED STATES of America, Plaintiff-Appellee, v. Richard E. SCHUSTER, M.D., Defendant-Appellant.
Docket NumberNo. 84-4705,84-4705
Decision Date23 December 1985

Page 1132

778 F.2d 1132
UNITED STATES of America, Plaintiff-Appellee,
v.
Richard E. SCHUSTER, M.D., Defendant-Appellant.
No. 84-4705.
United States Court of Appeals,
Fifth Circuit.
Dec. 23, 1985.

Page 1133

Johnston & Younger, Jerry T. Johnston, Michael P. Younger, Brandon, Miss., for defendant-appellant.

George Phillips, U.S. Atty., James B. Tucker, Asst. U.S. Atty., Jackson, Miss., for plaintiff-appellee.

Appeal from the United States District Court for the Southern District of Mississippi.

Before GARZA, POLITZ and HILL, Circuit Judges.

POLITZ, Circuit Judge.

Richard E. Schuster, M.D. was convicted of conspiracy and substantive counts involving the unlawful dispensing and distribution of controlled substances, 21 U.S.C. Secs. 846 and 841(a)(1). The sentence imposed included a period of confinement, probation, and a fine of $100,000. Schuster appealed. Acting pursuant to a motion under Rule 38(a)(3) of the Federal Rules of Criminal Procedure, the district court entered an order directing Schuster, pending appeal, to deposit with the clerk of the district court, as assurance for the payment of the fine if the conviction were affirmed, the sum of $100,000 "to be held by the Clerk in an interest-bearing account pending final resolution of this matter." Schuster complied with this order and made the deposit.

On October 26, 1985, Richard E. Schuster died of injuries sustained two weeks earlier in an auto accident. Unaware of Schuster's death, on November 26, 1985, we filed our opinion, 777 F.2d 264, affirming the convictions. Our mandate has not yet issued. The executor of decedent's estate now seeks a dismissal of the appeal and a return of the monies deposited. The motion before us includes an official Certificate of Death issued by the Mississippi State Department of Health, Vital Records, attesting to Schuster's death.

Under the firmly established rule in this circuit, the death of a defendant pending conclusion of the direct criminal appeal abates, ab initio, not only the appeal, but the entire criminal proceeding. United States v. Pauline, 625 F.2d 684 (5th Cir.1980); United States v. Cammarata, 721 F.2d 134 (5th Cir.1983). Consistent therewith, we vacate our opinion on direct appeal, dismiss the appeal as moot, and remand to the district court with instructions to vacate the convictions and to dismiss the subject indictment. In addition, the district court is to direct the clerk of the district court to deliver over to the...

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14 practice notes
  • U.S. v. Estate of Parsons, No. 01-50464.
    • United States
    • United States Courts of Appeals. United States Court of Appeals (5th Circuit)
    • December 11, 2002
    ...297 (3d Cir.2001) (fines and forfeitures); United States v. Asset, 990 F.2d 208, 211 (5th Cir.1993) (fines); United States v. Schuster, 778 F.2d 1132 (5th Cir.1985) (fines); Oberlin, 718 F.2d at 895-96 (fines and forfeitures); Pauline, 625 F.2d at 684 3. Congress did, however, provide that ......
  • U.S. v. Estate of Parsons, No. 01-50464.
    • United States
    • U.S. Court of Appeals — Fifth Circuit
    • April 16, 2004
    ...the death of a criminal defendant during the pendency of his appeal abates the entire proceeding ab initio."); United States v. Schuster, 778 F.2d 1132, 1133 (5th Cir.1985) ("Under the firmly established rule in this circuit, the death of a defendant pending conclusion of the direct crimina......
  • U.S. v. Rocha, No. 89-1712
    • United States
    • United States Courts of Appeals. United States Court of Appeals (5th Circuit)
    • October 22, 1990
    ...prosecutor's statements, effectively eliminating any prejudicial effect the statements might have had on the defendants. See Cardenas, 778 F.2d at 1132. In addition, during the jury instructions following the closing arguments, the district court emphasized to the jury that statements of co......
  • U.S. v. Mmahat, No. 95-30154
    • United States
    • United States Courts of Appeals. United States Court of Appeals (5th Circuit)
    • February 7, 1997
    ...his appeal abates the entire proceeding ab initio. United States v. Asset, 990 F.2d 208, 210 (5th Cir.1993); United States v. Schuster, 778 F.2d 1132, 1133 (5th Cir.1985); United States v. Pauline, 625 F.2d 684, 684-85 (5th Cir.1980). In Asset, however, we held that a conviction that result......
  • Request a trial to view additional results
14 cases
  • U.S. v. Estate of Parsons, No. 01-50464.
    • United States
    • United States Courts of Appeals. United States Court of Appeals (5th Circuit)
    • December 11, 2002
    ...297 (3d Cir.2001) (fines and forfeitures); United States v. Asset, 990 F.2d 208, 211 (5th Cir.1993) (fines); United States v. Schuster, 778 F.2d 1132 (5th Cir.1985) (fines); Oberlin, 718 F.2d at 895-96 (fines and forfeitures); Pauline, 625 F.2d at 684 3. Congress did, however, provide that ......
  • U.S. v. Estate of Parsons, No. 01-50464.
    • United States
    • U.S. Court of Appeals — Fifth Circuit
    • April 16, 2004
    ...the death of a criminal defendant during the pendency of his appeal abates the entire proceeding ab initio."); United States v. Schuster, 778 F.2d 1132, 1133 (5th Cir.1985) ("Under the firmly established rule in this circuit, the death of a defendant pending conclusion of the direct crimina......
  • U.S. v. Rocha, No. 89-1712
    • United States
    • United States Courts of Appeals. United States Court of Appeals (5th Circuit)
    • October 22, 1990
    ...prosecutor's statements, effectively eliminating any prejudicial effect the statements might have had on the defendants. See Cardenas, 778 F.2d at 1132. In addition, during the jury instructions following the closing arguments, the district court emphasized to the jury that statements of co......
  • U.S. v. Mmahat, No. 95-30154
    • United States
    • United States Courts of Appeals. United States Court of Appeals (5th Circuit)
    • February 7, 1997
    ...his appeal abates the entire proceeding ab initio. United States v. Asset, 990 F.2d 208, 210 (5th Cir.1993); United States v. Schuster, 778 F.2d 1132, 1133 (5th Cir.1985); United States v. Pauline, 625 F.2d 684, 684-85 (5th Cir.1980). In Asset, however, we held that a conviction that result......
  • Request a trial to view additional results

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