U.S. v. Smotherman

• Decision Date: 18 April 2003
• Docket Number: No. 02-2712.,02-2712.
• Citation: 326 F.3d 988
• Parties: UNITED STATES of America, Plaintiff-Appellee, v. Richard Don SMOTHERMAN, Defendant-Appellant.
• Court: U.S. Court of Appeals — Eighth Circuit

Page 988

326 F.3d 988

UNITED STATES of America, Plaintiff-Appellee, v. Richard Don SMOTHERMAN, Defendant-Appellant.

No. 02-2712.

United States Court of Appeals, Eighth Circuit.

Submitted: January 16, 2003.

Filed: April 18, 2003.

Larry B. Moore, Springfield, MO, for appellant.

Randall D. Eggert, Asst. U.S. Atty., Springfield, MO, for appellee.

Before LOKEN^* and MORRIS SHEPPARD ARNOLD, Circuit Judges, and WEBBER,^** District Judge.

PER CURIAM.

Richard Don Smotherman pleaded guilty to the charge of conspiring to manufacture and distribute methamphetamine in violation of 21 U.S.C. § 846. The district court¹ sentenced him to 262 months in prison, the bottom of the guidelines sentencing range determined by the court. Smotherman appealed, and we remanded for resentencing because of an error in calculating the applicable drug quantity. United States v. Smotherman, 285 F.3d 1115, 1116 (8th Cir.2002). On remand, the district court determined a corrected guidelines range of 210 to 262 months and sentenced Smotherman to 250 months in prison. He again appeals, arguing that, in sentencing him near the top of his corrected guidelines range, the court imposed a presumptively vindictive sentence, thereby violating Smotherman's due process rights as defined in North Carolina v. Pearce, 395 U.S. 711, 89 S.Ct. 2072, 23 L.Ed.2d 656 (1969), overruled in part by Alabama v. Smith, 490 U.S. 794, 109 S.Ct. 2201, 104 L.Ed.2d 865 (1989). We affirm.

In Pearce, the Supreme Court held that the Due Process Clause bars a sentencing judge from vindictively punishing the defendant for a successful appeal. To guard against the danger of vindictiveness, the Court adopted the rule that, "whenever a judge imposes a more severe sentence upon a defendant after a new trial, the reasons for his doing so must affirmatively appear [and] be based upon objective information concerning identifiable conduct on the part of the defendant occurring after the time of the original sentencing proceeding." 395 U.S. at 726, 89 S.Ct. 2072. Though Pearce involved a resentencing after a second conviction, this principle also applies to a resentencing after a sentence was vacated on appeal. United States v. Evans, 314 F.3d 329, 334 (8th Cir.2002).

A resentencing does not trigger the rule in Pearce unless the second sentence is "more severe." Thus, when there is a single count of conviction, as in this case, the Pearce presumption of vindictiveness does not arise if the court imposes the same sentence on remand. See United States v. Arrington, 255 F.3d 637, 639 (8th Cir.2001). Here, Smotherman's 250-month sentence on remand is twelve months less than his original 262-month sentence. He nonetheless argues that the Pearce presumption should apply because the district court initially sentenced him at the bottom of the applicable guidelines range but then resentenced him near the top of the corrected range. Arrington squarely rejected this contention:

Since a more severe sentence was not imposed, Arrington cannot make out a claim of vindictiveness. Just because Arrington was sentenced at the bottom of the original range does not mean that he had a right to be sentenced at any particular point in the recalculated guideline range. He was sentenced within the guideline range, and no presumption of vindictiveness arose because he was not sentenced at his preferred point in the applicable range.

255 F.3d at 639 (...