U.S. v. Sorrentino

• Decision Date: 26 December 1995
• Docket Number: No. 395,D,395
• Citation: 72 F.3d 294
• Parties: UNITED STATES of America, Appellee, v. Luciano SORRENTINO, Defendant-Appellant. ocket 95-1152.
• Court: U.S. Court of Appeals — Second Circuit

Page 294

72 F.3d 294

UNITED STATES of America, Appellee, v. Luciano SORRENTINO, Defendant-Appellant.

No. 395, Docket 95-1152.

United States Court of Appeals, Second Circuit.

Argued Dec. 11, 1995.

Decided Dec. 26, 1995.

Barry S. Turner, New York City, for Defendant-Appellant.

Faith Gay, Assistant United States Attorney, E.D. New York, Brooklyn, NY (Zachary W. Carter, United States Attorney, Peter A. Norling, Assistant United States Attorney, of counsel), for Appellee.

Before OAKES, WINTER, and WALKER, Circuit Judges.

WINTER, Circuit Judge:

Luciano Sorrentino appeals from his conviction by a jury before Judge Raggi for possession as a convicted felon of a firearm, in violation of 18 U.S.C. Sec. 922(g), and possession of counterfeit currency, in violation of 18 U.S.C. Sec. 473. He raises numerous claims of error, including a constitutional challenge to the statute underlying his conviction for possession of a weapon. We affirm.

In September of 1992, the federal Bureau of Alcohol, Tobacco, and Firearms (ATF) wired a confidential informant (CI), who then tape recorded Sorrentino providing the CI with an Italian-made revolver and selling the CI $2000 in counterfeit United States currency. Sorrentino was initially arrested on October 6, 1992. He was brought to the ATF office but then released. No charges were filed at that time. On June 10, 1993, a complaint was filed and a warrant issued for his arrest. On June 7, 1994, Sorrentino was arrested and arraigned. He was charged in a four-count indictment on July 7, 1994. Jury selection was held and his trial began on September 19, 1994.

The CI was not called as a witness at trial. Instead, the government played the tapes of the CI's conversations with Sorrentino. The CI was made available to the defense on the second day of trial, but he refused to talk to Sorrentino's counsel. Sorrentino thereafter requested a missing witness charge, but Judge Raggi denied the request, ruling that the CI was available to both sides. Nevertheless, she allowed Sorrentino to comment in summation on the CI's failure to testify and on his special relationship with the government.

Sorrentino contends first that Section 922(g), the basis for his conviction as a previously convicted felon in possession of a weapon, is unconstitutional because it is beyond Congress's authority under the Commerce Clause. We disagree. Sorrentino relies upon the Supreme Court's recent decision in United States v. Lopez, --- U.S. ----, 115 S.Ct. 1624, 131 L.Ed.2d 626 (1995), which held that the Gun-Free Zone Act, 18 U.S.C. Sec. 922(q), prohibiting possession of a firearm in a school zone, is unconstitutional as beyond the scope of the Commerce Clause. However, Lopez held that the specific statute at issue in that case "ha[d] nothing to do with 'commerce' or any sort of economic enterprise" and could not "be sustained under our cases upholding regulations of activities that arise out of or are connected with a commercial transaction, which viewed in the aggregate, substantially affects interstate commerce," --- U.S. at ---- - ----, 115 S.Ct. at 1630-31. Lopez further held that the statute under review in that case, Section 922(q), "contains no jurisdictional element which would ensure, through case-by-case inquiry, that the firearms possession in question affects interstate commerce." Id. at ----, 115 S.Ct. at 1631.

The statute before us avoids the constitutional deficiency identified in Lopez because it requires a legitimate nexus with interstate commerce. To obtain a conviction under Section 922(g), the government must show that the weapon at issue was "ship[ped] or transport[ed] in interstate or foreign commerce" or was "possess[ed] in or affect[ed] commerce." 18 U.S.C. Sec. 922(g). In Scarborough v. United States, 431 U.S. 563, 97 S.Ct. 1963, 52 L.Ed.2d 582 (1977), the Supreme Court held that "proof that the possessed firearm previously traveled in interstate commerce is sufficient to satisfy the statutorily required nexus between the possession of a firearm by a convicted felon and commerce." Id. at 564, 97 S.Ct. at 1964. It further concluded that 18 U.S.C. Sec. 1202(a), the predecessor statute to Section 922(g), was a legitimate exercise of Congress's powers under the Commerce Clause because the Constitution requires only a "minimal nexus that the firearm have been, at some time, in interstate commerce." See id. at 575, 97 S.Ct. at 1968; see also United States v. Carter, 981 F.2d 645, 647 (2d Cir.1992) ("In the context of firearm control, it is well established that for a firearm to fall within the Commerce Clause, it need only have travelled previously in interstate commerce."), cert. denied, 507 U.S. 1023, 113 S.Ct. 1827, 123 L.Ed.2d 456 (1993).

The statute invalidated in Lopez lacked this necessary element; the statute at issue here clearly contains it. Lopez is thus entirely compatible with the Supreme Court's earlier decision in Scarborough. Other circuits that have considered the issue agree that Lopez does not undermine the constitutionality of Section 922(g). See United States v. Bell, 70 F.3d 495, 497-98 (7th Cir.1995); United States v. Hinton, No. 95-5095, 1995 WL 623876 (4th Cir. Oct. 25, 1995); United States v. Shelton, 66 F.3d 991 (8th Cir.1995); United States v. Mosby, 60 F.3d 454, 456 (8th Cir.1995); United States v. Hanna, 55 F.3d 1456, 1462 n. 2 (9th Cir.1995); United States v. Bolton, 68 F.3d 396, 400 (10th Cir.1995).

Second, Sorrentino argues that his prior conviction should not have been placed in evidence before the jury. An element of the offense charged in Count One, possession by a convicted felon of a weapon that has travelled in interstate commerce, is, naturally, that the defendant be a convicted felon. Thus, the jury must have evidence of a prior conviction in order to convict on this count. See United States v. Gilliam, 994 F.2d 97, 100 (2d Cir.), cert. denied, --- U.S. ----, 114 S.Ct. 335, 126 L.Ed.2d 280 (1993). We have recognized that introduction of a defendant's prior criminal record is needlessly prejudicial, "only when it tends to have some adverse effect upon a defendant beyond tending to prove the fact or issue that justified its admission into evidence." United States v. Figueroa, 618 F.2d 934, 943 (2d Cir.1980). We have thus allowed defendants who seek to avoid exposure of the details of prior crimes to stipulate to the existence of a prior felony without identifying either the type of crime or factual details. See Gilliam, 994 F.2d at 102-03 (citing cases). In the instant matter, such a stipulation was made, and the court gave a proper limiting instruction. There was thus no unfair prejudice.

Third, Sorrentino claims that, because of his first arrest in 1992--two years before his re-arrest and indictment--his right to a speedy trial under both the Sixth Amendment and the Speedy Trial Act, 18 U.S.C. Sec. 3161 et seq., was violated. He did not move to dismiss the indictment on these grounds, and we therefore review his claim only for plain error. See Fed.R.Crim.P. 52(b); United States v. Keppler, 2 F.3d 21, 23 (2d Cir.1993).

On these facts, the relevant inquiry is whether the speedy trial clock began to run at the first or the later arrest. Beyond question, the clock began to run only at the time of the second arrest. "[I]t is either a formal indictment or information or else the actual restraints imposed by arrest and holding to answer a criminal charge that engage the particular protections of the speedy trial provision of the Sixth Amendment." United States v. Marion, 404 U.S. 307, 320, 92 S.Ct. 455, 463, 30 L.Ed.2d 468 (1971). In United States v. Bloom, 865 F.2d 485 (2d Cir.), cert. denied, 490 U.S. 1027, 109 S.Ct. 1762, 104 L.Ed.2d 197 (1989), we held that an appellant's speedy trial right was not violated by an almost two-year delay between arrest and indictment: "the key Sixth Amendment issue is whether [appellant] was either arrested or subjected to substantial restrictions for purposes of answering a criminal charge.... The restrictions imposed after his prompt release were intended only to protect an ongoing investigation and did not trigger Sixth Amendment rights." Id. at 491. "[W]hen no indictment is outstanding, only the 'actual restraints imposed by arrest and holding to answer a criminal charge' " engage speedy trial protection. United States v. Loud Hawk, 474 U.S. 302, 310, 106 S.Ct. 648, 653, 88 L.Ed.2d 640 (1986) (quot...