U.S. v. Stearns

• Citation: 387 F.3d 104
• Decision Date: 01 November 2004
• Docket Number: No. 03-2340.,03-2340.
• Parties: UNITED STATES of America, Appellee, v. Jeffrey D. STEARNS, Defendant, Appellant.
• Court: United States Courts of Appeals. United States Court of Appeals (1st Circuit)

Page 104

387 F.3d 104

UNITED STATES of America, Appellee, v. Jeffrey D. STEARNS, Defendant, Appellant.

No. 03-2340.

United States Court of Appeals, First Circuit.

Heard March 2, 2004.

Decided November 1, 2004.

Appeal from the United States District Court for the District of Maine, Gene Carter, J Neal K. Stillman for appellant.

F. Mark Terison, Senior Litigation Counsel, with whom Paula D. Silsby, United States Attorney, was on brief for appellee.

Before LYNCH, Circuit Judge, CYR, Senior Circuit Judge, and HOWARD, Circuit Judge.

CYR, Senior Circuit Judge.

Jeffrey D. Stearns appeals from the guidelines sentence imposed upon his conviction for possession of a firearm by a felon, contending that the district court erroneously categorized him as an armed career criminal when it refused to count as one crime his prior convictions for two burglaries committed against the same victim on consecutive days. Finding no error, we affirm.

I BACKGROUND

In October 2001, Stearns was arrested and charged as a felon in possession of firearms. See 18 U.S.C. § 922(g)(1). After Stearns pled guilty, the government urged the court to enhance his sentence under the armed career criminal provision, see U.S.S.G. § 4B1.4; 18 U.S.C. § 924(e)(1) (ACCA), citing his prior convictions for a robbery in 1975 and three burglaries in 1979. U.S.S.G. § 4B1.4(a) provides that "[a] defendant who is subject to an enhanced sentence under the provisions of 18 U.S.C. § 924(e) is an armed career criminal," and subsection 924(e) provides, in pertinent part:

In the case of a person who violates section 922(g) of this title and has three previous convictions by any court referred to in section 922(g)(1) of this title for a violent felony or a serious drug offense, or both, committed on occasions different from one another, such person shall be fined under this title and imprisoned not less than fifteen years, and, notwithstanding any other provision of law, the court shall not suspend the sentence of, or grant a probationary sentence to, such person with respect to the conviction under section 922(g).

18 U.S.C. § 924(e)(1) (emphasis added).

Stearns responded that the two burglaries he committed at the same warehouse on consecutive days in 1979 were not actually committed "on occasions different from one another" because (i) his former employer had asked him to remove the inventory from its warehouse as part of a scheme to defraud the employer's insurance company, and thus the individual burglaries were mere steps in the commission of a single offense; and (ii) the victim of both crimes was the same (viz., his former employer's insurer), which should foreclose any inference that the two burglaries were discrete ACCA "occurrences."

The district court declined to conduct an evidentiary hearing, holding that the two burglaries were to be considered distinct "occasions" under the ACCA. Then, applying the armed career criminal enhancement, the district court sentenced Stearns to 150 months' imprisonment. Stearns appeals.

II DISCUSSION

First, Stearns contends that the district court erred in refusing to convene an evidentiary hearing to determine the particular factual circumstances surrounding the two 1979 robberies, and whether he committed them as part of a single, integrated criminal scheme which should be treated as one "occasion" for purposes of the ACCA. In the alternative, Stearns argues that the fact that there was but one victim of the burglaries should preclude their being counted separately. Following oral argument, Stearns submitted a letter to the court, contending that the Supreme Court's ruling in Blakely v. Washington, ___ U.S. ___, 124 S.Ct. 2531, 2537, 159 L.Ed.2d 403 (2004) (holding that a sentence enhanced under the Washington State sentencing guidelines violated the Sixth Amendment because the enhancement relied on factual findings neither admitted by the defendant nor found by the jury), presented a distinct ground for vacating the sentence. We permitted the parties to submit supplemental briefs on the Blakely issue.

Although the Supreme Court has decided to expedite its review of the issue of Blakely's impact vel non upon the federal sentencing guidelines, we need not await its disposition before rejecting the Blakely argument in the instant case. First, Stearns did not present a Sixth Amendment-based challenge to the district court's § 4B1.4 enhancement, and thus the issue has been forfeited for purposes of appeal. See United States v. Cordoza-Estrada, 385 F.3d 56, 59 (1st Cir.2004) (noting that Blakely objection had been forfeited for failure to present it to the trial court); United States v. Savarese, 385 F.3d 15, 20 (1st Cir.2004) (same); United States v. Morgan, 384 F.3d 1, 7 (1st Cir.2004) (same). Normally, we review forfeited claims for plain error only, and will not vacate a sentence unless we find (i) error, (ii) which is plain, and (iii) affects the defendant's substantial rights. See Morgan, 384 F.3d at 7. Even then, however, we will determine whether to exercise our discretion to notice a forfeited error only where it seriously affected the fairness, integrity, or public reputation of the trial process. See id.

Applying these standards, we discern no plain error. There are but two findings of fact which could conceivably have triggered the Blakely holding in the instant case: (i) whether the two burglaries constitute prior convictions for crimes of the type counted under the ACCA, viz., "a violent felony or a serious drug offense"; and (ii) whether the particular circumstances in these two burglaries—his former employer's alleged insurance fraud scheme—would suggest that the burglaries were part of a single "occasion" under the ACCA.

As to the former finding, in the district court Stearns did not dispute that he was convicted of the two burglaries, nor that the burglaries were the type of "violent felony" countable under the ACCA. Moreover, had he posed such a dispute, the Blakely decision does not encompass sentencing enhancements based upon "the fact of prior conviction," which is not the type of circumstance which the Sixth Amendment mandates be determined by a jury, rather than the sentencing court. See Cordoza-Estrada, 385 F.3d at 59 ("Blakely did not disturb the distinction between `the fact of a prior conviction' and other facts that `increase the penalty for a crime beyond a prescribed maximum.'"). In addition, even if "the fact of prior conviction" were not already beyond the ambit of Blakely, in the Stearns indictment the government listed the two prior burglary convictions as ACCA predicate offenses, and the Stearns guilty plea would constitute an admission of fact which independently removed his case from the operation of Blakely. See United States v. Saldivar-Trujillo, 380 F.3d 274, 279 (6th Cir.2004) (noting that Blakely does not apply to "facts ... admitted by the defendant") (citing Blakely, 124 S.Ct. at 2537).

As concerns any alleged "factual" finding relating to whether the particular circumstances which obtained in the two Stearns burglaries would demonstrate that they constituted one "occasion," we discern no plain error. In denying Stearns' request for an evidentiary hearing on this issue, the district court cited Taylor v. United States, 495 U.S. 575, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990), for the proposition that district courts normally should not look beyond the indictment when determining whether a prior conviction is the type countable under the ACCA. Whether or not the district court's Taylor citation is entirely apposite, an issue upon which we express no opinion,¹ the record demonstrates that Stearns affirmatively accepted the district court's ruling, thereby waiving any initial request for such an evidentiary hearing. Stearns' counsel stated: "So I agree with the Court, my better argument is not, let's find out what happened 13 years ago when this burglary took place. You can't do that." (Emphasis added.). Stearns, through his counsel, then focused on a different argument that did not require further factfinding, viz., whether the facts that the burglaries were committed against the same victim and on consecutive days—both undisputed historical facts— prevented the court from considering them as separate "occasions." Even if we were to accept the dubious proposition that the evidentiary hearing proposed by Stearns would have resulted in district court "factfinding" which somehow implicated Blakely, that issue was affirmatively waived below.² Although we can review forfeited error for plain error, arguments which have been affirmatively waived are not normally reviewable on appeal. See Morgan, 384 F.3d at 7 ("When an argument has been waived, no [appellate] review is possible, unless the court engages in the rare exercise of its power to excuse waiver."). Accordingly, we reject both the Blakely claim and the Stearns contention that the district court erred in refusing to permit an evidentiary...