U.S. v. Well

Decision Date12 April 1978
Docket NumberNo. 77-1976,77-1976
Citation572 F.2d 1383
PartiesUNITED STATES of America, Appellant, v. Allen WELL, Appellee.
CourtU.S. Court of Appeals — Ninth Circuit

James P. Gray, Asst. U. S. Atty., (argued), Los Angeles, Cal., for appellant.

Ronald A. Ginsburg (argued), Albuquerque, N. M., for appellee.

Appeal from the United States District Court for the Central District of California.

Before GOODWIN, WALLACE, and HUG, Circuit Judges.

PER CURIAM:

In this case the government challenges sanctions imposed under the Jencks Act, 18 U.S.C. § 3500.

In January of 1977 Allen Well was tried on charges of aiding and abetting mail fraud in violation of 18 U.S.C. § 1341. Three of the principals involved in the mail fraud scheme testified against Well. Two of these witnesses had entered into plea bargains with the government before trial. The third had been convicted but had not been sentenced before the defendant's trial.

During the government's rebuttal case against the defendant, the court discovered that all of the government's key witnesses had been interviewed before the trial by a postal agent who had tape-recorded those interviews. Although the defendant had requested Jencks Act materials, the existence of the tape recordings was apparently unknown to the prosecutor. No tapes were turned over to the defense after the witnesses testified, as required by the Jencks Act. The court declared a mistrial on its own motion pursuant to 18 U.S.C. § 3500(d).

The postal agent revealed that he had recorded six or seven conversations with the three principal government witnesses between June and September of 1976 and that all of the conversations concerned Well's role in the mail fraud. After summarizing these conversations in case memoranda, the agent reused the cassettes for other routine matters and thereby erased their contents.

Anticipating a retrial, the defendant moved to suppress the testimony of all witnesses whose interviews had been tape-recorded, on the grounds that the tapes were not available for impeachment purposes. The court granted this motion. The government appeals. We affirm.

The government concedes that the tape recordings constituted statements producible under the Jencks Act, 18 U.S.C. § 3500(e)(2). The government also concedes that it failed to produce those statements. The government contends, however, that the trial judge erred in imposing sanctions under the Jencks Act where the defendant failed to show that he was materially prejudiced by the government's nondisclosure. The government suggests that the defendant must be able to point to discrepancies between the witnesses' testimony at trial and the witnesses' pretrial statements.

The Jencks Act does not require the defendant to show prejudice. The Act provides that after a government witness testifies at trial the government must produce, on request, any previously made statements by that witness which relate to the witness's testimony on direct examination. 18 U.S.C. § 3500(b). If the government fails to produce such statements, the court is required to strike the testimony of the witness. 18 U.S.C. § 3500(d). As the Supreme Court noted in its comprehensive discussion of the Jencks Act in Palermo v. United States, 360 U.S. 343, 353 n.10, 79 S.Ct. 1217, 1225, 3 L.Ed.2d 1287 (1959), "the statute does not provide that inconsistency between the statement and the witness' testimony is to be a relevant consideration" in determining which statements must be produced.

The government is correct in its assertion that this court has consistently applied the harmless error rule in cases in which the court found that the trial judge failed to impose...

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15 cases
  • U.S. v. Bagnariol
    • United States
    • U.S. Court of Appeals — Ninth Circuit
    • December 21, 1981
    ...v. Robinson, 546 F.2d 309, 312 (9th Cir. 1976), cert. denied, 430 U.S. 918, 97 S.Ct. 1333, 51 L.Ed.2d 596 (1977); United States v. Well, 572 F.2d 1383, 1384 (9th Cir. 1978); United States v. Finnegan, 568 F.2d 637, 642 (9th Cir. 1977); United States v. Marques, 600 F.2d 742, 748 (9th Cir. 1......
  • U.S. v. Lieberman, s. 78-1465
    • United States
    • U.S. Court of Appeals — First Circuit
    • January 7, 1980
    ... ... § 3500, the prosecutor made it available to defense counsel well in advance of trial. 3 ...         After receiving and reviewing the first batch of transcripts, which clearly showed that the SEC ...         We are not persuaded. What Lieberman would have us hold is that there is not only a duty to preserve whatever material comes into the government's hands, but also a duty to create Jencks Act material ... ...
  • State v. Axley
    • United States
    • Arizona Supreme Court
    • May 10, 1982
    ...notes must be preserved." Id. at 1248. The requirement to preserve rough notes or tape recordings was reiterated in United States v. Well, 572 F.2d 1383 (9th Cir. 1978), and in United States v. Parker, 549 F.2d 1217 (9th Cir.), cert. denied, 430 U.S. 971, 97 S.Ct. 1659, 52 L.Ed.2d 365 (1977......
  • U.S. v. Bernard
    • United States
    • U.S. Court of Appeals — Ninth Circuit
    • September 27, 1979
    ...rule in cases which have not proceeded to conviction was recently considered by this court in a different context in United States v. Well, 572 F.2d 1383 (1978). In Well, the defendant was accused of aiding and abetting mail fraud. During the Government's rebuttal the court discovered that ......
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